K. Michael ConawayFiling

Annual Report | Filed on 11 Aug 2016

This congressional financial disclosure from K. Michael Conaway (annual report) contains 305 stock trades. It was filed on 11 August 2016. Reported tickers include ABT, SHW, COP, SLB, TOT, and 124 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

Want to automatically copy Pelosi trades?

Mirror Nancy Pelosi's portfolio with just one click on eToro.

Claim Free Asset Copy Automatically with eToro

Copy Trading does not amount to investment advice. The value of your investments may go up or down. Your capital is at risk.

Past Performance is not an indication of future results.

Politician Name

K. Michael Conaway

Filing Type

Annual Report

Filed Date

11 Aug 2016

View Original Filing (PDF)

Transactions

305 transactions


SP M81 (Merrill Lynch) ⇒ ... VZ	S (partial)	30 Dec 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... CMI	S	22 Dec 2015	$1,001 - $15,000	-
Trust M69 (Merrill Lynch)...	P	22 Dec 2015	$15,001 - $50,000	SP500 CLIRNS ISSUER BNS CAP 16.40%
SP E62 (Edward Jones) ⇒ U...	P	22 Dec 2015	$1,001 - $15,000	UIT FIRST TRUST DIVERSIFIED: INCME & GRWTH PRTFLIO WINTER: 2015 SER MONTHLY...
SP M40 (Merrill Lynch) ⇒ ...	P	22 Dec 2015	$50,001 - $100,000	R2000 STEPUP ISSUER HSBC STEP 25.00
SP M40 (Merrill Lynch) ⇒ ...	P	22 Dec 2015	$50,001 - $100,000	SP500 SUNS ISSUER CIBC STEP 16.30%
SP M40 (Merrill Lynch) ⇒ ... ELGX	P	22 Dec 2015	$1,001 - $15,000	-
Trust M69 (Merrill Lynch)...	P	22 Dec 2015	$15,001 - $50,000	R2000 STEPUP ISSUER HSBC STEP 25.00
SP M81 (Merrill Lynch) ⇒ ... AKAM	S	15 Dec 2015	$620.00	-
SP M40 (Merrill Lynch) ⇒ ...	P	14 Dec 2015	$15,001 - $50,000	-
SP M40 (Merrill Lynch) ⇒ ...	P	14 Dec 2015	$1,001 - $15,000	-
Trust M69 (Merrill Lynch)...	S (partial)	14 Dec 2015	$15,001 - $50,000	-
SP M40 (Merrill Lynch) ⇒ ...	P	14 Dec 2015	$15,001 - $50,000	-
Trust M69 (Merrill Lynch)...	P	14 Dec 2015	$1,001 - $15,000	-
Trust M69 (Merrill Lynch)...	P	14 Dec 2015	$1,001 - $15,000	-
Trust M69 (Merrill Lynch)...	S (partial)	14 Dec 2015	$15,001 - $50,000	-
SP M40 (Merrill Lynch) ⇒ ...	S (partial)	14 Dec 2015	$50,001 - $100,000	FT Unit 5463 Sabrient Forward Looking
SP M40 (Merrill Lynch) ⇒ ...	S	14 Dec 2015	$15,001 - $50,000	-
SP M40 (Merrill Lynch) ⇒ ...	S (partial)	14 Dec 2015	$50,001 - $100,000	-
Trust M69 (Merrill Lynch)...	S (partial)	14 Dec 2015	$15,001 - $50,000	-
SP M40 (Merrill Lynch) ⇒ ...	S	14 Dec 2015	$50,001 - $100,000	-
SP M81 (Merrill Lynch) ⇒ ... TJX	P	11 Dec 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... TJX	P	10 Dec 2015	$1,001 - $15,000	-
SP E62 (Edward Jones) ⇒ *...	S	9 Dec 2015	$15,001 - $50,000	Exchange to **AMERICAN FDS MONEY MKT FD: CL A: 12/08/15 AT $1.00/SHARE
SP E62 (Edward Jones) ⇒ A...	P	9 Dec 2015	$15,001 - $50,000	Exchange from **AMERICAN FDS DEVELOPING: WORLD GROWTH & INCOME FD CL A: 12/...
SP E62 (Edward Jones) ⇒ T... TRMB	S	8 Dec 2015	$1,001 - $15,000	-
SP E62 (Edward Jones) ⇒ B... BBL	S	8 Dec 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... CMI	S (partial)	7 Dec 2015	$1,001 - $15,000	-
SP E62 (Edward Jones) ⇒ U...	S	27 Nov 2015	$1,001 - $15,000	Redemption UIT FIRST TRUST: SER 18 INTL CAP STRENGTH PORT: SEMI ANNUAL REIN...
SP M81 (Merrill Lynch) ⇒ ... VZ	S (partial)	20 Nov 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... CVS	S	19 Nov 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... PG	P	13 Nov 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... AAPL	S (partial)	13 Nov 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... M	P	13 Nov 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... IBM	P	13 Nov 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... RDS.A	P	13 Nov 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... F	S (partial)	12 Nov 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... GM	P	12 Nov 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... PCLN	S (partial)	6 Nov 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... GM	P	4 Nov 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... F	S (partial)	4 Nov 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... WMT	P	29 Oct 2015	$1,001 - $15,000	-
SP M40 (Merrill Lynch) ⇒ ...	P	28 Oct 2015	$100,001 - $250,000	SP500 ARN ISSUER BAC CAP 11.16% SV
SP M40 (Merrill Lynch) ⇒ ...	S (partial)	28 Oct 2015	$15,001 - $50,000	-
SP M40 (Merrill Lynch) ⇒ ...	S (partial)	28 Oct 2015	$15,001 - $50,000	-
SP M81 (Merrill Lynch) ⇒ ... BXLT	S	26 Oct 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... ESRX	P	16 Oct 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... LNKD	S	9 Oct 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... DLTR	S	8 Oct 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... XOM	P	6 Oct 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... TOT	S (partial)	5 Oct 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... PG	P	2 Oct 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... BXLT	S (partial)	2 Oct 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... TOT	S (partial)	28 Sept 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... XOM	P	25 Sept 2015	$1,001 - $15,000	-
Trust M69 (Merrill Lynch)...	S	23 Sept 2015	$15,001 - $50,000	SX5E LIRN ISSUER HSBC PART 118.00%
SP M40 (Merrill Lynch) ⇒ ...	P	23 Sept 2015	$50,001 - $100,000	SP500 C LIRN Issuer bac 14.54%
SP M40 (Merrill Lynch) ⇒ ...	S	23 Sept 2015	$50,001 - $100,000	SX5E LIRN ISSUER HSBC PART 118.00%
Trust M69 (Merrill Lynch)...	P	23 Sept 2015	$15,001 - $50,000	SP500 C LIRN Issuer Barc Cap 12.1
SP M81 (Merrill Lynch) ⇒ ... SLH	S	15 Sept 2015	$1,001 - $15,000	-
SP M36 (Merrill Lynch) ⇒ ...	P	2 Sept 2015	$15,001 - $50,000	Ft Unit 5601 Sabrient Bakers Dozen
Trust M69 (Merrill Lynch)...	P	2 Sept 2015	$50,001 - $100,000	FT Unit 5601 Sabrient Bakers Dozen
Trust M69 (Merrill Lynch)...	S	2 Sept 2015	$50,001 - $100,000	Ft Unit 5221 Sabrient Bakers Dozen Port 201
SP M37 (Merrill Lynch) ⇒ ...	P	2 Sept 2015	$15,001 - $50,000	Ft Unit 5221 Sabrient Bakers Dozen Port 201
SP M37 (Merrill Lynch) ⇒ ...	S	2 Sept 2015	$15,001 - $50,000	Ft Unit 5221 Sabrient Bakers Dozen Port 201
SP M40 (Merrill Lynch) ⇒ ...	S	2 Sept 2015	$50,001 - $100,000	SP500 ARN Issuer Bac Cap 10.65%
SP M36 (Merrill Lynch) ⇒ ...	S	2 Sept 2015	$15,001 - $50,000	Ft Unit 5221 Sabrient Bakers Dozen Port 20
SP M40 (Merrill Lynch) ⇒ ...	P	2 Sept 2015	$50,001 - $100,000	FT Unit 5601 SabrientBakers Dozen
SP M40 (Merrill Lynch) ⇒ ...	P	2 Sept 2015	$100,001 - $250,000	R2000 C LIRN Issuer CAP 14.10%
SP M40 (Merrill Lynch) ⇒ ...	S	2 Sept 2015	$50,001 - $100,000	FT Unit 5221 Sabrient Sale Price
SP M81 (Merrill Lynch) ⇒ ... WMT	P	1 Sept 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... CAH	P	26 Aug 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... CAH	P	25 Aug 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... MCK	S	25 Aug 2015	$1,001 - $15,000	-
SP E62 (Edward Jones) ⇒ F...	P	11 Aug 2015	$15,001 - $50,000	-
SP E62 (Edward Jones) ⇒ F...	P	11 Aug 2015	$1,001 - $15,000	-
SP E62 (Edward Jones) ⇒ F...	P	11 Aug 2015	$15,001 - $50,000	-
SP E62 (Edward Jones) ⇒ U...	P	11 Aug 2015	$50,001 - $100,000	UIT FIRST TRUST DIVERSIFIED: INC & GRWTH PRT FALL 2015 SER: MONTHLY REINVES...
SP M81 (Merrill Lynch) ⇒ ... NOC	S	7 Aug 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... CERN	P	5 Aug 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... AAPL	S (partial)	5 Aug 2015	$1,001 - $15,000	-
SP E62 (Edward Jones) ⇒ U...	S	4 Aug 2015	$100,001 - $250,000	Redemption UIT First Trust Series 21 Cap Strength
SP M81 (Merrill Lynch) ⇒ ... BAX	S (partial)	31 Jul 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... UTX	P	31 Jul 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... NOC	S (partial)	31 Jul 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... TOT	P	30 Jul 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... RDS.A	P	30 Jul 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... JPM	S (partial)	30 Jul 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... NOC	S (partial)	30 Jul 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... EOG	S	29 Jul 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... TYC	S	28 Jul 2015	$1,001 - $15,000	-
SP M40 (Merrill Lynch) ⇒ ...	S	22 Jul 2015	$50,001 - $100,000	FT UNIT 5221 SABRIENT BAKERS DOZEN
SP M40 (Merrill Lynch) ⇒ ...	P	22 Jul 2015	$50,001 - $100,000	SP500 ARN ISSUER BAC CAP 10.65% SV
SP E62 (Edward Jones) ⇒ U...	P	9 Jul 2015	$50,001 - $100,000	UIT FIRST TRUST DIVERSIFIED: INCOME & GROWTH PORT SER 2015: SUMMER MONTHLY ...
SP E62 (Edward Jones) ⇒ U...	S	9 Jul 2015	$50,001 - $100,000	UIT VAN KAMPEN UNIT 967 S&P
SP E48 (Edward Jones) ⇒ I...	P	9 Jul 2015	$1,001 - $15,000	ISHARES MSCI EAFE VALUE ETF
SP M81 (Merrill Lynch) ⇒ ... CE	P	2 Jul 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... DOW	S (partial)	29 Jun 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... KMI	S	26 Jun 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... ACN	S	26 Jun 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... COF	P	26 Jun 2015	$1,001 - $15,000	-
SP M40 (Merrill Lynch) ⇒ ...	S	25 Jun 2015	$50,001 - $100,000	-
SP M40 (Merrill Lynch) ⇒ ...	P	22 Jun 2015	$50,001 - $100,000	FT Unit 5463 Sabrient Fwd Looking SBFL3
SP M40 (Merrill Lynch) ⇒ ...	S	22 Jun 2015	$50,001 - $100,000	-
SP M40 (Merrill Lynch) ⇒ ...	S	22 Jun 2015	$50,001 - $100,000	-
SP E48 (Edward Jones) ⇒ J...	P	17 Jun 2015	$1,001 - $15,000	-
SP E48 (Edward Jones) ⇒ I...	P	17 Jun 2015	$1,001 - $15,000	-
SP E48 (Edward Jones) ⇒ *...	P	17 Jun 2015	$1,001 - $15,000	-
SP E48 (Edward Jones) ⇒ *...	P	17 Jun 2015	$1,001 - $15,000	-
SP E48 (Edward Jones) ⇒ I...	S (partial)	17 Jun 2015	$1,001 - $15,000	-
SP E48 (Edward Jones) ⇒ V...	S (partial)	17 Jun 2015	$1,001 - $15,000	-
SP E48 (Edward Jones) ⇒ I...	S (partial)	17 Jun 2015	$1,001 - $15,000	-
SP E48 (Edward Jones) ⇒ I...	P	17 Jun 2015	$1,001 - $15,000	-
SP E48 (Edward Jones) ⇒ I...	S (partial)	17 Jun 2015	$1,001 - $15,000	-
SP E48 (Edward Jones) ⇒ I...	S (partial)	17 Jun 2015	$1,001 - $15,000	-
SP E48 (Edward Jones) ⇒ I...	S (partial)	17 Jun 2015	$1,001 - $15,000	-
SP E48 (Edward Jones) ⇒ I...	S (partial)	17 Jun 2015	$1,001 - $15,000	-
SP E48 (Edward Jones) ⇒ *...	P	17 Jun 2015	$1,001 - $15,000	-
SP E48 (Edward Jones) ⇒ V...	P	17 Jun 2015	$1,001 - $15,000	-
SP E48 (Edward Jones) ⇒ *...	P	17 Jun 2015	$1,001 - $15,000	-
SP E48 (Edward Jones) ⇒ V...	P	17 Jun 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... NSC	S	12 Jun 2015	$1,001 - $15,000	-
Trust M69 (Merrill Lynch)...	S (partial)	11 Jun 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... COF	P	10 Jun 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... GE	S	10 Jun 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... BAX	S (partial)	9 Jun 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... ABBV	P	8 Jun 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... DOW	S (partial)	8 Jun 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... CE	P	8 Jun 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... CELG	S (partial)	8 Jun 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... GE	S (partial)	8 Jun 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... CMI	P	4 Jun 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... AMT	S	29 May 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... ANTM	S	28 May 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... DG	S	20 May 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... MCD	P	19 May 2015	$1,001 - $15,000	-
SP M40 (Merrill Lynch) ⇒ ...	P	18 May 2015	$15,001 - $50,000	-
SP M40 (Merrill Lynch) ⇒ ...	S	18 May 2015	$100,001 - $250,000	-
SP M40 (Merrill Lynch) ⇒ ...	P	18 May 2015	$15,001 - $50,000	-
Trust M69 (Merrill Lynch)...	S	18 May 2015	$15,001 - $50,000	-
