Donna E. ShalalaFiling

Annual Report | Filed on 21 Jul 2020

This congressional financial disclosure from Donna E. Shalala (annual report) contains 759 stock trades. It was filed on 21 July 2020. Reported tickers include VNQ, DES, SAVE, IWS, LOW, and 339 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

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Politician Name

Donna E. Shalala

Filing Type

Annual Report

Filed Date

21 Jul 2020

View Original Filing (PDF)

Transactions

759 transactions


Nuveen Intermediate Durat... NUVBX	S (partial)	23 Dec 2019	$1,001 - $15,000	-
Lazard Emerging Markets E... EMBIX	P	23 Dec 2019	$1,001 - $15,000	-
Lazard International Stra... LISIX	P	23 Dec 2019	$1,001 - $15,000	-
ISHARES CORE MSCI EUROPE ... IEUR	S (partial)	23 Dec 2019	$1,001 - $15,000	-
WisdomTree Emerging Marke... XSOE	S (partial)	19 Dec 2019	$1,001 - $15,000	-
Oakmark Fund Advisor Clas... OAYMX	S (partial)	19 Dec 2019	$1,001 - $15,000	-
Fuller & Thaler Behaviora... FTHSX	S (partial)	19 Dec 2019	$1,001 - $15,000	-
Lazard International Stra... LISIX	S (partial)	19 Dec 2019	$1,001 - $15,000	-
Harding Loevner Internati... HLMIX	S (partial)	19 Dec 2019	$1,001 - $15,000	-
ISHARES RUSSELL MIDCAP V ... IWS	S (partial)	19 Dec 2019	$1,001 - $15,000	-
Lazard Emerging Markets E... EMBIX	S (partial)	19 Dec 2019	$1,001 - $15,000	-
Vanguard Dividend Appreci...	S (partial)	19 Dec 2019	$1,001 - $15,000	-
Blackstone Mult-Strat Ins... BXMIX	S (partial)	19 Dec 2019	$1,001 - $15,000	-
ISHARES RUSSELL MIDCAP G ... IWP	S (partial)	19 Dec 2019	$1,001 - $15,000	-
ISHARES RUSSELL 2000 GRWT... IWO	S (partial)	19 Dec 2019	$1,001 - $15,000	-
FT NORTH AMERICAN ENERGY ... EMLP	S (partial)	19 Dec 2019	$1,001 - $15,000	-
ISHARES RUSSELL 1000 GRW ... IWF	S (partial)	19 Dec 2019	$1,001 - $15,000	-
Harding Loevner Internati... HLMIX	P	18 Dec 2019	$1,001 - $15,000	-
Oakmark Fund Advisor Clas... OAYMX	P	13 Dec 2019	$15,001 - $50,000	-
Oakmark Fund Advisor Clas... OAYMX	P	13 Dec 2019	$1,001 - $15,000	-
Oakmark Fund Advisor Clas... OAYMX	P	13 Dec 2019	$1,001 - $15,000	-
PE Premier BTAS IV Feeder	P	10 Dec 2019	$15,001 - $50,000	-
Nuveen Limited Term Munic... FTLRX	S (partial)	6 Dec 2019	$15,001 - $50,000	-
Nuveen Intermediate Durat... NUVBX	S (partial)	22 Nov 2019	$1,001 - $15,000	-
ISHARES CORE MSCI EUROPE ... IEUR	S (partial)	22 Nov 2019	$1,001 - $15,000	-
Gannett Co., Inc. (GCI) GCI	E	20 Nov 2019	$1,001 - $15,000	Exchange resulting from merger between New Media Investment Group, Inc. and...
ALERIAN MLP ETF (AMLP) AMLP	S	19 Nov 2019	$15,001 - $50,000	-
FT NORTH AMERICAN ENERGY ... EMLP	P	19 Nov 2019	$15,001 - $50,000	-
Nuveen Limited Term Munic... FTLRX	S (partial)	22 Oct 2019	$1,001 - $15,000	-
ISHARES CORE MSCI EUROPE ... IEUR	S (partial)	22 Oct 2019	$1,001 - $15,000	-
WisdomTree Emerging Marke... XSOE	S (partial)	22 Oct 2019	$1,001 - $15,000	-
PIMCO Enhanced Short Matu... MINT	S (partial)	22 Oct 2019	$1,001 - $15,000	-
FT-PREFERRED SECUR & INC ... FPE	S (partial)	22 Oct 2019	$1,001 - $15,000	-
VANGUARD SHORT TERM BOND ... BSV	S (partial)	22 Oct 2019	$1,001 - $15,000	-
Vanguard Dividend Appreci... VIG	S (partial)	22 Oct 2019	$1,001 - $15,000	-
ISHARES RUSSELL 1000 GRW ... IWF	S (partial)	22 Oct 2019	$1,001 - $15,000	-
VANGUARD REAL ESTATE ETF ... VNQ	S (partial)	22 Oct 2019	$1,001 - $15,000	-
ALERIAN MLP ETF (AMLP) AMLP	S (partial)	22 Oct 2019	$1,001 - $15,000	-
Nuveen Intermediate Durat... NUVBX	S (partial)	22 Oct 2019	$1,001 - $15,000	-
ISHARES RUSSELL 1000 VALU... IWD	S (partial)	22 Oct 2019	$1,001 - $15,000	-
ISHARES EDGE MSCI MIN VOL... EEMV	S (partial)	22 Oct 2019	$1,001 - $15,000	-
SPDR DoubleLine Total Ret... TOTL	S (partial)	22 Oct 2019	$1,001 - $15,000	-
ISHARES CORE MSCI EAFE ET... IEFA	S (partial)	22 Oct 2019	$1,001 - $15,000	-
SPDR BLACKSTONE GSO SENIO... SRLN	S (partial)	22 Oct 2019	$1,001 - $15,000	-
ISHARES INC MSCI JAPAN ET... EWJ	S (partial)	22 Oct 2019	$1,001 - $15,000	-
Mednax, Inc. (MD) MD	S	15 Oct 2019	$50,001 - $100,000	-
PE Premier BTAS IV Feeder	P	1 Oct 2019	$15,001 - $50,000	-
U.S. Small/Mid Cap Equity...	P	11 Sept 2019	$1,001 - $15,000	-
Dodge & Cox Balanced Fund	S	11 Sept 2019	$1,001 - $15,000	-
Small/Mid Cap Fund	S (partial)	11 Sept 2019	$1,001 - $15,000	-
2015 Retirement Fund	P	11 Sept 2019	$1,001 - $15,000	-
WisdomTree U.S. SmallCap ... DGRS	S	28 Aug 2019	$1,001 - $15,000	-
ISHARES RUSSELL MIDCAP G ... IWP	P	28 Aug 2019	$1,001 - $15,000	-
Occidental Petroleum Corp... OXY	S	28 Aug 2019	$1,001 - $15,000	-
ISHARES RUSSELL 1000 GRW ... IWF	P	28 Aug 2019	$15,001 - $50,000	-
AT&T Inc. (T) T	S	28 Aug 2019	$1,001 - $15,000	-
Dow Inc. (DOW) DOW	S	28 Aug 2019	$1,001 - $15,000	-
SPDR DoubleLine Total Ret... TOTL	S (partial)	28 Aug 2019	$15,001 - $50,000	-
Nuveen Intermediate Durat... NUVBX	S (partial)	28 Aug 2019	$15,001 - $50,000	-
Wells Fargo & Company (WF... WFC	S	28 Aug 2019	$1,001 - $15,000	-
FT-PREFERRED SECUR & INC ... FPE	P	28 Aug 2019	$15,001 - $50,000	-
Vanguard Dividend Appreci... VIG	P	28 Aug 2019	$15,001 - $50,000	-
ISHARES RUSSELL 1000 VALU... IWD	P	28 Aug 2019	$15,001 - $50,000	-
JP Morgan Chase & Co. (JP... JPM	S	28 Aug 2019	$1,001 - $15,000	-
Lockheed Martin Corporati... LMT	S	28 Aug 2019	$1,001 - $15,000	-
ISHARES INC MSCI JAPAN ET... EWJ	P	28 Aug 2019	$15,001 - $50,000	-
VANGUARD REAL ESTATE ETF ... VNQ	P	28 Aug 2019	$1,001 - $15,000	-
SPDR BLACKSTONE GSO SENIO... SRLN	P	28 Aug 2019	$1,001 - $15,000	-
VANGUARD SHORT TERM BOND ... BSV	P	28 Aug 2019	$15,001 - $50,000	-
ISHARES RUSSELL 2000 VALU... IWN	P	28 Aug 2019	$1,001 - $15,000	-
FT NORTH AMERICAN ENERGY ... EMLP	S	28 Aug 2019	$1,001 - $15,000	-
BlackRock, Inc. (BLK) BLK	S	28 Aug 2019	$1,001 - $15,000	-
ISHARES CORE MSCI EAFE ET... IEFA	P	28 Aug 2019	$15,001 - $50,000	-
ISHARES RUSSELL 2000 GRWT... IWO	P	28 Aug 2019	$1,001 - $15,000	-
WisdomTree U.S. LargeCap ... DLN	S	28 Aug 2019	$15,001 - $50,000	-
Microsoft Corporation (MS... MSFT	S	28 Aug 2019	$1,001 - $15,000	-
WisdomTree Emerging Marke... XSOE	P	28 Aug 2019	$1,001 - $15,000	-
ISHARES CORE MSCI EUROPE ... IEUR	P	28 Aug 2019	$15,001 - $50,000	-
ISHARES INTL SELECT DIV E... IDV	S	28 Aug 2019	$50,001 - $100,000	-
PIMCO Enhanced Short Matu... MINT	P	28 Aug 2019	$15,001 - $50,000	-
ISHARES EDGE MSCI MIN VOL... EEMV	P	28 Aug 2019	$15,001 - $50,000	-
Verizon Communications In... VZ	S	28 Aug 2019	$1,001 - $15,000	-
McDonald's Corporation (M... MCD	S	28 Aug 2019	$1,001 - $15,000	-
