Katherine M. ClarkFiling

Transactions filing | Filed on 28 Dec 2020

This congressional financial disclosure from Katherine M. Clark (transactions filing) contains 76 stock trades. It was filed on 28 December 2020. Reported tickers include ABT, ORAN, FLIR, V, SNE, and 34 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 76 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 53 days after the trade date. Only 0% of transactions met the disclosure requirement.

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STOCK Act Compliance Violation

This filing contains 76 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

Days Late (Max)

Compliance Rate

76/76

Non-Compliant

About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.

Politician Name

Katherine M. Clark

Filing Type

Transactions filing

Filed Date

28 Dec 2020

View Original Filing (PDF)

Transactions

76 transactions


Alphabet Inc. - Class A (... GOOGL	S (partial)	10 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Abbott Laboratories (ABT)... ABT	S	10 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
ABB Ltd (ABB) [ST] ABB	P	10 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Apple Inc. (AAPL) [ST] AAPL	S	10 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Abbott Laboratories (ABT)... ABT	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Orange (ORAN) [ST] ORAN	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
FLIR Systems, Inc. (FLIR)... FLIR	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Visa Inc. (V) [ST] V	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Sony Corporation (SNE) [S... SNE	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Skechers U.S.A., Inc. (SK... SKX	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Vanguard Materials ETF (V... VAW	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
State Street Corporation ... STT	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
BlackRock, Inc. (BLK) [ST... BLK	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Starbucks Corporation (SB... SBUX	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Union Pacific Corporation... UNP	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Mastercard Incorporated (... MA	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
FLIR Systems, Inc. (FLIR)... FLIR	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Koninklijke Philips N.V. ... PHG	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Invitation Homes Inc. (IN... INVH	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Pepsico, Inc. (PEP) [ST] PEP	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
SAP SE ADS (SAP) [ST] SAP	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
State Street Corporation ... STT	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Pepsico, Inc. (PEP) [ST] PEP	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Union Pacific Corporation... UNP	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Edwards Lifesciences Corp... EW	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
National Grid Transco, PL... NGG	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
BlackRock, Inc. (BLK) [ST... BLK	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Intel Corporation (INTC) ... INTC	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Orange (ORAN) [ST] ORAN	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
ABB Ltd (ABB) [ST] ABB	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Edwards Lifesciences Corp... EW	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Costco Wholesale Corporat... COST	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
JP Morgan Chase & Co. (JP... JPM	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
GlaxoSmithKline PLC (GSK)... GSK	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Oracle Corporation (ORCL)... ORCL	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Novo Nordisk A/S (NVO) [S... NVO	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Coca-Cola European Partne... CCEP	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
S&P Global Inc. (SPGI) [S... SPGI	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Vanguard Materials ETF (V... VAW	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
GlaxoSmithKline PLC (GSK)... GSK	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Elanco Animal Health Inco... ELAN	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Xylem Inc. Common Stock N... XYL	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Fidelity National Informa... FIS	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Medtronic plc. Ordinary S... MDT	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Skechers U.S.A., Inc. (SK... SKX	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Hologic, Inc. (HOLX) [ST] HOLX	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
National Grid Transco, PL... NGG	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Taiwan Semiconductor Manu... TSM	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
L3Harris Technologies, In... LHX	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Fidelity National Informa... FIS	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Elanco Animal Health Inco... ELAN	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Costco Wholesale Corporat... COST	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Apple Inc. (AAPL) [ST] AAPL	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Novo Nordisk A/S (NVO) [S... NVO	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
L3Harris Technologies, In... LHX	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Sony Corporation (SNE) [S... SNE	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
First Solar, Inc. (FSLR) ... FSLR	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Intel Corporation (INTC) ... INTC	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
First Solar, Inc. (FSLR) ... FSLR	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
UBS Group AG Registered O... UBS	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Oracle Corporation (ORCL)... ORCL	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Mastercard Incorporated (... MA	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
UBS Group AG Registered O... UBS	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Iron Mountain Incorporate... IRM	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Koninklijke Philips N.V. ... PHG	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Visa Inc. (V) [ST] V	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Iron Mountain Incorporate... IRM	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Starbucks Corporation (SB... SBUX	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Xylem Inc. Common Stock N... XYL	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
S&P Global Inc. (SPGI) [S... SPGI	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Medtronic plc. Ordinary S... MDT	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
SAP SE ADS (SAP) [ST] SAP	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
JP Morgan Chase & Co. (JP... JPM	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Coca-Cola European Partne... CCEP	P	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Invitation Homes Inc. (IN... INVH	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Hologic, Inc. (HOLX) [ST] HOLX	S	5 Nov 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA