Josh GottheimerFiling

Unknown filing type | Filed on 13 Aug 2021

This congressional financial disclosure from Josh Gottheimer (unknown filing type) filed on August 13, 2021 contains 302 stock trades including CGNX, UPS, IVV, VWO, CMCSA and 154 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 302 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 1318 days after the trade date. Only 0% of transactions met the disclosure requirement.

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STOCK Act Compliance Violation

This filing contains 302 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

1318

Days Late (Max)

Compliance Rate

302/302

Non-Compliant

About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.

Politician Name

Josh Gottheimer

Filing Type

Unknown filing type

Filed Date

13 Aug 2021

View Original Filing (PDF)

Transactions

302 transactions


ameritrade ⇒ iShares Core... IJR	S	31 Dec 2018	$15,001 - $50,000	-
Morgan Stanley - Select U... VRTU	P	31 Dec 2018	$1,001 - $15,000	Joint; Sale occurred in Morgan Stanley - UMa account # 1
Morgan Stanley - Select U... CHDN	P	27 Dec 2018	$1,001 - $15,000	Joint; Purchase occurred in Morgan Stanley - Select UMa account # 1
Morgan Stanley - Portfoli... VOO	P	26 Dec 2018	$500,001 - $1,000,000	Joint
Morgan Stanley - Portfoli... IVV	S	26 Dec 2018	$250,001 - $500,000	Joint
Morgan Stanley - Select U... FMS	S	21 Dec 2018	$1,001 - $15,000	Joint; Sale occurred in Morgan Stanley - UMa active account # 1
Morgan Stanley - Select U... IFNNY	P	21 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... AAGIY	S (partial)	21 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... ATLKY	P	21 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... UNH	S (partial)	19 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Portfoli... IVV	P	18 Dec 2018	$250,001 - $500,000	Joint
Morgan Stanley - Portfoli... XOM	S	18 Dec 2018	$15,001 - $50,000	Joint
Morgan Stanley - Portfoli... VFH	S	18 Dec 2018	$15,001 - $50,000	Joint
Morgan Stanley - Portfoli... GSMYX	S	18 Dec 2018	$50,001 - $100,000	Joint
Morgan Stanley - Select U... WB	S (partial)	18 Dec 2018	$1,001 - $15,000	Joint; Sale occurred in Morgan Stanley - UMa account # 1
Morgan Stanley - Portfoli... IDV	S	18 Dec 2018	$50,001 - $100,000	Joint
Morgan Stanley - Select U... MTSI	S (partial)	18 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Portfoli... VWO	S	18 Dec 2018	$50,001 - $100,000	Joint
Morgan Stanley - Portfoli... VEA	S	18 Dec 2018	$50,001 - $100,000	Joint
Morgan Stanley ⇒ UMa acti... PATK	S	18 Dec 2018	$1,001 - $15,000	Sale occurred in Morgan Stanley - UMa account # 1
Morgan Stanley - Select U... PCAR	S	18 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... ADBE	S (partial)	18 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley ⇒ UMa acti... MTDR	S	18 Dec 2018	$1,001 - $15,000	Sale occurred in Morgan Stanley - UMa account # 1
Morgan Stanley - Portfoli... KGGIX	S	18 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... TXN	P	18 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley ⇒ UMa acti... POL	S	18 Dec 2018	$1,001 - $15,000	Sale occurred in Morgan Stanley - UMa account # 1
Morgan Stanley - Portfoli... IYW	S	18 Dec 2018	$50,001 - $100,000	Joint
Morgan Stanley - Select U... CCL	P	17 Dec 2018	$1,001 - $15,000	Joint; Sale occurred in Morgan Stanley - Select UMa account # 1
Morgan Stanley - Select U... MSFT	P	17 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Portfoli... MSFT	P	14 Dec 2018	$1,001 - $15,000	Joint; Call Options; Strike Price $120, Expires 1/18/2019 Held in account: ...