Sempra Energy (SRE) SRE	S	28 Aug 2019	$1,001 - $15,000	-
HP Inc. (HPQ) HPQ	S	28 Aug 2019	$1,001 - $15,000	-
Chevron Corporation (CVX) CVX	S	28 Aug 2019	$1,001 - $15,000	-
Walmart Inc. (WMT) WMT	S	28 Aug 2019	$1,001 - $15,000	-
Comcast Corporation - Cla... CMCSA	S	28 Aug 2019	$1,001 - $15,000	-
Johnson & Johnson (JNJ) JNJ	S	28 Aug 2019	$1,001 - $15,000	-
NextEra Energy, Inc. (NEE... NEE	S	28 Aug 2019	$1,001 - $15,000	-
Chubb Limited (CB) CB	S	28 Aug 2019	$1,001 - $15,000	-
ConocoPhillips (COP) COP	S	28 Aug 2019	$1,001 - $15,000	-
Coca-Cola Company (KO) KO	S	28 Aug 2019	$1,001 - $15,000	-
Digital Realty Trust, Inc... DLR	S	28 Aug 2019	$1,001 - $15,000	-
ISHARES RUSSELL MIDCAP V ... IWS	P	28 Aug 2019	$1,001 - $15,000	-
Nestle SA Sponsored ADR r... NSRGY	S	28 Aug 2019	$1,001 - $15,000	-
ALERIAN MLP ETF (AMLP) AMLP	P	28 Aug 2019	$15,001 - $50,000	-
The Bank of New York Mell... BK	S	28 Aug 2019	$1,001 - $15,000	-
WisdomTree U.S. MidCap Di... DON	S	28 Aug 2019	$15,001 - $50,000	-
Pfizer, Inc. (PFE) PFE	S	28 Aug 2019	$1,001 - $15,000	-
WisdomTree U.S. SmallCap ... DES	S	28 Aug 2019	$1,001 - $15,000	-
Nuveen Limited Term Munic... FTLRX	P	28 Aug 2019	$15,001 - $50,000	-
Cisco Systems, Inc. (CSCO... CSCO	S	28 Aug 2019	$1,001 - $15,000	-
Apple Inc. (AAPL) AAPL	S	28 Aug 2019	$1,001 - $15,000	-
ISHARES CORE MSCI EUROPE ... IEUR	P	17 Jul 2019	$1,001 - $15,000	-
ISHARES RUSSELL MIDCAP V ... IWS	P	24 Jun 2019	$15,001 - $50,000	-
Seagate Technology PLC - ... STX	S	24 Jun 2019	$1,001 - $15,000	-
Dassault Systemes, S.A. A... DASTY	S	24 Jun 2019	$1,001 - $15,000	-
Chugai Pharmaceutical Ltd... CHGCY	S	24 Jun 2019	$1,001 - $15,000	-
Taiwan Semiconductor Manu... TSM	S	24 Jun 2019	$15,001 - $50,000	-
Reinsurance Group of Amer... RGA	S	24 Jun 2019	$1,001 - $15,000	-
Exact Sciences Corporatio... EXAS	S	24 Jun 2019	$1,001 - $15,000	-
FT NORTH AMERICAN ENERGY ... EMLP	P	24 Jun 2019	$15,001 - $50,000	-
BLACKSTONE ALT MULT-STRAT... BXMIX	P	24 Jun 2019	$15,001 - $50,000	-
Cimpress PLC - Ordinary S... CMPR	S	24 Jun 2019	$1,001 - $15,000	-
Nestle SA Sponsored ADR r... NSRGY	S	24 Jun 2019	$15,001 - $50,000	-
L3 Technologies, Inc. (LL... LLL	S	24 Jun 2019	$1,001 - $15,000	-
Allianz SE ADS (AZSEY) AZSEY	S	24 Jun 2019	$15,001 - $50,000	-
Paramount Group, Inc. (PG... PGRE	S	24 Jun 2019	$1,001 - $15,000	-
Armstrong World Industrie... AWI	S	24 Jun 2019	$1,001 - $15,000	-
Broadcom Inc. (AVGO) AVGO	S	24 Jun 2019	$1,001 - $15,000	-
Oakmark Fund Advisor Clas... OAYMX	P	24 Jun 2019	$100,001 - $250,000	-
Sasol Ltd. American Depos... SSL	S	24 Jun 2019	$1,001 - $15,000	-
Hyatt Hotels Corporation ... H	S	24 Jun 2019	$1,001 - $15,000	-
Ambarella, Inc. - Ordinar... AMBA	S	24 Jun 2019	$1,001 - $15,000	-
Ambev S.A. American Depos... ABEV	S	24 Jun 2019	$1,001 - $15,000	-
Helmerich & Payne, Inc. (... HP	S	24 Jun 2019	$1,001 - $15,000	-
Global Blood Therapeutics... GBT	S	24 Jun 2019	$1,001 - $15,000	-
Itau Unibanco Banco Holdi... ITUB	S	24 Jun 2019	$1,001 - $15,000	-
Amedisys Inc (AMED) AMED	S	24 Jun 2019	$1,001 - $15,000	-
Fox Factory Holding Corp.... FOXF	S	24 Jun 2019	$1,001 - $15,000	-
Burlington Stores, Inc. (... BURL	S	24 Jun 2019	$1,001 - $15,000	-
Columbia Property Trust, ... CXP	S	24 Jun 2019	$1,001 - $15,000	-
Discovery, Inc. - Series ... DISCA	S	24 Jun 2019	$1,001 - $15,000	-
Allegion plc Ordinary Sha... ALLE	S	24 Jun 2019	$1,001 - $15,000	-
Rexford Industrial Realty... REXR	S	24 Jun 2019	$1,001 - $15,000	-
Tencent Holdings Limited ... TCEHY	S	24 Jun 2019	$1,001 - $15,000	-
DMC Global Inc. (BOOM) BOOM	S	24 Jun 2019	$1,001 - $15,000	-
Naspers Limited N Shs Spo... NPSNY	S	24 Jun 2019	$1,001 - $15,000	-
Sysmex Corporation Unspon... SSMXY	S	24 Jun 2019	$1,001 - $15,000	-
STERIS plc (STE) STE	S	24 Jun 2019	$1,001 - $15,000	-
First Financial Bankshare... FFIN	S	24 Jun 2019	$1,001 - $15,000	-
First Interstate BancSyst... FIBK	S	24 Jun 2019	$1,001 - $15,000	-
Wingstop Inc. (WING) WING	S	24 Jun 2019	$1,001 - $15,000	-
Pentair plc. Ordinary Sha... PNR	S	24 Jun 2019	$1,001 - $15,000	-
Dorman Products, Inc. (DO... DORM	S	24 Jun 2019	$1,001 - $15,000	-
Ping An Insurance (PNGAY) PNGAY	S	24 Jun 2019	$1,001 - $15,000	-
Choice Hotels Internation... CHH	S	24 Jun 2019	$1,001 - $15,000	-
Nucor Corporation (NUE) NUE	S	24 Jun 2019	$1,001 - $15,000	-
Sealed Air Corporation (S... SEE	S	24 Jun 2019	$1,001 - $15,000	-
Apollo Commercial Real Es... ARI	S	24 Jun 2019	$1,001 - $15,000	-
Zendesk, Inc. (ZEN) ZEN	S	24 Jun 2019	$1,001 - $15,000	-
Charles River Laboratorie... CRL	S	24 Jun 2019	$1,001 - $15,000	-
Fuller & Thaler Behaviora... FTHSX	P	24 Jun 2019	$15,001 - $50,000	-
SiteOne Landscape Supply,... SITE	S	24 Jun 2019	$1,001 - $15,000	-
Prosperity Bancshares, In... PB	S	24 Jun 2019	$1,001 - $15,000	-
Apple Hospitality REIT, I... APLE	S	24 Jun 2019	$1,001 - $15,000	-
Shake Shack, Inc. Class A... SHAK	S	24 Jun 2019	$1,001 - $15,000	-
Diageo plc (DEO) DEO	S	24 Jun 2019	$1,001 - $15,000	-
West Pharmaceutical Servi... WST	S	24 Jun 2019	$1,001 - $15,000	-
Autodesk, Inc. (ADSK) ADSK	S	24 Jun 2019	$1,001 - $15,000	-
Schlumberger N.V. (SLB) SLB	S	24 Jun 2019	$1,001 - $15,000	-
Medtronic plc. Ordinary S... MDT	S	24 Jun 2019	$1,001 - $15,000	-
Western Digital Corporati... WDC	S	24 Jun 2019	$1,001 - $15,000	-
United Bankshares, Inc. (... UBSI	S	24 Jun 2019	$1,001 - $15,000	-
Altra Industrial Motion C... AIMC	S	24 Jun 2019	$1,001 - $15,000	-
EVO Payments, Inc. - Clas... EVOP	S	24 Jun 2019	$1,001 - $15,000	-
UnitedHealth Group Incorp... UNH	S	24 Jun 2019	$1,001 - $15,000	-
SITE Centers Corp. (SITC) SITC	S	24 Jun 2019	$1,001 - $15,000	-
Banco Bilbao Vizcaya Arge... BBVA	S	24 Jun 2019	$1,001 - $15,000	-
Lamb Weston Holdings, Inc... LW	S	24 Jun 2019	$1,001 - $15,000	-
Yandex N.V. - Class A Ord... YNDX	S	24 Jun 2019	$1,001 - $15,000	-
Umpqua Holdings Corporati... UMPQ	S	24 Jun 2019	$1,001 - $15,000	-
SAP SE ADS (SAP) SAP	S	24 Jun 2019	$15,001 - $50,000	-
Toll Brothers, Inc. (TOL) TOL	S	24 Jun 2019	$1,001 - $15,000	-
Washington Federal, Inc. ... WAFD	S	24 Jun 2019	$1,001 - $15,000	-
Nutanix, Inc. - Class A (... NTNX	S	24 Jun 2019	$1,001 - $15,000	-
National Oilwell Varco, I... NOV	S	24 Jun 2019	$1,001 - $15,000	-
Dbs Group Holdings Ltd Or... DBSDY	S	24 Jun 2019	$15,001 - $50,000	-
PotlatchDeltic Corporatio... PCH	S	24 Jun 2019	$1,001 - $15,000	-
Liberty Media Corporation... LSXMK	S	24 Jun 2019	$1,001 - $15,000	-
Rollins, Inc. (ROL) ROL	S	24 Jun 2019	$1,001 - $15,000	-
