Katherine M. ClarkFiling

Amendment | Filed on 12 Aug 2022

This congressional financial disclosure from Katherine M. Clark (filing amendment) contains 237 stock trades. It was filed on 12 August 2022. Reported tickers include EMR, NVO, MA, LHX, ABT, and 47 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 237 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 942 days after the trade date. Only 0% of transactions met the disclosure requirement.

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STOCK Act Compliance Violation

This filing contains 237 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

942

Days Late (Max)

Compliance Rate

237/237

Non-Compliant

About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.

Politician Name

Katherine M. Clark

Filing Type

Amendment

Filed Date

12 Aug 2022

View Original Filing (PDF)

Transactions

237 transactions


Ameriprise SEP IRA ⇒ Janu...	P	18 Dec 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ ABB ... ABB	P	10 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Alph... GOOGL	S (partial)	10 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Abbo... ABT	S	10 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Appl... AAPL	S	10 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... NVO	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Mast... MA	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... LHX	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... ORAN	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... V	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... SBUX	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Cost... COST	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... STT	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ UBS ... UBS	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Fide... FIS	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Vang...	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Isha...	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... UNP	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Nati... NGG	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Koni... PHG	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ FLIR... FLIR	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ BNY ...	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... PEP	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... BLK	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Invi... INVH	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Amer...	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Blac... BLK	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Xyle... XYL	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... ABT	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Glax... GSK	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ S&P ... SPGI	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ SAP ... SAP	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Inte... INTC	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Visa... V	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Iron... IRM	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... ELAN	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... PHG	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Orac... ORCL	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... FLIR	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... AAPL	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Holo... HOLX	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Inve...	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... TSM	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... VAW	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... UBS	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ JPMo...	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Unio... UNP	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... CCEP	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... SPGI	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Elan... ELAN	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... HOLX	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Main...	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Oran... ORAN	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... GSK	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ JPMo...	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Firs... FSLR	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... MA	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Peps... PEP	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... COST	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... INVH	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Inve...	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... EW	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Medt... MDT	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... SAP	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ WCM ...	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Janu...	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... NGG	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... JPM	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Putn...	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... MDT	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... FIS	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Edwa... EW	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Vang... VAW	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... ORCL	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Sony... SNE	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... XYL	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ JP M... JPM	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Skec... SKX	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Star... SBUX	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Novo... NVO	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Klon...	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ BNY ...	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Stat... STT	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ L3Ha... LHX	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... INTC	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... IRM	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... FSLR	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... SNE	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Coca... CCEP	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... SKX	S	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... ABB	P	5 Nov 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	S	5 Nov 2020	$1,001 - $15,000	-
Judith S. Clark Irrevocab...	S	2 Nov 2020	$1,001 - $15,000	Redeemed Call Make Whole 5.75%; 11/01/2024 NOTE: Encompass was previously n...
Ameriprise SEP IRA ⇒ Abbo... ABT	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... UBS	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... HSBC	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... CCEP	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... TSM	S (partial)	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Unit... UNH	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ JPMo...	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... UNP	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... GSK	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ HSBC... HSBC	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Fide... FIS	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... SNE	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Coca... CCEP	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... INVH	S (partial)	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ FLIR... FLIR	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Vang...	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... ELAN	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... SKX	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Alph... GOOGL	S (partial)	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Holo... HOLX	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Unio... UNP	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Appl... AAPL	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... UNH	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Invi... INVH	S (partial)	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Nati... NGG	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Inte... INTC	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Janu...	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Glax... GSK	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... ABT	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Mosa... MOS	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Taiw... TSM	S (partial)	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... BMY	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Home... HD	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Vang...	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Kimb... KMB	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Elan... ELAN	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... GOOGL	S (partial)	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Cost... COST	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... FIS	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... NGG	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Isha...	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Gugg...	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Liga... LGND	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... ORCL	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Bris... BMY	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... MOS	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... KMB	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ BNY ...	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ UBS ... UBS	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... COST	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... HD	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... FLIR	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... LGND	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	S (partial)	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... INTC	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... AAPL	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Amer...	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ JP M... JPM	S	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... HOLX	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Sony... SNE	P	22 Oct 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	P	22 Oct 2020	$1,001 - $15,000	-
Judith S. Clark Irrevocab...	S	1 Oct 2020	$1,001 - $15,000	Redeemed 3.0%; 10/01/2020
Judith S. Clark Irrevocab...	S	1 Sept 2020	$1,001 - $15,000	Redeemed 3.142%; 9/1/2020
Judith S. Clark Irrevocab...	S	31 Aug 2020	$1,001 - $15,000	Redeemed Full Call Payout 6.72%, 07/01/2023
D3 Irrevocable Trust ⇒ Jo...	S	24 Jun 2020	$250,001 - $500,000	conversion to Enrollment Portfolio A
D3 Irrevocable Trust ⇒ Jo...	P	24 Jun 2020	$250,001 - $500,000	conversion from Enrollment Portfolio C2
Ameriprise Traditional IR... EMR	S	3 Apr 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Bris... BMY	P	3 Apr 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	P	3 Apr 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ ABB ... ABB	S	3 Apr 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Putn...	P	3 Apr 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ L3Ha... LHX	P	3 Apr 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Alph... GOOGL	P	3 Apr 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Emer... EMR	S	3 Apr 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Lord...	S (partial)	3 Apr 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... AAPL	P	3 Apr 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... AMCX	S	3 Apr 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Vang...	S (partial)	3 Apr 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... GOOGL	P	3 Apr 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... BMY	P	3 Apr 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ AMC ... AMCX	S	3 Apr 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... LGND	P	3 Apr 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	S (partial)	3 Apr 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Liga... LGND	P	3 Apr 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ JPMo...	S	3 Apr 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Appl... AAPL	P	3 Apr 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Mosa... MOS	P	3 Apr 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... LHX	P	3 Apr 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Gugg...	S	3 Apr 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	S	3 Apr 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... ABB	S	3 Apr 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	S	3 Apr 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	S (partial)	3 Apr 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... MPC	S	20 Mar 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Mara... MPC	S	20 Mar 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... SKX	P	2 Mar 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Gugg...	S (partial)	2 Mar 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... GSK	P	2 Mar 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	P	2 Mar 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	S (partial)	2 Mar 2020	$1,001 - $15,000	-
Ameriprise Traditional IR...	P	2 Mar 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Glax... GSK	P	2 Mar 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Hasb... HAS	S	2 Mar 2020	$1,001 - $15,000	Previous PTR mistakenly showed that (SP) Hasbro stock was sold from the Tra...
Ameriprise SEP IRA ⇒ Mara... MPC	P	2 Mar 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ WCM ...	P	2 Mar 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Skec... SKX	S	2 Mar 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ WCM ...	P	2 Mar 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... HAS	S	2 Mar 2020	$1,001 - $15,000	-
Ameriprise Traditional IR... RBA	S	2 Mar 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Janu...	S (partial)	2 Mar 2020	$1,001 - $15,000	-
Ameriprise SEP IRA ⇒ Ritc... RBA	S	2 Mar 2020	$1,001 - $15,000	-
Katherine M. Clark Separa...	S	13 Feb 2020	$1,001 - $15,000	-
Judith S. Clark Irrevocab... UPS	S	30 Jan 2020	$15,001 - $50,000	-
Katherine M. Clark Separa...	P	16 Jan 2020	$50,001 - $100,000	-
D3 Irrevocable Trust ⇒ Jo...	S	15 Jan 2020	$15,001 - $50,000	converted to John Hancock 529 Short Term Bond Portfolio A
D3 Irrevocable Trust ⇒ Jo...	P	15 Jan 2020	$15,001 - $50,000	converted from Short Term Bond Portfolio C2
Katherine M. Clark Separa...	S	13 Jan 2020	$1,001 - $15,000	-