SP M40 (Merrill Lynch) ⇒ ...	P	18 May 2015	$50,001 - $100,000	-
SP M40 (Merrill Lynch) ⇒ ...	P	18 May 2015	$15,001 - $50,000	-
SP M40 (Merrill Lynch) ⇒ ...	P	18 May 2015	$15,001 - $50,000	-
SP M40 (Merrill Lynch) ⇒ ...	P	18 May 2015	$15,001 - $50,000	-
SP M40 (Merrill Lynch) ⇒ ...	P	18 May 2015	$15,001 - $50,000	-
SP M81 (Merrill Lynch) ⇒ ... PX	S	12 May 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... ADM	P	12 May 2015	$1,001 - $15,000	-
SP E62 (Edward Jones) ⇒ U...	P	8 May 2015	$100,001 - $250,000	UIT FIRST TRUST GLOBAL DIVID: PORT SER 42 MONTHLY REINVEST: SOLICITED: PROS...
SP E62 (Edward Jones) ⇒ F...	P	8 May 2015	$100,001 - $250,000	FIRST TRUST GLOBAL DIVIDEND MONTHLY REINVESTMENT SERIES NUMBER 42
SP M81 (Merrill Lynch) ⇒ ... CSCO	P	6 May 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... GSK	S	27 Apr 2015	$1,001 - $15,000	-
SP E62 (Edward Jones) ⇒ F...	S	23 Apr 2015	$100,001 - $250,000	Redemption FIRST TRUST GLOBAL DIVIDEND MONTHLY REINVESTMENT SERIES NUMBER 3...
Trust M69 (Merrill Lynch)...	S	23 Apr 2015	$15,001 - $50,000	-
Trust M69 (Merrill Lynch)...	P	23 Apr 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... AMZN	P	21 Apr 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... AMZN	P	20 Apr 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... FCX	S	16 Apr 2015	$1,001 - $15,000	-
SP E62 (Edward Jones) ⇒ A... T	P	13 Apr 2015	$15,001 - $50,000	-
SP E62 (Edward Jones) ⇒ H...	P	13 Apr 2015	$1,001 - $15,000	-
SP E62 (Edward Jones) ⇒ T... TRMB	P	13 Apr 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... MNK	P	9 Apr 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... CMI	S (partial)	9 Apr 2015	$1,001 - $15,000	-
SP E62 (Edward Jones) ⇒ N...	P	8 Apr 2015	$15,001 - $50,000	-
SP E62 (Edward Jones) ⇒ U...	P	8 Apr 2015	$15,001 - $50,000	UIT FIRST TRUST: SER 24 INTL CAP STRENGTH PORT: SEMI ANNUAL REINVESTMENT: S...
SP E62 (Edward Jones) ⇒ U...	P	8 Apr 2015	$15,001 - $50,000	UIT FIRST TRUST: SER 24 INTL CAP STRENGTH PORT: SEMI ANNUAL REINVESTMENT: S...
SP M81 (Merrill Lynch) ⇒ ... PRGO	S	8 Apr 2015	$1,001 - $15,000	-
SP E62 (Edward Jones) ⇒ F...	S	7 Apr 2015	$15,001 - $50,000	-
SP E62 (Edward Jones) ⇒ N...	P	7 Apr 2015	$15,001 - $50,000	-
SP M81 (Merrill Lynch) ⇒ ... FCX	S (partial)	6 Apr 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... VLO	P	2 Apr 2015	$1,001 - $15,000	-
Farm Land 2/3 undivided i...	S	27 Mar 2015	$100,001 - $250,000	-
SP M37 (Merrill Lynch) ⇒ ...	P	26 Mar 2015	$15,001 - $50,000	SX5E LIRN ISSUER HSBC PART 118.00%
SP M36 (Merrill Lynch) ⇒ ...	P	26 Mar 2015	$15,001 - $50,000	SX5E LIRN ISSUER HSBC PART 118.00%
SP M40 (Merrill Lynch) ⇒ ...	P	26 Mar 2015	$50,001 - $100,000	SX5E LIRN ISSUER HSBC PART 118.00%
Trust M69 (Merrill Lynch)...	P	26 Mar 2015	$15,001 - $50,000	SX5E LIRN ISSUER HSBC PART 118.00%
SP M81 (Merrill Lynch) ⇒ ... COP	S	25 Mar 2015	$1,001 - $15,000	-
SP M40 (Merrill Lynch) ⇒ ...	P	25 Mar 2015	$15,001 - $50,000	DJIA LIRN Issurer RBC PART 111.30%
SP M37 (Merrill Lynch) ⇒ ...	S	24 Mar 2015	$15,001 - $50,000	SX5E LIRN ISSUER RBC PART 145.50% S...
Trust M69 (Merrill Lynch)...	S	24 Mar 2015	$50,001 - $100,000	Sale SX5E LIRN ISSUER RBC PART 145.50% S...
SP M40 (Merrill Lynch) ⇒ ...	S	24 Mar 2015	$100,001 - $250,000	Sale SX5E LIRN ISSUER RBC PART 145.50% S...
SP M36 (Merrill Lynch) ⇒ ...	S	24 Mar 2015	$15,001 - $50,000	Sale SX5E LIRN ISSUER RBC PART 145.50% S...
SP M81 (Merrill Lynch) ⇒ ... BSX	P	18 Mar 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... PVH	S	16 Mar 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... HBI	P	16 Mar 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... COST	S	16 Mar 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... DLTR	P	16 Mar 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... EMC	S	11 Mar 2015	$1,001 - $15,000	-
SP M40 (Merrill Lynch) ⇒ ...	S	6 Mar 2015	$50,001 - $100,000	DN BMO HARRIS BANK NA CALLABLE CD FDIC INSD STEP% FEB 20 2029 ACCOUNT SETTL...