ISHARES RUSSELL MIDCAP G ... IWP	P	24 Jun 2019	$15,001 - $50,000	-
Varonis Systems, Inc. (VR... VRNS	S	24 Jun 2019	$1,001 - $15,000	-
Domo, Inc. - Class B (DOM... DOMO	S	24 Jun 2019	$1,001 - $15,000	-
Hecla Mining Company (HL) HL	S	24 Jun 2019	$1,001 - $15,000	-
Liberty Broadband Corpora... LBRDK	S	24 Jun 2019	$1,001 - $15,000	-
Fluor Corporation (FLR) FLR	S	24 Jun 2019	$1,001 - $15,000	-
ICICI Bank Limited (IBN) IBN	S	24 Jun 2019	$1,001 - $15,000	-
Spirit Realty Capital, In... SRC	S	24 Jun 2019	$1,001 - $15,000	-
Symrise Ag Unsponsored AD... SYIEY	S	24 Jun 2019	$1,001 - $15,000	-
Power Integrations, Inc. ... POWI	S	24 Jun 2019	$1,001 - $15,000	-
NovoCure Limited - Ordina... NVCR	S	24 Jun 2019	$1,001 - $15,000	-
Healthcare Services Group... HCSG	S	24 Jun 2019	$1,001 - $15,000	-
Temenos Group AG SPONSORE... TMSNY	S	24 Jun 2019	$1,001 - $15,000	-
Oxford Industries, Inc. (... OXM	S	24 Jun 2019	$1,001 - $15,000	-
Aspen Pharmacare Holdings... APNHY	S	24 Jun 2019	$1,001 - $15,000	-
Hill-Rom Holdings Inc (HR... HRC	S	24 Jun 2019	$1,001 - $15,000	-
Roche Holdings AG Basel A... RHHBY	S	24 Jun 2019	$15,001 - $50,000	-
SGS SA ADR (SGSOY) SGSOY	S	24 Jun 2019	$1,001 - $15,000	-
Johnson Controls Internat... JCI	S	24 Jun 2019	$1,001 - $15,000	-
Komatsu Ltd Ord American ... KMTUY	S	24 Jun 2019	$1,001 - $15,000	-
Texas Roadhouse, Inc. (TX... TXRH	S	24 Jun 2019	$1,001 - $15,000	-
Genpact Limited (G) G	S	24 Jun 2019	$1,001 - $15,000	-
Highwoods Properties, Inc... HIW	S	24 Jun 2019	$1,001 - $15,000	-
Fuchs Petrolub SE Unspons... FUPBY	S	24 Jun 2019	$1,001 - $15,000	-
Dine Brands Global, Inc. ... DIN	S	24 Jun 2019	$1,001 - $15,000	-
Comcast Corporation - Cla... CMCSA	S	24 Jun 2019	$1,001 - $15,000	-
Neogen Corporation (NEOG) NEOG	S	24 Jun 2019	$1,001 - $15,000	-
Ionis Pharmaceuticals, In... IONS	S	24 Jun 2019	$1,001 - $15,000	-
L'Air Liquide Ord America... AIQUY	S	24 Jun 2019	$1,001 - $15,000	-
Progress Software Corpora... PRGS	S	24 Jun 2019	$1,001 - $15,000	-
Teradyne, Inc. (TER) TER	S	24 Jun 2019	$1,001 - $15,000	-
American Homes 4 Rent Com... AMH	S	24 Jun 2019	$1,001 - $15,000	-
National Instruments Corp... NATI	S	24 Jun 2019	$1,001 - $15,000	-
Laureate Education, Inc. ... LAUR	S	24 Jun 2019	$1,001 - $15,000	-
Dentsu Inc Tokyo Unsponso... DNTUY	S	24 Jun 2019	$1,001 - $15,000	-
Torchmark Corporation (TM... TMK	S	24 Jun 2019	$1,001 - $15,000	-
Seattle Genetics, Inc. (S... SGEN	S	24 Jun 2019	$1,001 - $15,000	-
Radius Health, Inc. (RDUS... RDUS	S	24 Jun 2019	$1,001 - $15,000	-
Lazard International Stra... LISIX	P	24 Jun 2019	$100,001 - $250,000	-
MEDIFAST INC (MED) MED	S	24 Jun 2019	$1,001 - $15,000	-
Grifols, S.A. - American ... GRFS	S	24 Jun 2019	$1,001 - $15,000	-
Cogent Communications Hol... CCOI	S	24 Jun 2019	$1,001 - $15,000	-
Pinnacle West Capital Cor... PNW	S	24 Jun 2019	$1,001 - $15,000	-
Lancaster Colony Corporat... LANC	S	24 Jun 2019	$1,001 - $15,000	-
AxoGen, Inc. (AXGN) AXGN	S	24 Jun 2019	$1,001 - $15,000	-
Cadence Design Systems, I... CDNS	S	24 Jun 2019	$1,001 - $15,000	-
Unicharm Corp Sponsored A... UNICY	S	24 Jun 2019	$1,001 - $15,000	-
Novozymes A/S Unsponsored... NVZMY	S	24 Jun 2019	$1,001 - $15,000	-
TE Connectivity Ltd. New ... TEL	S	24 Jun 2019	$1,001 - $15,000	-
QTS Realty Trust, Inc. Cl... QTS	S	24 Jun 2019	$1,001 - $15,000	-
CoreSite Realty Corporati... COR	S	24 Jun 2019	$1,001 - $15,000	-
Freeport-McMoRan, Inc. (F... FCX	S	24 Jun 2019	$1,001 - $15,000	-
Infineon Technologies AG ... IFNNY	S	24 Jun 2019	$1,001 - $15,000	-
Vanguard Dividend Appreci... VIG	P	24 Jun 2019	$100,001 - $250,000	-
Pluralsight, Inc. - Class... PS	S	24 Jun 2019	$1,001 - $15,000	-
Baidu, Inc. - American De... BIDU	S	24 Jun 2019	$1,001 - $15,000	-
Canadian National Railway... CNI	S	24 Jun 2019	$1,001 - $15,000	-
adidas AG Sponsored ADR (... ADDYY	S	24 Jun 2019	$1,001 - $15,000	-
Children's Place, Inc. (P... PLCE	S	24 Jun 2019	$1,001 - $15,000	-
Unilever PLC (UL) UL	S	24 Jun 2019	$1,001 - $15,000	-
Allergan plc Ordinary Sha... AGN	S	24 Jun 2019	$1,001 - $15,000	-
L'Oreal Co. American Depo... LRLCY	S	24 Jun 2019	$15,001 - $50,000	-
BankUnited, Inc. (BKU) BKU	S	24 Jun 2019	$1,001 - $15,000	-
Coupa Software Incorporat... COUP	S	24 Jun 2019	$1,001 - $15,000	-
China Mobile Limited (CHL... CHL	S	24 Jun 2019	$1,001 - $15,000	-
Addus HomeCare Corporatio... ADUS	S	24 Jun 2019	$1,001 - $15,000	-
Kubota Corporation (KUBTY... KUBTY	S	24 Jun 2019	$1,001 - $15,000	-
Fomento Economico Mexican... FMX	S	24 Jun 2019	$1,001 - $15,000	-
Five Below, Inc. (FIVE) FIVE	S	24 Jun 2019	$1,001 - $15,000	-
Wyndham Hotels & Resorts,... WH	S	24 Jun 2019	$1,001 - $15,000	-
HDFC Bank Limited (HDB) HDB	S	24 Jun 2019	$1,001 - $15,000	-
Flagstar Bancorp, Inc. (F... FBC	S	24 Jun 2019	$1,001 - $15,000	-
ISHARES RUSSELL 2000 GRWT... IWO	P	24 Jun 2019	$15,001 - $50,000	-
Balchem Corporation (BCPC... BCPC	S	24 Jun 2019	$1,001 - $15,000	-
Cree, Inc. (CREE) CREE	S	24 Jun 2019	$1,001 - $15,000	-
Berry Global Group, Inc. ... BERY	S	24 Jun 2019	$1,001 - $15,000	-
Vertex Pharmaceuticals In... VRTX	S	24 Jun 2019	$1,001 - $15,000	-
Piedmont Office Realty Tr... PDM	S	24 Jun 2019	$1,001 - $15,000	-
Cirrus Logic, Inc. (CRUS) CRUS	S	24 Jun 2019	$1,001 - $15,000	-
Chemed Corp (CHE) CHE	S	24 Jun 2019	$1,001 - $15,000	-
Rio Tinto Plc (RIO) RIO	S	24 Jun 2019	$1,001 - $15,000	-
AIA Group, Ltd. Sponsored... AAGIY	S	24 Jun 2019	$15,001 - $50,000	-
Patterson-UTI Energy, Inc... PTEN	S	24 Jun 2019	$1,001 - $15,000	-
Bruker Corporation (BRKR) BRKR	S	24 Jun 2019	$1,001 - $15,000	-
PerkinElmer, Inc. (PKI) PKI	S	24 Jun 2019	$1,001 - $15,000	-
Cantel Medical Corp. (CMD... CMD	S	24 Jun 2019	$1,001 - $15,000	-
Trustmark Corporation (TR... TRMK	S	24 Jun 2019	$1,001 - $15,000	-
WisdomTree Emerging Marke... XSOE	P	24 Jun 2019	$15,001 - $50,000	-
W. P. Carey Inc. REIT (WP... WPC	S	24 Jun 2019	$1,001 - $15,000	-
ProAssurance Corporation ... PRA	S	24 Jun 2019	$1,001 - $15,000	-
NOW Inc. (DNOW) DNOW	S	24 Jun 2019	$1,001 - $15,000	-
CommVault Systems, Inc. (... CVLT	S	24 Jun 2019	$1,001 - $15,000	-
Atlas Copco Ab Sponsored ... ATLKY	S	24 Jun 2019	$1,001 - $15,000	-
Manhattan Associates, Inc... MANH	S	24 Jun 2019	$1,001 - $15,000	-
Lukoil Co Sponsored ADR (... LUKOY	S	24 Jun 2019	$1,001 - $15,000	-
Harding Loevner Emerging ... HLEMX	S	24 Jun 2019	$100,001 - $250,000	-
Planet Fitness, Inc. (PLN... PLNT	S	24 Jun 2019	$1,001 - $15,000	-
Lonza Group Ag Zuerich Un... LZAGY	S	24 Jun 2019	$1,001 - $15,000	-