Morgan Stanley - Select U... AAPL	S (partial)	14 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... MSFT	P	13 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... NBIX	S	13 Dec 2018	$1,001 - $15,000	Joint; Sale occurred in Morgan Stanley - UMa account # 1
Morgan Stanley - Select U... IBP	S	12 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... BBVA	S	12 Dec 2018	$1,001 - $15,000	Joint; Sale occurred in Morgan Stanley - Select UMa account # 1
Morgan Stanley - Select U... SLB	S	12 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... TUP	S	12 Dec 2018	$1,001 - $15,000	Joint; Sale occurred in Morgan Stanley - UMa account # 1
Morgan Stanley - Portfoli... IYW	P	12 Dec 2018	$50,001 - $100,000	Joint
Morgan Stanley - Select U... PM	S	12 Dec 2018	$1,001 - $15,000	Joint; Sale occurred in Morgan Stanley - UMa account # 1
Morgan Stanley - Portfoli... VWO	P	12 Dec 2018	$50,001 - $100,000	Joint
Morgan Stanley - Portfoli... IYE	P	12 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Portfoli... EFA	S	12 Dec 2018	$50,001 - $100,000	Joint
Morgan Stanley - Portfoli... VFH	P	12 Dec 2018	$15,001 - $50,000	Joint
Morgan Stanley - Select U... UPS	S	12 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Portfoli... IYF	S	12 Dec 2018	$15,001 - $50,000	Joint
Morgan Stanley - Portfoli... NFLX	S	12 Dec 2018	$15,001 - $50,000	Joint
Morgan Stanley - Select U... MO	S	12 Dec 2018	$1,001 - $15,000	Joint; Sold in full from sub holding Morgan Stanley - Select UMa account # ...
Morgan Stanley - Select U... KMI	S	12 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Portfoli... VEA	P	12 Dec 2018	$50,001 - $100,000	Joint
Morgan Stanley - Select U... BAYRY	S	12 Dec 2018	$1,001 - $15,000	Joint; Sale occurred in Morgan Stanley - Select UMa account # 1
Morgan Stanley - Select U... JGCCY	S	12 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... PRAA	S	12 Dec 2018	$1,001 - $15,000	Joint; Sale occurred in Morgan Stanley - UMa account # 1
Morgan Stanley - Select U... APNHY	S	12 Dec 2018	$1,001 - $15,000	Joint; Sale occurred in Morgan Stanley - Select UMa account # 1
Morgan Stanley - Portfoli... FB	S (partial)	12 Dec 2018	$15,001 - $50,000	Joint
Morgan Stanley - Portfoli... SLB	S	12 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Portfoli... EEM	S	12 Dec 2018	$50,001 - $100,000	Joint
Morgan Stanley - Select U... DPLO	S	12 Dec 2018	$1,001 - $15,000	Joint; Sale occurred in Morgan Stanley - UMa account # 1
Morgan Stanley - Portfoli... HFQIX	S	12 Dec 2018	$50,001 - $100,000	Joint
Morgan Stanley - Portfoli... IDV	P	12 Dec 2018	$50,001 - $100,000	Joint
Morgan Stanley - Select U... PPBI	S	12 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... VEU	P	11 Dec 2018	$15,001 - $50,000	Joint
Morgan Stanley - Select U... IVV	P	11 Dec 2018	$15,001 - $50,000	Joint
Morgan Stanley - Select U... NSRGY	P	11 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Portfoli... GSMYX	P	11 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... IWM	P	11 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... BEN	P	10 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... NSC	S (partial)	10 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... MSFT	S (partial)	10 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... TXN	P	10 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... GD	S (partial)	10 Dec 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... MSFT	P	6 Dec 2018	$1,001 - $15,000	Joint
Wealthfront ⇒ Vanguard FT... VWO	S (partial)	6 Dec 2018	$1,001 - $15,000	-
