Mikie SherrillDéclaration

Annual Report | Déposée le 13 Aug 2020

This congressional financial disclosure from Mikie Sherrill (annual report) filed on August 13, 2020 contains 220 stock trades including VT, SLB, DSDVY, IWP, NJ and 125 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 220 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 580 days after the trade date. Only 0% of transactions met the disclosure requirement.

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Violation de conformité du STOCK Act

Cette déclaration contient 220 transaction(s) qui ont été déposées plus de 45 jours après la date de transaction, violant l'exigence du STOCK Act pour une divulgation en temps opportun.

580

Jours de retard (Max)

Taux de conformité

220/220

Non conforme

À propos du STOCK Act : La loi Stop Trading on Congressional Knowledge exige que les membres du Congrès divulguent les transactions d'actions dans les 45 jours suivant la date de transaction. Les déclarations tardives peuvent entraîner des amendes et réduire la transparence des activités boursières du Congrès.

Nom du politicien

Mikie Sherrill

Type de déclaration

Annual Report

Date de dépôt

13 Aug 2020

Voir la déclaration originale (PDF)

Transactions

220 transactions


Rollover IRA 90127 ⇒ iSha... IEFA	S (partial)	12 Mar 2020	$50,001 - $100,000	Spouse
Roche Holdings AG Basel A... RHHBY	P	30 Dec 2019	$1,001 - $15,000	Joint
iShares Core MSCI EAFE ET... IEFA	P	23 Dec 2019	$1,001 - $15,000	Joint
M&T Bank Corporation (MTB... MTB	S	16 Dec 2019	$1,001 - $15,000	Joint
DuPont de Nemours, Inc. (... DD	S	16 Dec 2019	$1,001 - $15,000	Joint
iShares Russell 1000 Valu... IWD	P	16 Dec 2019	$1,001 - $15,000	Joint
General Dynamics Corporat... GD	S	16 Dec 2019	$1,001 - $15,000	Joint
Pfizer, Inc. (PFE) [ST] PFE	S	16 Dec 2019	$1,001 - $15,000	Joint
General Dynamics Corporat... GD	S (partial)	16 Dec 2019	$1,001 - $15,000	Joint
Gilead Sciences, Inc. (GI... GILD	S	16 Dec 2019	$1,001 - $15,000	Joint
BlackRock, Inc. (BLK) [ST... BLK	S	16 Dec 2019	$1,001 - $15,000	Joint
Prudential Financial, Inc... PRU	S	16 Dec 2019	$1,001 - $15,000	Joint
SPDR S&P 500 (SPY) [ST] SPY	P	16 Dec 2019	$1,001 - $15,000	Joint
Exxon Mobil Corporation (... XOM	S	16 Dec 2019	$1,001 - $15,000	Joint
Bristol-Myers Squibb Comp... BMY	S	16 Dec 2019	$1,001 - $15,000	Joint
Philip Morris Internation... PM	S	16 Dec 2019	$1,001 - $15,000	Joint
Vornado Realty Trust (VNO... VNO	S	16 Dec 2019	$1,001 - $15,000	Joint
Ventas, Inc. (VTR) [ST] VTR	S	16 Dec 2019	$1,001 - $15,000	Joint
Schlumberger N.V. (SLB) [... SLB	S	10 Dec 2019	$1,001 - $15,000	Joint
Regeneron Pharmaceuticals... REGN	S (partial)	10 Dec 2019	$1,001 - $15,000	Joint
Colgate-Palmolive Company... CL	S (partial)	10 Dec 2019	$1,001 - $15,000	Joint
SEI Investments Company (... SEIC	S (partial)	10 Dec 2019	$1,001 - $15,000	Joint
Vanguard Growth ETF (VUG)... VUG	P	10 Dec 2019	$15,001 - $50,000	Joint
Tiffany & Co. (TIF) [ST] TIF	S (partial)	25 Nov 2019	$1,001 - $15,000	Joint