EPIROC AKTIEBOLAG ADR (EP... EPOKY	S	24 Jun 2019	$1,001 - $15,000	EPIROC AKTIEBOLAG ADR (EPOKY)
Eagle Bancorp, Inc. (EGBN... EGBN	S	24 Jun 2019	$1,001 - $15,000	-
Harding Loevner Internati... HLMIX	P	24 Jun 2019	$100,001 - $250,000	-
PulteGroup, Inc. (PHM) PHM	S	24 Jun 2019	$1,001 - $15,000	-
Wyndham Destinations, Inc... WYND	S	24 Jun 2019	$1,001 - $15,000	-
Citrix Systems, Inc. (CTX... CTXS	S	24 Jun 2019	$1,001 - $15,000	-
Check Point Software Tech... CHKP	S	24 Jun 2019	$15,001 - $50,000	-
iRhythm Technologies, Inc... IRTC	S	24 Jun 2019	$1,001 - $15,000	-
A.O. Smith Corporation (A... AOS	S	24 Jun 2019	$1,001 - $15,000	-
Hawaiian Electric Industr... HE	S	24 Jun 2019	$1,001 - $15,000	-
HSBC Holdings, plc. (HSBC... HSBC	S	24 Jun 2019	$1,001 - $15,000	-
People's United Financial... PBCT	S	24 Jun 2019	$1,001 - $15,000	-
Alfa-Laval Ab Unsponsored... ALFVY	S	24 Jun 2019	$1,001 - $15,000	-
Linde plc Ordinary Share ... LIN	S	24 Jun 2019	$1,001 - $15,000	-
Royal Dutch Shell PLC Roy... RDS.B	S	24 Jun 2019	$1,001 - $15,000	-
Fanuc Corporation Unspons... FANUY	S	24 Jun 2019	$1,001 - $15,000	-
Twitter, Inc. (TWTR) TWTR	S	24 Jun 2019	$1,001 - $15,000	-
Clearway Energy, Inc. Cla... CWEN	S	24 Jun 2019	$1,001 - $15,000	-
Dolby Laboratories (DLB) DLB	S	24 Jun 2019	$1,001 - $15,000	-
SPS Commerce, Inc. (SPSC) SPSC	S	24 Jun 2019	$1,001 - $15,000	-
Watts Water Technologies,... WTS	S	24 Jun 2019	$1,001 - $15,000	-
Nuance Communications, In... NUAN	S	24 Jun 2019	$1,001 - $15,000	-
Sonova Holding AG Unspons... SONVY	S	24 Jun 2019	$1,001 - $15,000	-
Advanced Micro Devices, I... AMD	S	24 Jun 2019	$1,001 - $15,000	-
Bayerische Motoren Werke ... BAMXY	S	24 Jun 2019	$1,001 - $15,000	-
Anadarko Petroleum Corpor... APC	S	24 Jun 2019	$1,001 - $15,000	-
Monolithic Power Systems,... MPWR	S	24 Jun 2019	$1,001 - $15,000	-
Biogen Inc. (BIIB) BIIB	S	24 Jun 2019	$1,001 - $15,000	-
Coeur Mining, Inc. (CDE) CDE	S	24 Jun 2019	$1,001 - $15,000	-
Lazard Emerging Markets E... EMBIX	P	24 Jun 2019	$50,001 - $100,000	-
Avery Dennison Corporatio... AVY	S	24 Jun 2019	$1,001 - $15,000	-
PE Premier BTAS IV Feeder	P	24 Jun 2019	$15,001 - $50,000	-
Cathay General Bancorp (C... CATY	S	24 Jun 2019	$1,001 - $15,000	-
BancorpSouth Bank (BXS) BXS	S	24 Jun 2019	$1,001 - $15,000	-
U.S. Physical Therapy, In... USPH	S	24 Jun 2019	$1,001 - $15,000	-
ISHARES RUSSELL 1000 GRW ... IWF	P	24 Jun 2019	$100,001 - $250,000	-
Zions Bancorporation N.A.... ZION	S	24 Jun 2019	$1,001 - $15,000	-
Brandywine Realty Trust (... BDN	S	24 Jun 2019	$1,001 - $15,000	-
Fortinet, Inc. (FTNT) FTNT	S	24 Jun 2019	$1,001 - $15,000	-
Apartment Investment and ... AIV	S	24 Jun 2019	$1,001 - $15,000	-
Trimble Inc. (TRMB) TRMB	S	24 Jun 2019	$1,001 - $15,000	-
Qurate Retail, Inc. - Ser... QRTEA	S	24 Jun 2019	$1,001 - $15,000	-
Federated Investors, Inc.... FII	S	24 Jun 2019	$1,001 - $15,000	-
AMC Networks Inc. - Class... AMCX	S	24 Jun 2019	$1,001 - $15,000	-
PacWest Bancorp (PACW) PACW	S	19 Jun 2019	$1,001 - $15,000	-
Pluralsight, Inc. - Class... PS	P	19 Jun 2019	$1,001 - $15,000	-
PDC Energy, Inc. (PDCE) PDCE	S	19 Jun 2019	$1,001 - $15,000	-
NovoCure Limited - Ordina... NVCR	P	19 Jun 2019	$1,001 - $15,000	-
Exact Sciences Corporatio... EXAS	P	19 Jun 2019	$1,001 - $15,000	-
Umpqua Holdings Corporati... UMPQ	S	19 Jun 2019	$1,001 - $15,000	-
ISHARES RUSSELL 1000 GRW ... IWF	S (partial)	14 Jun 2019	$1,001 - $15,000	-
Nuveen Intermediate Durat... NUVBX	S (partial)	14 Jun 2019	$1,001 - $15,000	-
ISHARES CORE MSCI EUROPE ... IEUR	S (partial)	14 Jun 2019	$1,001 - $15,000	-
Exelixis, Inc. (EXEL) EXEL	S	4 Jun 2019	$1,001 - $15,000	-
Columbia Property Trust, ... CXP	P	4 Jun 2019	$1,001 - $15,000	-
The Goodyear Tire & Rubbe... GT	S	4 Jun 2019	$1,001 - $15,000	-
Spirit Aerosystems Holdin... SPR	S	4 Jun 2019	$1,001 - $15,000	-
Brandywine Realty Trust (... BDN	P	4 Jun 2019	$1,001 - $15,000	-
PulteGroup, Inc. (PHM) PHM	S	4 Jun 2019	$1,001 - $15,000	-
Umpqua Holdings Corporati... UMPQ	S (partial)	4 Jun 2019	$1,001 - $15,000	-
Global Blood Therapeutics... GBT	P	4 Jun 2019	$1,001 - $15,000	-
SITE Centers Corp. (SITC) SITC	P	4 Jun 2019	$1,001 - $15,000	-
Laureate Education, Inc. ... LAUR	P	4 Jun 2019	$1,001 - $15,000	-
ProAssurance Corporation ... PRA	P	4 Jun 2019	$1,001 - $15,000	-
Editas Medicine, Inc. (ED... EDIT	S	4 Jun 2019	$1,001 - $15,000	-
American Homes 4 Rent Com... AMH	P	4 Jun 2019	$1,001 - $15,000	-
Meritage Homes Corporatio... MTH	S	4 Jun 2019	$1,001 - $15,000	-
United Bankshares, Inc. (... UBSI	P	4 Jun 2019	$1,001 - $15,000	-
DMC Global Inc. (BOOM) BOOM	P	4 Jun 2019	$1,001 - $15,000	-
ARMOUR Residential REIT, ... ARR	S	4 Jun 2019	$1,001 - $15,000	-
Broadcom Inc. (AVGO) AVGO	P	4 Jun 2019	$1,001 - $15,000	-
Ralph Lauren Corporation ... RL	S	4 Jun 2019	$1,001 - $15,000	-
Two Harbors Investment Co... TWO	S	4 Jun 2019	$1,001 - $15,000	-
Coca-Cola Company (KO) KO	P	30 May 2019	$1,001 - $15,000	-
Cisco Systems, Inc. (CSCO... CSCO	S (partial)	30 May 2019	$1,001 - $15,000	-
Colgate-Palmolive Company... CL	S	23 May 2019	$1,001 - $15,000	-
Coca-Cola Company (KO) KO	P	23 May 2019	$1,001 - $15,000	-
Broadcom Inc. (AVGO) AVGO	P	22 May 2019	$1,001 - $15,000	-
Park 24 Co Ltd Sponsored ... PKCOY	S	21 May 2019	$1,001 - $15,000	-
VANGUARD REAL ESTATE ETF ... VNQ	P	20 May 2019	$1,001 - $15,000	-
WisdomTree U.S. SmallCap ... DES	P	20 May 2019	$1,001 - $15,000	-
WisdomTree Emerging Marke... XSOE	P	20 May 2019	$1,001 - $15,000	-
Nuveen Limited Term Munic... FTLRX	P	20 May 2019	$1,001 - $15,000	-
Dow Inc. (DOW) DOW	P	20 May 2019	$1,001 - $15,000	-
SPDR DoubleLine Total Ret... TOTL	P	20 May 2019	$1,001 - $15,000	-
PIMCO Enhanced Short Matu... MINT	P	20 May 2019	$1,001 - $15,000	-
SPDR DoubleLine Total Ret... TOTL	P	20 May 2019	$1,001 - $15,000	-
JP Morgan Chase & Co. (JP... JPM	P	20 May 2019	$1,001 - $15,000	-
WisdomTree Floating Rate ... USFR	S	20 May 2019	$1,001 - $15,000	-
FT-PREFERRED SECUR & INC ... FPE	P	20 May 2019	$1,001 - $15,000	-
Nuveen Intermediate Durat... NUVBX	P	20 May 2019	$15,001 - $50,000	-
WisdomTree U.S. SmallCap ... DGRS	P	20 May 2019	$1,001 - $15,000	-
ISHARES RUSSELL 1000 GRW ... IWF	P	20 May 2019	$1,001 - $15,000	-
DowDuPont Inc. (DWDP) DWDP	S	20 May 2019	$1,001 - $15,000	-
Nuveen Intermediate Durat... NUVBX	P	20 May 2019	$1,001 - $15,000	-
ISHARES RUSSELL 2000 VALU... IWN	P	20 May 2019	$1,001 - $15,000	-
WisdomTree U.S. LargeCap ... DLN	S (partial)	20 May 2019	$1,001 - $15,000	-
ISHARES RUSSELL MIDCAP V ... IWS	P	20 May 2019	$1,001 - $15,000	-
ISHARES RUSSELL 1000 VALU... IWD	P	20 May 2019	$1,001 - $15,000	-
Occidental Petroleum Corp... OXY	P	20 May 2019	$1,001 - $15,000	-
ALERIAN MLP ETF (AMLP) AMLP	P	20 May 2019	$1,001 - $15,000	-
SPDR BLACKSTONE GSO SENIO... SRLN	P	20 May 2019	$1,001 - $15,000	-
ISHARES CORE MSCI EUROPE ... IEUR	P	20 May 2019	$1,001 - $15,000	-
ISHARES RUSSELL 2000 GRWT... IWO	P	20 May 2019	$1,001 - $15,000	-
The Bank of New York Mell... BK	P	20 May 2019	$1,001 - $15,000	-
Digital Realty Trust, Inc... DLR	P	20 May 2019	$1,001 - $15,000	-
ISHARES RUSSELL MIDCAP G ... IWP	P	20 May 2019	$1,001 - $15,000	-
Wells Fargo & Company (WF... WFC	P	20 May 2019	$1,001 - $15,000	-
Vanguard Dividend Appreci... VIG	P	20 May 2019	$1,001 - $15,000	-
HP Inc. (HPQ) HPQ	P	20 May 2019	$1,001 - $15,000	-
ISHARES CORE MSCI EAFE ET... IEFA	P	20 May 2019	$1,001 - $15,000	-
ISHARES EDGE MSCI MIN VOL... EEMV	P	20 May 2019	$1,001 - $15,000	-
Johnson & Johnson (JNJ) JNJ	P	20 May 2019	$1,001 - $15,000	-
ConocoPhillips (COP) COP	P	20 May 2019	$1,001 - $15,000	-
WisdomTree U.S. MidCap Di... DON	P	20 May 2019	$15,001 - $50,000	-
VANGUARD SHORT TERM BOND ... BSV	P	20 May 2019	$1,001 - $15,000	-
Lowe's Companies, Inc. (L... LOW	S	20 May 2019	$1,001 - $15,000	-
Lockheed Martin Corporati... LMT	P	20 May 2019	$1,001 - $15,000	-
ISHARES INC MSCI JAPAN ET... EWJ	P	20 May 2019	$1,001 - $15,000	-
ISHARES INTL SELECT DIV E... IDV	P	20 May 2019	$1,001 - $15,000	-
Park 24 Co Ltd Sponsored ... PKCOY	S (partial)	17 May 2019	$1,001 - $15,000	-
Tempur Sealy Internationa... TPX	S	15 May 2019	$1,001 - $15,000	-
Progress Software Corpora... PRGS	S (partial)	15 May 2019	$1,001 - $15,000	-
Paramount Group, Inc. (PG... PGRE	P	15 May 2019	$1,001 - $15,000	-
F.N.B. Corporation (FNB) FNB	S	15 May 2019	$1,001 - $15,000	-
Cirrus Logic, Inc. (CRUS) CRUS	S (partial)	15 May 2019	$1,001 - $15,000	-
Ambarella, Inc. - Ordinar... AMBA	P	15 May 2019	$1,001 - $15,000	-
Puma Biotechnology Inc (P... PBYI	S	15 May 2019	$1,001 - $15,000	-
Federated Investors, Inc.... FII	S	15 May 2019	$1,001 - $15,000	-
Meritage Homes Corporatio... MTH	S (partial)	15 May 2019	$1,001 - $15,000	-
EVO Payments, Inc. - Clas... EVOP	P	15 May 2019	$1,001 - $15,000	-
Kennametal Inc. (KMT) KMT	S	15 May 2019	$1,001 - $15,000	-
SiteOne Landscape Supply,... SITE	P	15 May 2019	$1,001 - $15,000	-
Shake Shack, Inc. Class A... SHAK	P	15 May 2019	$1,001 - $15,000	-
QTS Realty Trust, Inc. Cl... QTS	P	15 May 2019	$1,001 - $15,000	-
J G C Corp (JGCCY) JGCCY	S	10 May 2019	$1,001 - $15,000	-
J G C Corp (JGCCY) JGCCY	S (partial)	9 May 2019	$1,001 - $15,000	-
Ionis Pharmaceuticals, In... IONS	P	8 May 2019	$1,001 - $15,000	-
MGP Ingredients, Inc. (MG... MGPI	P	30 Apr 2019	$1,001 - $15,000	-
CF Industries Holdings, I... CF	S	30 Apr 2019	$1,001 - $15,000	-
Redfin Corporation (RDFN) RDFN	S	30 Apr 2019	$1,001 - $15,000	-
PotlatchDeltic Corporatio... PCH	P	30 Apr 2019	$1,001 - $15,000	-
MEDIFAST INC (MED) MED	P	30 Apr 2019	$1,001 - $15,000	-
PDC Energy, Inc. (PDCE) PDCE	P	30 Apr 2019	$1,001 - $15,000	-
ABM Industries Incorporat... ABM	S	30 Apr 2019	$1,001 - $15,000	-
Rexford Industrial Realty... REXR	P	30 Apr 2019	$1,001 - $15,000	-
Berry Global Group, Inc. ... BERY	P	30 Apr 2019	$1,001 - $15,000	-
Flagstar Bancorp, Inc. (F... FBC	P	30 Apr 2019	$1,001 - $15,000	-
Diebold Nixdorf Incorpora... DBD	S	30 Apr 2019	$1,001 - $15,000	-
Schnitzer Steel Industrie... SCHN	S	30 Apr 2019	$1,001 - $15,000	-
Wyndham Hotels & Resorts,... WH	P	30 Apr 2019	$1,001 - $15,000	-
Kennametal Inc. (KMT) KMT	S (partial)	30 Apr 2019	$1,001 - $15,000	-
TripAdvisor, Inc. (TRIP) TRIP	S	30 Apr 2019	$1,001 - $15,000	-
Oakmark Fund Advisor Clas... OAYMX	P	25 Apr 2019	$1,001 - $15,000	-
Vanguard Dividend Appreci... VIG	P	25 Apr 2019	$1,001 - $15,000	-
FT NORTH AMERICAN ENERGY ... EMLP	S (partial)	25 Apr 2019	$1,001 - $15,000	-
Western Asset Core Plus B... WACPX	P	25 Apr 2019	$1,001 - $15,000	-
Blackstone Alternative Mu... BXMIX	S (partial)	25 Apr 2019	$1,001 - $15,000	-
ISHARES RUSSELL 1000 GRW ... IWF	S (partial)	25 Apr 2019	$1,001 - $15,000	-
Harding Loevner Internati... HLMIX	S (partial)	25 Apr 2019	$1,001 - $15,000	-
WisdomTree Emerging Marke... XSOE	P	25 Apr 2019	$1,001 - $15,000	-
Lazard International Stra... LISIX	S (partial)	25 Apr 2019	$1,001 - $15,000	-
Lazard Emerging Markets E... EMBIX	S (partial)	25 Apr 2019	$1,001 - $15,000	-
Vertex Pharmaceuticals In... VRTX	P	18 Apr 2019	$1,001 - $15,000	-
Ambarella, Inc. - Ordinar... AMBA	P	16 Apr 2019	$1,001 - $15,000	-
BankUnited, Inc. (BKU) BKU	P	16 Apr 2019	$1,001 - $15,000	-
Wyndham Destinations, Inc... WYND	P	16 Apr 2019	$1,001 - $15,000	-
CF Industries Holdings, I... CF	S (partial)	16 Apr 2019	$1,001 - $15,000	-
ABM Industries Incorporat... ABM	S (partial)	16 Apr 2019	$1,001 - $15,000	-
Amedisys Inc (AMED) AMED	S (partial)	16 Apr 2019	$1,001 - $15,000	-
Acuity Brands, Inc. (AYI) AYI	S	16 Apr 2019	$1,001 - $15,000	-
AxoGen, Inc. (AXGN) AXGN	P	16 Apr 2019	$1,001 - $15,000	-
Piedmont Office Realty Tr... PDM	P	16 Apr 2019	$1,001 - $15,000	-
Essent Group Ltd. Common ... ESNT	S	16 Apr 2019	$1,001 - $15,000	-
Planet Fitness, Inc. (PLN... PLNT	P	16 Apr 2019	$1,001 - $15,000	-
Big Lots, Inc. (BIG) BIG	S	16 Apr 2019	$1,001 - $15,000	-
Burlington Stores, Inc. (... BURL	P	16 Apr 2019	$1,001 - $15,000	-
Vocera Communications, In... VCRA	S	16 Apr 2019	$1,001 - $15,000	-
Universal Corporation (UV... UVV	S	16 Apr 2019	$1,001 - $15,000	-
PDC Energy, Inc. (PDCE) PDCE	P	16 Apr 2019	$1,001 - $15,000	-
Exelixis, Inc. (EXEL) EXEL	S (partial)	16 Apr 2019	$1,001 - $15,000	-
Children's Place, Inc. (P... PLCE	P	16 Apr 2019	$1,001 - $15,000	-
Toll Brothers, Inc. (TOL) TOL	P	16 Apr 2019	$1,001 - $15,000	-
Radius Health, Inc. (RDUS... RDUS	P	16 Apr 2019	$1,001 - $15,000	-
Clearway Energy, Inc. Cla... CWEN	P	16 Apr 2019	$1,001 - $15,000	-
Deckers Outdoor Corporati... DECK	S	16 Apr 2019	$1,001 - $15,000	-
Hyatt Hotels Corporation ... H	P	16 Apr 2019	$1,001 - $15,000	-
Rio Tinto Plc (RIO) RIO	P	11 Apr 2019	$1,001 - $15,000	-
Bayer Aktiengesellschaft ... BAYRY	S	11 Apr 2019	$1,001 - $15,000	-
SAP SE ADS (SAP) SAP	P	11 Apr 2019	$1,001 - $15,000	-
Taiwan Semiconductor Manu... TSM	P	11 Apr 2019	$1,001 - $15,000	-
Rio Tinto Plc (RIO) RIO	P	10 Apr 2019	$1,001 - $15,000	-
AIA Group, Ltd. Sponsored... AAGIY	S (partial)	8 Apr 2019	$1,001 - $15,000	-