Morgan Stanley - Select U... CSLLY	S (partial)	30 Nov 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... LIN	P	29 Nov 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... CSLLY	S (partial)	29 Nov 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... AIQUY	S (partial)	29 Nov 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... BEN	P	28 Nov 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... NSRGY	P	28 Nov 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... FMX	P	28 Nov 2018	$1,001 - $15,000	Joint
Morgan Stanley - Portfoli... MSFT	S	28 Nov 2018	$1,001 - $15,000	Joint; Call option; Strike Price $117; Expires 12/14/2018 Held in account: ...
Morgan Stanley - Select U... MSFT	P	28 Nov 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... GD	S (partial)	27 Nov 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... TXN	P	27 Nov 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... BEN	P	27 Nov 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... NSC	S (partial)	27 Nov 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... NSRGY	P	27 Nov 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... MSFT	S (partial)	27 Nov 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... FAST	P	12 Nov 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... FAST	P	9 Nov 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... WPP	S	6 Nov 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... DIFTY	S	6 Nov 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... KMTUY	P	6 Nov 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... UPS	P	6 Nov 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... DASTY	S	6 Nov 2018	$1,001 - $15,000	Joint; (partial)
Morgan Stanley - Select U... ADDYY	P	5 Nov 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... CA	S	5 Nov 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... AMD	P	5 Nov 2018	$1,001 - $15,000	Joint
Wealthfront ⇒ iShares Cor... IEMG	S (partial)	5 Nov 2018	$1,001 - $15,000	-
Morgan Stanley - Select U... BIIB	S	29 Oct 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... NOC	S	29 Oct 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... LULU	P	29 Oct 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... NSC	P	29 Oct 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... AMD	S	26 Oct 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... SCHW	S (partial)	26 Oct 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... ILMN	P	24 Oct 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... YNDX	P	23 Oct 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... MS	S (partial)	22 Oct 2018	$1,001 - $15,000	Joint; Sale occurred in Morgan Stanley - Select UMa account # 1
Morgan Stanley - Select U... ALNY	S	18 Oct 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... VEEV	P	17 Oct 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... HD	S (partial)	17 Oct 2018	$1,001 - $15,000	Joint; asset held in Morgan Stanley - Select UMa account # 1
Morgan Stanley - Select U... ADBE	S (partial)	17 Oct 2018	$1,001 - $15,000	Joint
Morgan Stanley ⇒ UMa acti... KS	S	15 Oct 2018	$1,001 - $15,000	-
Morgan Stanley - Portfoli... MSFT	P	12 Oct 2018	$50,001 - $100,000	Joint; Call Options; Strike Price $105, Expires 10/19/18 Held in account: M...
Morgan Stanley - Portfoli... MSFT	S	12 Oct 2018	$1,001 - $15,000	Joint; Call Option; Strike price $114; Expires 11/09/2018 Held in account: ...
Morgan Stanley - Portfoli... MSFT	S	12 Oct 2018	$1,001 - $15,000	Joint; Call Option; Strike Price $115; Expires 01/18/2019 COMMENTS: Sold co...
Morgan Stanley - Portfoli... MSFT	S	12 Oct 2018	$1,001 - $15,000	Joint; Call Option; Strike Price $112; Expires 11/02/2018 Held in account: ...
Morgan Stanley - Portfoli... MSFT	S	12 Oct 2018	$1,001 - $15,000	Joint; Call Option; Strike Price $115; Expires 11/16/2018 Held in account: ...