Johnson & Johnson (JNJ) [... JNJ	P	18 Nov 2019	$1,001 - $15,000	Joint
CVS Health Corporation (C... CVS	P	18 Nov 2019	$1,001 - $15,000	Joint
iShares Core MSCI EAFE ET... IEFA	S (partial)	31 Oct 2019	$1,001 - $15,000	Joint
Rollover IRA 95031 ⇒ iSha... IWP	S (partial)	3 Oct 2019	$1,001 - $15,000	-
Rollover IRA 95031 ⇒ iSha... IWS	S (partial)	3 Oct 2019	$1,001 - $15,000	-
Rollover IRA 95031 ⇒ iSha... IEFA	P	3 Oct 2019	$1,001 - $15,000	-
Rollover IRA 90127 ⇒ Vang... VTV	S (partial)	3 Oct 2019	$1,001 - $15,000	Spouse
Rollover IRA 95031 ⇒ iSha... IEMG	S (partial)	3 Oct 2019	$1,001 - $15,000	-
Rollover IRA 90127 ⇒ iSha... EFA	S (partial)	3 Oct 2019	$15,001 - $50,000	Spouse
Rollover IRA 95031 ⇒ Vang... VTV	S (partial)	3 Oct 2019	$1,001 - $15,000	-
Rollover IRA 90127 ⇒ SPDR... XLF	S	3 Oct 2019	$1,001 - $15,000	Spouse
Rollover IRA 95031 ⇒ SPDR... XLF	S	3 Oct 2019	$1,001 - $15,000	-
Rollover IRA 95031 ⇒ Vang... VUG	S (partial)	3 Oct 2019	$1,001 - $15,000	-
Rollover IRA 90127 ⇒ Vang... VUG	S (partial)	3 Oct 2019	$1,001 - $15,000	Spouse
Rollover IRA 95031 ⇒ SPDR... XLY	P	3 Oct 2019	$1,001 - $15,000	-
Rollover IRA 90127 ⇒ iSha... IEMG	S (partial)	3 Oct 2019	$1,001 - $15,000	Spouse
Rollover IRA 90127 ⇒ iSha... IWP	P	3 Oct 2019	$1,001 - $15,000	Spouse
Rollover IRA 90127 ⇒ iSha... MCHI	P	3 Oct 2019	$1,001 - $15,000	Spouse
Rollover IRA 90127 ⇒ iSha... IWS	P	3 Oct 2019	$1,001 - $15,000	Spouse
Rollover IRA 90127 ⇒ SPDR... XLY	P	3 Oct 2019	$1,001 - $15,000	Spouse
Rollover IRA 95031 ⇒ SPDR... XLP	P	3 Oct 2019	$1,001 - $15,000	-
Rollover IRA 90127 ⇒ iSha... IEFA	P	3 Oct 2019	$1,001 - $15,000	Spouse
Rollover IRA 90127 ⇒ SPDR... XLP	P	3 Oct 2019	$1,001 - $15,000	Spouse
Rollover IRA 95031 ⇒ iSha... EWZ	P	3 Oct 2019	$1,001 - $15,000	-
Rollover IRA 90127 ⇒ iSha... EWZ	P	3 Oct 2019	$1,001 - $15,000	Spouse
Roche Holdings AG Basel A... RHHBY	P	2 Oct 2019	$1,001 - $15,000	Joint
Rollover IRA 95031 ⇒ iSha... EFA	S (partial)	2 Oct 2019	$1,001 - $15,000	-
Roche Holdings AG Basel A... RHHBY	P	1 Oct 2019	$1,001 - $15,000	Joint
Roche Holdings AG Basel A... RHHBY	P	26 Sept 2019	$1,001 - $15,000	Joint
United Technologies Corpo... UTX	P	29 Aug 2019	$1,001 - $15,000	Joint
Valero Energy Corporation... VLO	P	13 Aug 2019	$1,001 - $15,000	Joint
United Technologies Corpo... UTX	P	7 Aug 2019	$1,001 - $15,000	Joint
Pfizer, Inc. (PFE) [ST] PFE	S (partial)	2 Aug 2019	$1,001 - $15,000	Joint
Edison International (EIX... EIX	P	31 Jul 2019	$1,001 - $15,000	Joint
Bristol-Myers Squibb Comp... BMY	P	25 Jul 2019	$1,001 - $15,000	Joint
iShares Core MSCI EAFE ET... IEFA	P	24 Jun 2019	$1,001 - $15,000	Joint
Rollover IRA 90127 ⇒ iSha... IWS	P	17 Jun 2019	$1,001 - $15,000	Spouse
Rollover IRA 95031 ⇒ iSha... EWJ	P	17 Jun 2019	$1,001 - $15,000	-
Rollover IRA 90127 ⇒ The ... XLC	P	17 Jun 2019	$1,001 - $15,000	Spouse
Rollover IRA 95031 ⇒ The ... XLC	P	17 Jun 2019	$1,001 - $15,000	-
Rollover IRA 90127 ⇒ iSha... EWJ	P	17 Jun 2019	$1,001 - $15,000	Spouse
Rollover IRA 95031 ⇒ SPDR... XLK	S	17 Jun 2019	$1,001 - $15,000	-