SGS SA ADR (SGSOY) SGSOY	P	8 Apr 2019	$1,001 - $15,000	-
Fomento Economico Mexican... FMX	P	5 Apr 2019	$1,001 - $15,000	-
Allianz SE ADS (AZSEY) AZSEY	S (partial)	5 Apr 2019	$1,001 - $15,000	-
Banco Bilbao Vizcaya Arge... BBVA	P	5 Apr 2019	$1,001 - $15,000	-
SGS SA ADR (SGSOY) SGSOY	P	5 Apr 2019	$1,001 - $15,000	-
ISHARES INC MSCI JAPAN ET... EWJ	S (partial)	4 Apr 2019	$1,001 - $15,000	-
Nuveen Limited Term Munic... FTLRX	P	4 Apr 2019	$15,001 - $50,000	-
WisdomTree Emerging Marke... XSOE	S (partial)	4 Apr 2019	$1,001 - $15,000	-
ALERIAN MLP ETF (AMLP) AMLP	P	4 Apr 2019	$1,001 - $15,000	-
ISHARES EDGE MSCI MIN VOL... EEMV	S (partial)	4 Apr 2019	$1,001 - $15,000	-
ISHARES CORE MSCI EAFE ET... IEFA	S (partial)	4 Apr 2019	$15,001 - $50,000	-
Vanguard Dividend Appreci... VIG	S (partial)	4 Apr 2019	$15,001 - $50,000	-
VANGUARD SHORT TERM BOND ... BSV	P	4 Apr 2019	$15,001 - $50,000	-
SPDR DoubleLine Total Ret... TOTL	P	4 Apr 2019	$15,001 - $50,000	-
ISHARES RUSSELL 1000 VALU... IWD	S (partial)	4 Apr 2019	$15,001 - $50,000	-
PIMCO Enhanced Short Matu... MINT	P	4 Apr 2019	$15,001 - $50,000	-
ISHARES RUSSELL 1000 GRW ... IWF	S (partial)	4 Apr 2019	$50,001 - $100,000	-
SPDR BLACKSTONE GSO SENIO... SRLN	P	4 Apr 2019	$1,001 - $15,000	-
Nuveen Intermediate Durat... NUVBX	P	4 Apr 2019	$50,001 - $100,000	-
FT-PREFERRED SECUR & INC ... FPE	P	4 Apr 2019	$15,001 - $50,000	-
ISHARES CORE MSCI EUROPE ... IEUR	S (partial)	4 Apr 2019	$15,001 - $50,000	-
VANGUARD REAL ESTATE ETF ... VNQ	P	4 Apr 2019	$1,001 - $15,000	-
Radius Health, Inc. (RDUS... RDUS	P	3 Apr 2019	$1,001 - $15,000	-
Dine Brands Global, Inc. ... DIN	S (partial)	3 Apr 2019	$1,001 - $15,000	-
PulteGroup, Inc. (PHM) PHM	S (partial)	3 Apr 2019	$1,001 - $15,000	-
Pinnacle West Capital Cor... PNW	P	3 Apr 2019	$1,001 - $15,000	-
W. P. Carey Inc. REIT (WP... WPC	P	3 Apr 2019	$1,001 - $15,000	-
Apartment Investment and ... AIV	P	3 Apr 2019	$1,001 - $15,000	-
ProPetro Holding Corp. (P... PUMP	S	3 Apr 2019	$1,001 - $15,000	-
Dow Inc. (DOW) DOW	S	3 Apr 2019	$1,001 - $15,000	-
Zendesk, Inc. (ZEN) ZEN	P	3 Apr 2019	$1,001 - $15,000	-
Highwoods Properties, Inc... HIW	P	3 Apr 2019	$1,001 - $15,000	-
Planet Fitness, Inc. (PLN... PLNT	P	3 Apr 2019	$1,001 - $15,000	-
Genpact Limited (G) G	P	3 Apr 2019	$1,001 - $15,000	-
WisdomTree Floating Rate ... USFR	P	3 Apr 2019	$1,001 - $15,000	-
Taylor Morrison Home Corp... TMHC	S	3 Apr 2019	$1,001 - $15,000	-
Century Communities, Inc.... CCS	S	3 Apr 2019	$1,001 - $15,000	-
Hawaiian Electric Industr... HE	P	3 Apr 2019	$1,001 - $15,000	-
Hyatt Hotels Corporation ... H	P	3 Apr 2019	$1,001 - $15,000	-
Acuity Brands, Inc. (AYI) AYI	S (partial)	3 Apr 2019	$1,001 - $15,000	-
Five Below, Inc. (FIVE) FIVE	P	3 Apr 2019	$1,001 - $15,000	-
First American Corporatio... FAF	S	3 Apr 2019	$1,001 - $15,000	-
Deckers Outdoor Corporati... DECK	S (partial)	3 Apr 2019	$1,001 - $15,000	-
Waddell & Reed Financial,... WDR	S	3 Apr 2019	$1,001 - $15,000	-
International Fund	S (partial)	1 Apr 2019	$1,001 - $15,000	-
Large Cap Growth	S (partial)	1 Apr 2019	$1,001 - $15,000	-
Small/Mid Cap Fund	S (partial)	1 Apr 2019	$1,001 - $15,000	-
Large Cap Value	S (partial)	1 Apr 2019	$1,001 - $15,000	-
TEGNA Inc (TGNA) TGNA	S (partial)	1 Apr 2019	$15,001 - $50,000	-
Dodge & Cox Balanced Fund	S (partial)	1 Apr 2019	$1,001 - $15,000	-
Vanguard Institutional In...	S (partial)	1 Apr 2019	$1,001 - $15,000	-
BLACKSTONE ALT ALPHA ADV	S	31 Mar 2019	$100,001 - $250,000	-
Twitter, Inc. (TWTR) TWTR	P	28 Mar 2019	$1,001 - $15,000	-
PE Premier BTAS IV Feeder	P	27 Mar 2019	$1,001 - $15,000	-
Ping An Insurance (PNGAY) PNGAY	P	20 Mar 2019	$1,001 - $15,000	-
Dassault Systemes, S.A. A... DASTY	S (partial)	20 Mar 2019	$1,001 - $15,000	-
Monotaro Co. Ltd., Osaka ... MONOY	S	20 Mar 2019	$1,001 - $15,000	-
Lukoil Co Sponsored ADR (... LUKOY	P	20 Mar 2019	$1,001 - $15,000	-
Lukoil Co Sponsored ADR (... LUKOY	P	19 Mar 2019	$1,001 - $15,000	-
Spirit Realty Capital, In... SRC	P	19 Mar 2019	$1,001 - $15,000	-
Masonite International Co... DOOR	S	19 Mar 2019	$1,001 - $15,000	-
Rent-A-Center Inc. (RCII) RCII	S	19 Mar 2019	$1,001 - $15,000	-
Dassault Systemes, S.A. A... DASTY	S (partial)	19 Mar 2019	$1,001 - $15,000	-
Domo, Inc. - Class B (DOM... DOMO	P	19 Mar 2019	$1,001 - $15,000	-
ProPetro Holding Corp. (P... PUMP	S (partial)	19 Mar 2019	$1,001 - $15,000	-
Pinnacle West Capital Cor... PNW	P	19 Mar 2019	$1,001 - $15,000	-
Genpact Limited (G) G	P	19 Mar 2019	$1,001 - $15,000	-
Monotaro Co. Ltd., Osaka ... MONOY	S (partial)	19 Mar 2019	$1,001 - $15,000	-
Apple Hospitality REIT, I... APLE	P	19 Mar 2019	$1,001 - $15,000	-
Avery Dennison Corporatio... AVY	P	19 Mar 2019	$1,001 - $15,000	-
HollyFrontier Corporation... HFC	S	19 Mar 2019	$1,001 - $15,000	-
Cadence Design Systems, I... CDNS	S (partial)	19 Mar 2019	$1,001 - $15,000	-
L'Air Liquide Ord America... AIQUY	S (partial)	19 Mar 2019	$1,001 - $15,000	-
Patrick Industries, Inc. ... PATK	S	19 Mar 2019	$1,001 - $15,000	-
Greenbrier Companies, Inc... GBX	S	19 Mar 2019	$1,001 - $15,000	-
Planet Fitness, Inc. (PLN... PLNT	P	19 Mar 2019	$1,001 - $15,000	-
EPIROC AKTIEBOLAG ADR (EP... EPOKY	P	19 Mar 2019	$1,001 - $15,000	EPIROC AKTIEBOLAG ADR (EPOKY)
Dassault Systemes, S.A. A... DASTY	S (partial)	18 Mar 2019	$1,001 - $15,000	-
Lukoil Co Sponsored ADR (... LUKOY	P	18 Mar 2019	$1,001 - $15,000	-
Ping An Insurance (PNGAY) PNGAY	P	18 Mar 2019	$1,001 - $15,000	-
L'Air Liquide Ord America... AIQUY	S (partial)	18 Mar 2019	$1,001 - $15,000	-
Royal Dutch Shell PLC Roy... RDS.B	S (partial)	18 Mar 2019	$1,001 - $15,000	-
EPIROC AKTIEBOLAG ADR (EP... EPOKY	P	18 Mar 2019	$1,001 - $15,000	EPIROC AKTIEBOLAG ADR (EPOKY)
China Mobile Limited (CHL... CHL	P	18 Mar 2019	$1,001 - $15,000	-
Ambev S.A. American Depos... ABEV	P	15 Mar 2019	$1,001 - $15,000	-
Itau Unibanco Banco Holdi... ITUB	S (partial)	15 Mar 2019	$1,001 - $15,000	-
Monotaro Co. Ltd., Osaka ... MONOY	S (partial)	8 Mar 2019	$1,001 - $15,000	-
Avery Dennison Corporatio... AVY	P	6 Mar 2019	$15,001 - $50,000	-
Assured Guaranty Ltd. (AG... AGO	S	6 Mar 2019	$1,001 - $15,000	-
Essent Group Ltd. Common ... ESNT	P	6 Mar 2019	$1,001 - $15,000	-
Editas Medicine, Inc. (ED... EDIT	P	6 Mar 2019	$1,001 - $15,000	-
QTS Realty Trust, Inc. Cl... QTS	S	6 Mar 2019	$1,001 - $15,000	-
AGCO Corporation (AGCO) AGCO	S	6 Mar 2019	$1,001 - $15,000	-
Wyndham Destinations, Inc... WYND	P	6 Mar 2019	$1,001 - $15,000	-
Assurant, Inc. (AIZ) AIZ	S	6 Mar 2019	$1,001 - $15,000	-
Federated Investors, Inc.... FII	P	6 Mar 2019	$1,001 - $15,000	-
Iron Mountain Incorporate... IRM	S	6 Mar 2019	$1,001 - $15,000	-
A.O. Smith Corporation (A... AOS	P	6 Mar 2019	$1,001 - $15,000	-
BankUnited, Inc. (BKU) BKU	P	6 Mar 2019	$1,001 - $15,000	-
Intersect ENT, Inc. (XENT... XENT	P	6 Mar 2019	$1,001 - $15,000	-
Hill-Rom Holdings Inc (HR... HRC	S (partial)	6 Mar 2019	$1,001 - $15,000	-
United Therapeutics Corpo... UTHR	S	6 Mar 2019	$1,001 - $15,000	-
Cooper Tire & Rubber Comp... CTB	S	6 Mar 2019	$1,001 - $15,000	-
Teradyne, Inc. (TER) TER	P	6 Mar 2019	$1,001 - $15,000	-
Alaska Air Group, Inc. (A... ALK	S	6 Mar 2019	$1,001 - $15,000	-
F.N.B. Corporation (FNB) FNB	P	6 Mar 2019	$1,001 - $15,000	-
Diebold Nixdorf Incorpora... DBD	P	6 Mar 2019	$1,001 - $15,000	-
Allegion plc Ordinary Sha... ALLE	P	6 Mar 2019	$1,001 - $15,000	-
Washington Federal, Inc. ... WAFD	P	6 Mar 2019	$1,001 - $15,000	-
Ceres Tactical Commodity ...	S	28 Feb 2019	$50,001 - $100,000	-
Ceres Orion L.P. Class A	S	28 Feb 2019	$50,001 - $100,000	-
Unicharm Corp Sponsored A... UNICY	P	22 Feb 2019	$1,001 - $15,000	-
Unicharm Corp Sponsored A... UNICY	P	21 Feb 2019	$1,001 - $15,000	-
Chugai Pharmaceutical Ltd... CHGCY	P	21 Feb 2019	$1,001 - $15,000	-
Iron Mountain Incorporate... IRM	S (partial)	20 Feb 2019	$1,001 - $15,000	-
Cathay General Bancorp (C... CATY	P	20 Feb 2019	$1,001 - $15,000	-
Chugai Pharmaceutical Ltd... CHGCY	P	20 Feb 2019	$1,001 - $15,000	-
Federated Investors, Inc.... FII	P	20 Feb 2019	$1,001 - $15,000	-
Allegion plc Ordinary Sha... ALLE	P	20 Feb 2019	$1,001 - $15,000	-
Spirit Aerosystems Holdin... SPR	P	20 Feb 2019	$1,001 - $15,000	-
Alaska Air Group, Inc. (A... ALK	S (partial)	20 Feb 2019	$1,001 - $15,000	-
Spirit Airlines, Inc. (SA... SAVE	S	20 Feb 2019	$1,001 - $15,000	-
EastGroup Properties, Inc... EGP	S	20 Feb 2019	$1,001 - $15,000	-
Healthcare Realty Trust I... HR	S	20 Feb 2019	$1,001 - $15,000	-
BancorpSouth Bank (BXS) BXS	P	20 Feb 2019	$1,001 - $15,000	-
Apple Hospitality REIT, I... APLE	P	20 Feb 2019	$1,001 - $15,000	-
Grupo Financiero Banorte,... GBOOY	S	20 Feb 2019	$1,001 - $15,000	-
Unicharm Corp Sponsored A... UNICY	P	20 Feb 2019	$1,001 - $15,000	-
A.O. Smith Corporation (A... AOS	P	20 Feb 2019	$1,001 - $15,000	-
Chugai Pharmaceutical Ltd... CHGCY	P	19 Feb 2019	$1,001 - $15,000	-
LVMH Moet Hennessy Louis ... LVMUY	S	19 Feb 2019	$1,001 - $15,000	-
Unicharm Corp Sponsored A... UNICY	P	19 Feb 2019	$1,001 - $15,000	-
Grupo Financiero Banorte,... GBOOY	S	19 Feb 2019	$1,001 - $15,000	-
Bayer Aktiengesellschaft ... BAYRY	P	15 Feb 2019	$1,001 - $15,000	-
Canadian National Railway... CNI	S (partial)	15 Feb 2019	$1,001 - $15,000	-
Baidu, Inc. - American De... BIDU	P	15 Feb 2019	$1,001 - $15,000	-
Royal Dutch Shell PLC Roy... RDS.B	P	15 Feb 2019	$1,001 - $15,000	-
Diageo plc (DEO) DEO	P	15 Feb 2019	$1,001 - $15,000	-
AIA Group, Ltd. Sponsored... AAGIY	P	15 Feb 2019	$1,001 - $15,000	-
Roche Holdings AG Basel A... RHHBY	P	15 Feb 2019	$1,001 - $15,000	-
Taiwan Semiconductor Manu... TSM	P	15 Feb 2019	$1,001 - $15,000	-
Allianz SE ADS (AZSEY) AZSEY	P	15 Feb 2019	$1,001 - $15,000	-
PotlatchDeltic Corporatio... PCH	P	15 Feb 2019	$1,001 - $15,000	-
Harding Loevner Emerging ... HLEMX	P	15 Feb 2019	$1,001 - $15,000	-
National Oilwell Varco, I... NOV	P	15 Feb 2019	$1,001 - $15,000	-
Tenaris S.A. American Dep... TS	S	15 Feb 2019	$1,001 - $15,000	-
Anadarko Petroleum Corpor... APC	P	15 Feb 2019	$1,001 - $15,000	-
Itau Unibanco Banco Holdi... ITUB	P	15 Feb 2019	$1,001 - $15,000	-
Johnson Controls Internat... JCI	P	15 Feb 2019	$1,001 - $15,000	-
Allergan plc Ordinary Sha... AGN	P	15 Feb 2019	$1,001 - $15,000	-
Check Point Software Tech... CHKP	P	15 Feb 2019	$1,001 - $15,000	-
Nestle SA Sponsored ADR r... NSRGY	P	15 Feb 2019	$1,001 - $15,000	-
UnitedHealth Group Incorp... UNH	S (partial)	15 Feb 2019	$50,001 - $100,000	-
Dbs Group Holdings Ltd Or... DBSDY	P	15 Feb 2019	$1,001 - $15,000	-
Grupo Financiero Banorte,... GBOOY	S (partial)	15 Feb 2019	$1,001 - $15,000	-
UnitedHealth Group Incorp... UNH	S (partial)	15 Feb 2019	$1,001 - $15,000	-
Fluor Corporation (FLR) FLR	P	15 Feb 2019	$1,001 - $15,000	-
SAP SE ADS (SAP) SAP	P	15 Feb 2019	$1,001 - $15,000	-
LVMH Moet Hennessy Louis ... LVMUY	S	15 Feb 2019	$1,001 - $15,000	-
Kubota Corporation (KUBTY... KUBTY	P	15 Feb 2019	$1,001 - $15,000	-
ISHARES EDGE MSCI MIN VOL... EEMV	S (partial)	14 Feb 2019	$1,001 - $15,000	-
ISHARES CORE MSCI EUROPE ... IEUR	P	14 Feb 2019	$15,001 - $50,000	-
Vanguard Dividend Appreci... VIG	P	14 Feb 2019	$15,001 - $50,000	-
iShares Edge MSCI Min Vol... EFAV	S	14 Feb 2019	$50,001 - $100,000	-
ISHARES RUSSELL MIDCAP G ... IWP	S (partial)	14 Feb 2019	$1,001 - $15,000	-
ALERIAN MLP ETF	S (partial)	14 Feb 2019	$1,001 - $15,000	-
ISHARES RUSSELL 1000 VALU... IWD	S (partial)	14 Feb 2019	$15,001 - $50,000	-
ISHARES RUSSELL 1000 GRW ... IWF	S (partial)	14 Feb 2019	$1,001 - $15,000	-
ISHARES CORE MSCI EAFE ET... IEFA	P	14 Feb 2019	$50,001 - $100,000	-
WisdomTree Emerging Marke... XSOE	P	14 Feb 2019	$1,001 - $15,000	-
WisdomTree Japan Hedged E... DXJ	S	14 Feb 2019	$15,001 - $50,000	-
ISHARES INC MSCI JAPAN ET... EWJ	P	14 Feb 2019	$1,001 - $15,000	-
VANGUARD REAL ESTATE ETF ... VNQ	P	14 Feb 2019	$1,001 - $15,000	-
Spirit Airlines, Inc. (SA... SAVE	S	6 Feb 2019	$1,001 - $15,000	-
Allegion plc Ordinary Sha... ALLE	P	6 Feb 2019	$1,001 - $15,000	-
Spirit Aerosystems Holdin... SPR	P	6 Feb 2019	$1,001 - $15,000	-
MicroStrategy Incorporate... MSTR	S	6 Feb 2019	$1,001 - $15,000	-
Patrick Industries, Inc. ... PATK	P	6 Feb 2019	$1,001 - $15,000	-
Exelixis, Inc. (EXEL) EXEL	P	6 Feb 2019	$1,001 - $15,000	-
Live Nation Entertainment... LYV	S	6 Feb 2019	$1,001 - $15,000	-
People's United Financial... PBCT	P	6 Feb 2019	$1,001 - $15,000	-
Avery Dennison Corporatio... AVY	P	6 Feb 2019	$1,001 - $15,000	-
Royal Gold, Inc. (RGLD) RGLD	S	6 Feb 2019	$1,001 - $15,000	-
PS Business Parks, Inc. (... PSB	S	6 Feb 2019	$1,001 - $15,000	-
People's United Financial... PBCT	P	6 Feb 2019	$1,001 - $15,000	-
Highwoods Properties, Inc... HIW	P	6 Feb 2019	$1,001 - $15,000	-
Genesco Inc. (GCO) GCO	S	6 Feb 2019	$1,001 - $15,000	-
Century Communities, Inc.... CCS	P	6 Feb 2019	$1,001 - $15,000	-
Texas Roadhouse, Inc. (TX... TXRH	S (partial)	6 Feb 2019	$1,001 - $15,000	-
Lowe's Companies, Inc. (L... LOW	S (partial)	5 Feb 2019	$1,001 - $15,000	-
Occidental Petroleum Corp... OXY	S (partial)	5 Feb 2019	$1,001 - $15,000	-
WisdomTree U.S. LargeCap ... DLN	P	5 Feb 2019	$15,001 - $50,000	-
Johnson & Johnson (JNJ) JNJ	S (partial)	5 Feb 2019	$1,001 - $15,000	-
Lockheed Martin Corporati... LMT	P	5 Feb 2019	$1,001 - $15,000	-
PIMCO Enhanced Short Matu... MINT	P	5 Feb 2019	$1,001 - $15,000	-
Microsoft Corporation (MS... MSFT	S (partial)	5 Feb 2019	$1,001 - $15,000	-
WisdomTree U.S. SmallCap ... DGRS	P	5 Feb 2019	$1,001 - $15,000	-
Walmart Inc. (WMT) WMT	S (partial)	5 Feb 2019	$1,001 - $15,000	-
Apple Inc. (AAPL) AAPL	S (partial)	5 Feb 2019	$1,001 - $15,000	-
Chubb Limited (CB) CB	S (partial)	5 Feb 2019	$1,001 - $15,000	-
McDonald's Corporation (M... MCD	S (partial)	5 Feb 2019	$1,001 - $15,000	-
Comcast Corporation - Cla... CMCSA	S (partial)	5 Feb 2019	$1,001 - $15,000	-
The Bank of New York Mell... BK	P	5 Feb 2019	$1,001 - $15,000	-
ISHARES INTL SELECT DIV E... IDV	P	5 Feb 2019	$50,001 - $100,000	-
DowDuPont Inc. (DWDP) DWDP	S (partial)	5 Feb 2019	$1,001 - $15,000	-
Cisco Systems, Inc. (CSCO... CSCO	S (partial)	5 Feb 2019	$1,001 - $15,000	-
Chevron Corporation (CVX) CVX	S (partial)	5 Feb 2019	$1,001 - $15,000	-
ConocoPhillips (COP) COP	S (partial)	5 Feb 2019	$1,001 - $15,000	-
NextEra Energy, Inc. (NEE... NEE	S (partial)	5 Feb 2019	$1,001 - $15,000	-
Colgate-Palmolive Company... CL	S (partial)	5 Feb 2019	$1,001 - $15,000	-
Sempra Energy (SRE) SRE	S (partial)	5 Feb 2019	$1,001 - $15,000	-
WisdomTree U.S. SmallCap ... DES	S (partial)	5 Feb 2019	$1,001 - $15,000	-
Pfizer, Inc. (PFE) PFE	S (partial)	5 Feb 2019	$1,001 - $15,000	-
JP Morgan Chase & Co. (JP... JPM	S (partial)	5 Feb 2019	$1,001 - $15,000	-
SPDR DoubleLine Total Ret... TOTL	P	5 Feb 2019	$15,001 - $50,000	-
HP Inc. (HPQ) HPQ	P	5 Feb 2019	$1,001 - $15,000	-
Verizon Communications In... VZ	S (partial)	5 Feb 2019	$1,001 - $15,000	-
Nestle SA Sponsored ADR r... NSRGY	S (partial)	5 Feb 2019	$1,001 - $15,000	-
Wells Fargo & Company (WF... WFC	P	5 Feb 2019	$1,001 - $15,000	-
Nuveen Intermediate Durat... NUVBX	P	5 Feb 2019	$50,001 - $100,000	-
FT NORTH AMERICAN ENERGY ... EMLP	P	5 Feb 2019	$1,001 - $15,000	-
BLACKSTONE ALT ALPHA ADV	P	4 Feb 2019	$1,001 - $15,000	-
Naspers Limited N Shs Spo... NPSNY	S (partial)	30 Jan 2019	$1,001 - $15,000	-
Tencent Holdings Limited ... TCEHY	P	29 Jan 2019	$1,001 - $15,000	-
Roche Holdings AG Basel A... RHHBY	P	29 Jan 2019	$1,001 - $15,000	-
adidas AG Sponsored ADR (... ADDYY	P	29 Jan 2019	$1,001 - $15,000	-
TIAA Real Estate	S	23 Jan 2019	$100,001 - $250,000	-
Euronet Worldwide, Inc. (... EEFT	S	23 Jan 2019	$1,001 - $15,000	-
Hawaiian Electric Industr... HE	S (partial)	23 Jan 2019	$1,001 - $15,000	-
CREF Stock R3	S	23 Jan 2019	$100,001 - $250,000	-
CREF Money Market R3	S	23 Jan 2019	$15,001 - $50,000	-
Paramount Group, Inc. (PG... PGRE	S	23 Jan 2019	$1,001 - $15,000	-
CREF Stock R3	S	23 Jan 2019	$100,001 - $250,000	-
Royal Gold, Inc. (RGLD) RGLD	S (partial)	23 Jan 2019	$1,001 - $15,000	-
CREF Global Equities R3	S	23 Jan 2019	$100,001 - $250,000	-
CREF Global Equities R3	S	23 Jan 2019	$15,001 - $50,000	-
TIAA Real Estate	S	23 Jan 2019	$250,001 - $500,000	-
CREF Growth R3	S	23 Jan 2019	$50,001 - $100,000	-
Tactile Systems Technolog... TCMD	P	23 Jan 2019	$1,001 - $15,000	-
Deckers Outdoor Corporati... DECK	S (partial)	23 Jan 2019	$1,001 - $15,000	-
Qiagen N.V. Common Shares... QGEN	S (partial)	23 Jan 2019	$1,001 - $15,000	-
Advanced Micro Devices, I... AMD	P	23 Jan 2019	$1,001 - $15,000	-
CREF Growth R3	S	23 Jan 2019	$15,001 - $50,000	-
TIAA Real Estate	S	23 Jan 2019	$100,001 - $250,000	-
CREF Global Equities R3	S	23 Jan 2019	$50,001 - $100,000	-
Toll Brothers, Inc. (TOL) TOL	P	23 Jan 2019	$1,001 - $15,000	-
CREF Stock R3	S	23 Jan 2019	$250,001 - $500,000	-
Rent-A-Center Inc. (RCII) RCII	P	23 Jan 2019	$1,001 - $15,000	-
CREF Growth R3	S	23 Jan 2019	$100,001 - $250,000	-
American Outdoor Brands C... AOBC	S	23 Jan 2019	$1,001 - $15,000	-
Pentair plc. Ordinary Sha... PNR	P	23 Jan 2019	$1,001 - $15,000	-
Puma Biotechnology Inc (P... PBYI	P	23 Jan 2019	$1,001 - $15,000	-
CREF Money Market R3	S	23 Jan 2019	$1,001 - $15,000	-
Dentsu Inc Tokyo Unsponso... DNTUY	P	17 Jan 2019	$1,001 - $15,000	-
Kubota Corporation (KUBTY... KUBTY	P	16 Jan 2019	$1,001 - $15,000	-
Dentsu Inc Tokyo Unsponso... DNTUY	P	16 Jan 2019	$1,001 - $15,000	-
Kubota Corporation (KUBTY... KUBTY	P	15 Jan 2019	$1,001 - $15,000	-
MF PREMIER ENERGY II LP	E	15 Jan 2019	$50,001 - $100,000	Exchange Out - received CERES TACTICAL CMDTY LP (reported separately)
Ceres Tactical Commodity ...	E	15 Jan 2019	$15,001 - $50,000	Exchange In
Fanuc Corporation Unspons... FANUY	S (partial)	15 Jan 2019	$1,001 - $15,000	-
Weibo Corporation - Ameri... WB	S	15 Jan 2019	$1,001 - $15,000	-
Dentsu Inc Tokyo Unsponso... DNTUY	P	15 Jan 2019	$1,001 - $15,000	-
Weibo Corporation - Ameri... WB	S (partial)	14 Jan 2019	$1,001 - $15,000	-
Weibo Corporation - Ameri... WB	S (partial)	11 Jan 2019	$1,001 - $15,000	-
Fanuc Corporation Unspons... FANUY	S (partial)	11 Jan 2019	$1,001 - $15,000	-
Umpqua Holdings Corporati... UMPQ	P	9 Jan 2019	$1,001 - $15,000	-
Calavo Growers, Inc. (CVG... CVGW	S	9 Jan 2019	$1,001 - $15,000	-
Exelixis, Inc. (EXEL) EXEL	P	9 Jan 2019	$1,001 - $15,000	-
Centennial Resource Devel... CDEV	S	9 Jan 2019	$1,001 - $15,000	-
Yext, Inc. (YEXT) YEXT	S	9 Jan 2019	$1,001 - $15,000	-
Taylor Morrison Home Corp... TMHC	P	9 Jan 2019	$1,001 - $15,000	-
Apollo Commercial Real Es... ARI	P	9 Jan 2019	$1,001 - $15,000	-
Vocera Communications, In... VCRA	P	9 Jan 2019	$1,001 - $15,000	-
Integra LifeSciences Hold... IART	S	9 Jan 2019	$1,001 - $15,000	-
Euronet Worldwide, Inc. (... EEFT	S	9 Jan 2019	$1,001 - $15,000	-
Dril-Quip, Inc. (DRQ) DRQ	S	9 Jan 2019	$1,001 - $15,000	-
Hecla Mining Company (HL) HL	P	9 Jan 2019	$1,001 - $15,000	-
ABM Industries Incorporat... ABM	P	9 Jan 2019	$1,001 - $15,000	-
Pattern Energy Group Inc.... PEGI	S	9 Jan 2019	$1,001 - $15,000	-
Qiagen N.V. Common Shares... QGEN	S	9 Jan 2019	$1,001 - $15,000	-
Deckers Outdoor Corporati... DECK	S (partial)	9 Jan 2019	$1,001 - $15,000	-
TripAdvisor, Inc. (TRIP) TRIP	S (partial)	9 Jan 2019	$1,001 - $15,000	-
Oxford Industries, Inc. (... OXM	P	9 Jan 2019	$1,001 - $15,000	-
Ralph Lauren Corporation ... RL	S (partial)	9 Jan 2019	$1,001 - $15,000	-
Moelis & Company Class A ... MC	S	9 Jan 2019	$1,001 - $15,000	-
First American Corporatio... FAF	S (partial)	9 Jan 2019	$1,001 - $15,000	-