Morgan Stanley - Portfoli... MSFT	S	12 Oct 2018	$1,001 - $15,000	Joint; Call Option; Strike Price $120; Expires 01/18/2019 Held in account: ...
Morgan Stanley - Portfoli... MSFT	S	12 Oct 2018	$1,001 - $15,000	Joint; Call Option; Strike Price $113; Expires 11/30/2018 Held in account: ...
Morgan Stanley - Portfoli... MSFT	S	12 Oct 2018	$1,001 - $15,000	Joint; Call Option; Strike Price $115; Expires 12/21/2018 Held in account: ...
Morgan Stanley - Portfoli... MSFT	S	12 Oct 2018	$15,001 - $50,000	Joint; Call Option; Strike Price $115; Expires 04/18/2019 Held in account: ...
Morgan Stanley - Select U... GOOG	S (partial)	12 Oct 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... COST	P	11 Oct 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... NVZMY	P	11 Oct 2018	$1,001 - $15,000	Joint; Sale occurred in Morgan Stanley - UMa account # 1
Morgan Stanley - Select U... NSC	S (partial)	11 Oct 2018	$1,001 - $15,000	Joint
Wealthfront ⇒ SPDR Nuveen... TFI	S	5 Oct 2018	$1,001 - $15,000	-
Wealthfront ⇒ Vanguard FT... VWO	S (partial)	4 Oct 2018	$1,001 - $15,000	-
Morgan Stanley - Select U... AMD	P	2 Oct 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... ISRG	S (partial)	1 Oct 2018	$1,001 - $15,000	Joint
Morgan Stanley ⇒ UMa acti... LHCG	P	25 Sept 2018	$1,001 - $15,000	-
Morgan Stanley ⇒ UMa acti... SKY	P	24 Sept 2018	$1,001 - $15,000	-
Morgan Stanley ⇒ UMa acti... EDR	S	21 Sept 2018	$1,001 - $15,000	-
Morgan Stanley ⇒ UMa acti... HUBS	S (partial)	21 Sept 2018	$1,001 - $15,000	-
Morgan Stanley ⇒ UMa acti... PCTY	P	21 Sept 2018	$1,001 - $15,000	-
Morgan Stanley - Select U... SSMXY	S (partial)	18 Sept 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... AAPL	P	14 Sept 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... AAPL	P	10 Sept 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... NFLX	S (partial)	6 Sept 2018	$1,001 - $15,000	Joint
Morgan Stanley ⇒ UMa acti... COTV	S	27 Aug 2018	$1,001 - $15,000	-
Morgan Stanley - Select U... PCAR	P	24 Aug 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... AVGO	S	23 Aug 2018	$1,001 - $15,000	Joint
Morgan Stanley ⇒ UMa acti... LOGM	S	22 Aug 2018	$1,001 - $15,000	-
Morgan Stanley - Select U... ABEV	P	17 Aug 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... TGT	S (partial)	17 Aug 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... JNJ	P	17 Aug 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... MA	S (partial)	10 Aug 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... ISRG	S (partial)	10 Aug 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... ADBE	S (partial)	10 Aug 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... TTD	P	10 Aug 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... ISRG	S (partial)	7 Aug 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... AAPL	P	2 Aug 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... LVS	S	31 Jul 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... INTC	S (partial)	31 Jul 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... JNJ	P	31 Jul 2018	$1,001 - $15,000	Joint
Morgan Stanley ⇒ UMa acti... LOGM	S (partial)	30 Jul 2018	$1,001 - $15,000	-
Morgan Stanley - Select U... FB	S (partial)	26 Jul 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... VMC	S	24 Jul 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... BIIB	P	24 Jul 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... AAPL	P	12 Jul 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... AVGO	S (partial)	12 Jul 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... BKNG	P	6 Jul 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... ADBE	S (partial)	2 Jul 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... AAPL	P	2 Jul 2018	$1,001 - $15,000	Joint