SP M40 (Merrill Lynch) ⇒ ...	P	6 Mar 2015	$50,001 - $100,000	INDU BUF CAP PART NTS CAP 66.45% SV 17,900.10 DUE 12/27/19 BUF 30.00%
SP M81 (Merrill Lynch) ⇒ ... F	S (partial)	26 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... SSL	P	23 Feb 2015	$1,001 - $15,000	-
SP M40 (Merrill Lynch) ⇒ ...	P	19 Feb 2015	$100,001 - $250,000	SP500 C LIRN Issuer bac 12.02%
SP M40 (Merrill Lynch) ⇒ ...	S (partial)	19 Feb 2015	$15,001 - $50,000	-
SP M40 (Merrill Lynch) ⇒ ...	S	19 Feb 2015	$50,001 - $100,000	-
SP M40 (Merrill Lynch) ⇒ ...	S	19 Feb 2015	$15,001 - $50,000	-
SP M81 (Merrill Lynch) ⇒ ... RDS.A	P	18 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... MSFT	S	11 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... VZ	P	11 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... TSLA	P	11 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... CAG	P	10 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... IPG	P	10 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... CIT	S	10 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... ASML	S	10 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... IDXX	S	10 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... SPLK	S (partial)	10 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... ICE	P	10 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... CCE	P	10 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... ABT	S	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... SHW	S	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... SLB	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... EMC	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... HON	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... UNP	S	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... EOG	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... ADS	S	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... DHR	S (partial)	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... NBL	S	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... MSFT	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... CTSH	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... NKE	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... PX	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... DOW	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... PCP	S (partial)	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... GD	S	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... PCLN	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... FB	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... CCE	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... D	S	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... KORS	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... TYC	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... TGT	S	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... HOT	S	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... PG	S (partial)	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... ICE	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... AAPL	S (partial)	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... KMI	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... PVH	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... MMC	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... ULTA	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... BIIB	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... RTN	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... ILMN	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... PRGO	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... IDXX	S (partial)	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... DLPH	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... BMY	S (partial)	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... ALXN	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... EL	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... MDLZ	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... SPLK	S (partial)	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... AKAM	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... AMP	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... UA	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... GM	S (partial)	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... RRC	S	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... GOOG	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... UNH	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... CMI	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... SBUX	S	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... DG	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... BLK	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... LNKD	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... TEVA	S (partial)	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... CMA	S	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... MCK	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... VMW	S	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... DFS	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... HCA	S	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... ASML	S (partial)	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... AMT	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... PFE	S (partial)	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... SNDK	S	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... FOXA	S	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... NEE	S	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... CIT	S (partial)	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... JNJ	S (partial)	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... ORCL	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... CBS	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... FDX	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... ADBE	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... AMZN	S (partial)	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... REGN	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... AA	S	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... MLM	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... UTX	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... BABA	S	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... RL	S	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... GG	S	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... ACN	P	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... COST	S (partial)	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... LVLT	S	9 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... COP	S (partial)	4 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... RDS.A	P	3 Feb 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... COP	S (partial)	3 Feb 2015	$1,001 - $15,000	-
Trust M69 (Merrill Lynch)...	P	14 Jan 2015	$50,001 - $100,000	Unit Investment Trust
SP E48 (Edward Jones) ⇒ J... JPM	S	14 Jan 2015	$1,001 - $15,000	Reported trade in error should have reported as JPMORGAN TR I: FED MONEY MK...
SP E48 (Edward Jones) ⇒ J... JPM	P	14 Jan 2015	$1,001 - $15,000	-
SP M40 (Merrill Lynch) ⇒ ...	P	14 Jan 2015	$100,001 - $250,000	Unit Investment Trust
SP E48 (Edward Jones) ⇒ J...	P	14 Jan 2015	$1,001 - $15,000	-
SP M81 (Merrill Lynch) ⇒ ... FCX	P	14 Jan 2015	$1,001 - $15,000	-
SP M40 (Merrill Lynch) ⇒ ...	S (partial)	13 Jan 2015	$100,001 - $250,000	-
Trust M69 (Merrill Lynch)...	S (partial)	12 Jan 2015	$15,001 - $50,000	-
Trust M69 (Merrill Lynch)...	S (partial)	12 Jan 2015	$15,001 - $50,000	-
Trust M69 (Merrill Lynch)...	S (partial)	12 Jan 2015	$15,001 - $50,000	-
SP M81 (Merrill Lynch) ⇒ ... DD	S	5 Jan 2015	$1,001 - $15,000	-