Morgan Stanley - Portfoli... HFQIX	P	29 Jun 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... RHT	S	26 Jun 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... CSGP	P	21 Jun 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... NKTR	S	21 Jun 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... OLED	S	20 Jun 2018	$1,001 - $15,000	Joint
Morgan Stanley - active a... TWX	S	15 Jun 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... NKTR	P	6 Jun 2018	$1,001 - $15,000	Joint
Morgan Stanley ⇒ UMa acti... KS	S (partial)	1 Jun 2018	$1,001 - $15,000	-
Morgan Stanley - Select U... ALNY	P	1 Jun 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... VRTX	S (partial)	1 Jun 2018	$1,001 - $15,000	Joint
Fidelity Brokerage ⇒ Micr... MSFT	S	31 May 2018	$15,001 - $50,000	Filed paper PTR 6/27/2018; sold Microsoft call options to open a new open p...
Morgan Stanley - Select U... TMSNY	P	31 May 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... LULU	P	21 May 2018	$1,001 - $15,000	Joint
Morgan Stanley ⇒ UMa acti... PPBI	P	18 May 2018	$1,001 - $15,000	-
Morgan Stanley ⇒ UMa acti... CATY	S (partial)	18 May 2018	$1,001 - $15,000	-
Morgan Stanley ⇒ UMa acti... CENTA	P	18 May 2018	$1,001 - $15,000	-
Morgan Stanley - Select U... MNST	S (partial)	9 May 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... LZAGY	P	9 May 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... DASTY	S (partial)	8 May 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... LZAGY	P	8 May 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... SHPG	S	7 May 2018	$1,001 - $15,000	Joint
Morgan Stanley ⇒ UMa acti... ALGT	P	4 May 2018	$1,001 - $15,000	-
Morgan Stanley - Select U... VRTX	S (partial)	1 May 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... AAPL	S (partial)	30 Apr 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... MSFT	P	30 Apr 2018	$1,001 - $15,000	Joint
Wealthfront ⇒ Vanguard FT... VWO	S (partial)	25 Apr 2018	$1,001 - $15,000	-
Wealthfront ⇒ Vanguard Di... VIG	S	25 Apr 2018	$1,001 - $15,000	-
Morgan Stanley - Select U... TKGBY	S	25 Apr 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... GOOG	S (partial)	24 Apr 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... MTCH	P	24 Apr 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... TEAM	P	20 Apr 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... HON	S (partial)	19 Apr 2018	$1,001 - $15,000	Joint
Wealthfront ⇒ Vanguard Di... VIG	S (partial)	18 Apr 2018	$1,001 - $15,000	-
Morgan Stanley - Select U... PYPL	S (partial)	11 Apr 2018	$1,001 - $15,000	Joint
Wealthfront ⇒ SPDR Select... XLE	S (partial)	10 Apr 2018	$1,001 - $15,000	-
Wealthfront ⇒ Vanguard FT... VWO	S (partial)	10 Apr 2018	$1,001 - $15,000	-
Wealthfront ⇒ Vanguard Di... VIG	S (partial)	10 Apr 2018	$1,001 - $15,000	-
Morgan Stanley - Select U... RHT	P	9 Apr 2018	$1,001 - $15,000	Joint
Wealthfront ⇒ Vanguard Mu... VTEB	P	5 Apr 2018	$1,001 - $15,000	-
Morgan Stanley ⇒ UMa acti... TYL	S	5 Apr 2018	$1,001 - $15,000	-
Wealthfront ⇒ Wealthfront... WFRPX	P	5 Apr 2018	$15,001 - $50,000	-
Morgan Stanley - Select U... GRUB	P	4 Apr 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... GIS	S	3 Apr 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... ULTA	S	3 Apr 2018	$1,001 - $15,000	Joint
Wealthfront ⇒ Vanguard Di... VIG	S (partial)	3 Apr 2018	$1,001 - $15,000	-
Morgan Stanley ⇒ UMa acti... HEI	S (partial)	2 Apr 2018	$1,001 - $15,000	-
Morgan Stanley - Portfoli... MSFT	P	27 Mar 2018	$50,001 - $100,000	Joint; Filed paper PTR on 4/12/18 Held in account: Morgan Stanley - Portfol...
Fidelity Brokerage ⇒ Micr... MSFT	P	27 Mar 2018	$100,001 - $250,000	Filed paper PTR 4/12/2018; Bought back Microsoft call options to close out ...
Wealthfront ⇒ Vanguard Di... VIG	S (partial)	27 Mar 2018	$1,001 - $15,000	-
Wealthfront ⇒ Vanguard FT... VWO	S (partial)	27 Mar 2018	$1,001 - $15,000	-
Wealthfront ⇒ SPDR Select... XLE	S (partial)	27 Mar 2018	$1,001 - $15,000	-
Morgan Stanley ⇒ UMa acti... HEI.A	S (partial)	27 Mar 2018	$1,001 - $15,000	-
Morgan Stanley - Portfoli... MSFT	P	26 Mar 2018	$15,001 - $50,000	Joint; Filed paper PTR on 4/12/18 Held in account: Morgan Stanley - Portfol...
Morgan Stanley - Select U... LUV	S (partial)	22 Mar 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... PYPL	P	21 Mar 2018	$1,001 - $15,000	Joint
Morgan Stanley - Consulti...	S	20 Mar 2018	$15,001 - $50,000	Joint
Morgan Stanley - Consulti...	S	20 Mar 2018	$15,001 - $50,000	Joint
Morgan Stanley - Consulti...	S	20 Mar 2018	$1,001 - $15,000	Joint; CUSIP # 040654XG5
Morgan Stanley - Consulti...	S	20 Mar 2018	$15,001 - $50,000	Joint
Morgan Stanley - Consulti...	S	20 Mar 2018	$15,001 - $50,000	Joint
Morgan Stanley - Consulti...	S	20 Mar 2018	$15,001 - $50,000	Joint
Morgan Stanley - Consulti...	S	20 Mar 2018	$1,001 - $15,000	Joint; CUSIP # 040654XL4
Morgan Stanley - Consulti...	S	20 Mar 2018	$15,001 - $50,000	Joint
Morgan Stanley - Consulti...	S	20 Mar 2018	$15,001 - $50,000	Joint
Morgan Stanley - Consulti...	S	20 Mar 2018	$15,001 - $50,000	Joint
Fidelity Brokerage ⇒ amaz... AMZN	P	19 Mar 2018	$15,001 - $50,000	Paper PTR filed on 4/12/18
Morgan Stanley - Portfoli... FB	P	19 Mar 2018	$15,001 - $50,000	Joint; Filed paper PTR 4/12/2018
Morgan Stanley - Portfoli... NFLX	P	19 Mar 2018	$15,001 - $50,000	Joint; Filed paper PTR 4/12/2018
Morgan Stanley - Portfoli... IYF	P	19 Mar 2018	$15,001 - $50,000	Joint; Filed paper PTR 4/12/2018
Morgan Stanley - Select U... NVZMY	P	16 Mar 2018	$1,001 - $15,000	Joint
Morgan Stanley ⇒ UMa acti... PPBI	P	15 Mar 2018	$1,001 - $15,000	-
Morgan Stanley ⇒ UMa acti... LOPE	S (partial)	15 Mar 2018	$1,001 - $15,000	-
Morgan Stanley ⇒ UMa acti... TYL	S (partial)	15 Mar 2018	$1,001 - $15,000	-
Morgan Stanley - Select U... CMCSA	S	13 Mar 2018	$1,001 - $15,000	Joint
Morgan Stanley ⇒ UMa acti... CENT	P	2 Mar 2018	$1,001 - $15,000	-
Morgan Stanley ⇒ UMa acti... AIR	P	2 Mar 2018	$1,001 - $15,000	-
Morgan Stanley ⇒ UMa acti... CALD	S	28 Feb 2018	$1,001 - $15,000	-
Morgan Stanley - Select U... PCAR	P	26 Feb 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... GIS	S (partial)	23 Feb 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... PCAR	P	23 Feb 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... CMCSA	S (partial)	22 Feb 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... MO	S (partial)	22 Feb 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... PCAR	P	22 Feb 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... LLY	S	22 Feb 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... SPGI	P	22 Feb 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... GIS	S (partial)	22 Feb 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... AAPL	P	22 Feb 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... NPSNY	S (partial)	20 Feb 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... SAP	S (partial)	20 Feb 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... GOOG	S (partial)	16 Feb 2018	$1,001 - $15,000	Joint
Morgan Stanley ⇒ UMa acti... HEI.A	S (partial)	15 Feb 2018	$1,001 - $15,000	-
Morgan Stanley - Select U... CGNX	P	14 Feb 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... ABMD	P	14 Feb 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... HUM	S	14 Feb 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... CMCSA	S (partial)	12 Feb 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... AAPL	S (partial)	12 Feb 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... PCLN	P	7 Feb 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... GE	S	7 Feb 2018	$1,001 - $15,000	Joint
Fidelity Brokerage ⇒ SPDR... SPY	P	7 Feb 2018	$50,001 - $100,000	Paper PTR filed 2/15/18
Morgan Stanley - Select U... LLY	S (partial)	7 Feb 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... AAPL	P	7 Feb 2018	$1,001 - $15,000	Joint
Morgan Stanley - Portfoli... EFA	P	7 Feb 2018	$50,001 - $100,000	Joint; Filed Paper PTR 2/15/18
Morgan Stanley - Portfoli... EEM	P	7 Feb 2018	$50,001 - $100,000	Joint; Filed Paper PTR 2/15/18
Morgan Stanley - Portfoli... IVV	P	6 Feb 2018	$100,001 - $250,000	Joint
Fidelity Brokerage ⇒ Micr... MSFT	P	6 Feb 2018	$15,001 - $50,000	Filed paper PTR 2/15/2018
ameritrade ⇒ Microsoft Co... MSFT	P	6 Feb 2018	$15,001 - $50,000	-
Morgan Stanley - Portfoli... IWM	P	6 Feb 2018	$15,001 - $50,000	Joint
Morgan Stanley - Portfoli... AAPL	P	6 Feb 2018	$15,001 - $50,000	Joint
Morgan Stanley - Portfoli... FB	P	6 Feb 2018	$15,001 - $50,000	Joint
Morgan Stanley - Portfoli... IJH	P	6 Feb 2018	$15,001 - $50,000	Joint
Fidelity Brokerage ⇒ Micr... MSFT	S (partial)	5 Feb 2018	$500,001 - $1,000,000	Filed Paper PTR 2/15/2018
Morgan Stanley - Select U... UPS	P	2 Feb 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... PXD	S	2 Feb 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... FB	S (partial)	1 Feb 2018	$1,001 - $15,000	Joint
Morgan Stanley - Portfoli... SLB	P	24 Jan 2018	$15,001 - $50,000	Joint
Morgan Stanley ⇒ UMa acti... WST	S	24 Jan 2018	$1,001 - $15,000	-
Morgan Stanley - Select U... EL	P	19 Jan 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... SPY	S	18 Jan 2018	$15,001 - $50,000	Joint
Morgan Stanley ⇒ UMa acti... HIBB	P	18 Jan 2018	$1,001 - $15,000	-
Morgan Stanley - Select U... VEA	S	18 Jan 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... KMI	P	18 Jan 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... GE	P	18 Jan 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... GIS	P	18 Jan 2018	$1,001 - $15,000	Joint
Morgan Stanley ⇒ UMa acti... FET	P	18 Jan 2018	$1,001 - $15,000	-
Morgan Stanley - Select U... SLB	P	18 Jan 2018	$1,001 - $15,000	Joint
Fidelity Brokerage ⇒ Micr... MSFT	P	16 Jan 2018	$100,001 - $250,000	Paper filed PTR 1/19/18; bought 150 call option contracts to close out an e...
Morgan Stanley - Select U... WP	E	16 Jan 2018	$1,001 - $15,000	Joint; Shares received in exchange for Vantiv (VNTV) shares as a result of ...
Morgan Stanley - active a... WP	E	16 Jan 2018	$1,001 - $15,000	Joint; Shares received in exchange for Vantiv (VNTV) shares as a result of ...
Fidelity Brokerage ⇒ Micr... MSFT	S	16 Jan 2018	$100,001 - $250,000	Paper filed PTR 1/19/18; Sold covered calls on Microsoft to generate income
Morgan Stanley - Select U... FB	S (partial)	12 Jan 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... UPS	P	10 Jan 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... MO	S (partial)	10 Jan 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... W	P	8 Jan 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... NVDA	S (partial)	8 Jan 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... DIFTY	P	5 Jan 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... MITEY	S	5 Jan 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... NVDA	S (partial)	4 Jan 2018	$1,001 - $15,000	Joint
Morgan Stanley - Select U... NVDA	S (partial)	3 Jan 2018	$1,001 - $15,000	Joint
Fidelity Brokerage ⇒ Micr... MSFT	S (partial)	3 Jan 2018	$15,001 - $50,000	Paper filed PTR 1/19/18; Sold covered calls on Microsoft to generate income