Exxon Mobil Corporation (... XOM	P	17 Jun 2019	$1,001 - $15,000	Joint
Rollover IRA 90127 ⇒ iSha... MCHI	P	17 Jun 2019	$1,001 - $15,000	Spouse
Rollover IRA 95031 ⇒ Schw... SCHB	S	17 Jun 2019	$1,001 - $15,000	-
Rollover IRA 90127 ⇒ Schw... SCHB	S	17 Jun 2019	$1,001 - $15,000	Spouse
Fidelity 529 4 ⇒ Fidelity...	P	3 Jun 2019	$1,001 - $15,000	Dependent Child
Fidelity 529 2 ⇒ Fidelity...	P	3 Jun 2019	$15,001 - $50,000	Dependent Child
Fidelity 529 3 ⇒ Fidelity...	P	3 Jun 2019	$15,001 - $50,000	Dependent Child
Fidelity 529 4 ⇒ Fidelity...	P	3 Jun 2019	$1,001 - $15,000	Dependent Child
Fidelity 529 2 ⇒ Fidelity...	P	3 Jun 2019	$15,001 - $50,000	Dependent Child
Fidelity 529 1 ⇒ Fidelity...	P	3 Jun 2019	$15,001 - $50,000	Dependent Child
Fidelity 529 2 ⇒ Fidelity...	P	3 Jun 2019	$15,001 - $50,000	Dependent Child
Fidelity 529 1 ⇒ Fidelity...	P	3 Jun 2019	$15,001 - $50,000	Dependent Child
Fidelity 529 1 ⇒ Fidelity...	P	3 Jun 2019	$15,001 - $50,000	Dependent Child
Fidelity 529 3 ⇒ Fidelity...	P	3 Jun 2019	$1,001 - $15,000	Dependent Child
Fidelity 529 3 ⇒ Fidelity...	P	3 Jun 2019	$1,001 - $15,000	Dependent Child
Fidelity 529 4 ⇒ Fidelity...	P	3 Jun 2019	$1,001 - $15,000	Dependent Child
iShares Core MSCI EAFE ET... IEFA	P	30 May 2019	$1,001 - $15,000	Joint
Amazon.com, Inc. (AMZN) [... AMZN	S (partial)	29 May 2019	$1,001 - $15,000	Joint
Alphabet Inc. - Class A (... GOOGL	S (partial)	29 May 2019	$1,001 - $15,000	Joint
Facebook, Inc. - Class A ... FB	S (partial)	29 May 2019	$1,001 - $15,000	Joint
Alibaba Group Holding Lim... BABA	S (partial)	29 May 2019	$1,001 - $15,000	Joint
Visa Inc. (V) [ST] V	S (partial)	29 May 2019	$1,001 - $15,000	Joint
Alphabet Inc. - Class C C... GOOG	S (partial)	29 May 2019	$1,001 - $15,000	Joint
DSV A/S Unsponsored ADR (... DSDVY	S	28 May 2019	$1,001 - $15,000	Joint
Nidec Corporation (NJ) [S... NJ	S	28 May 2019	$1,001 - $15,000	Joint
Kose Corp (KOSCF) [ST] KOSCF	S	28 May 2019	$1,001 - $15,000	Joint
Naspers Limited N Shs Spo... NPSNY	S	28 May 2019	$1,001 - $15,000	Joint
Taiwan Semiconductor Manu... TSM	S	28 May 2019	$1,001 - $15,000	Joint
RELX PLC PLC American Dep... RELX	S	28 May 2019	$1,001 - $15,000	Joint
Nestle SA Sponsored ADR r... NSRGY	S	28 May 2019	$1,001 - $15,000	Joint
Givaudan SA Unsponsored A... GVDNY	S	28 May 2019	$1,001 - $15,000	Joint
Intercontinental Hotels G... IHG	S (partial)	28 May 2019	$1,001 - $15,000	Joint
Airbus Group Unsponsored ... EADSY	S	28 May 2019	$1,001 - $15,000	Joint
Imperial Brands PLC (IMBB... IMBBY	S	28 May 2019	$1,001 - $15,000	Joint
MercadoLibre, Inc. (MELI)... MELI	S	28 May 2019	$1,001 - $15,000	Joint
KBC Group NV Unsponsored ... KBCSY	S	28 May 2019	$1,001 - $15,000	Joint
Royal Dutch Shell PLC Roy... RDS.B	S	28 May 2019	$1,001 - $15,000	Joint
Assa Abloy AB Unsponsored... ASAZY	S	28 May 2019	$1,001 - $15,000	Joint
Deutsche Boerse Ag Unspon... DBOEY	S	28 May 2019	$1,001 - $15,000	Joint
Prudential Public Limited... PUK	S	28 May 2019	$1,001 - $15,000	Joint
Softbank Corp Unsponsored... SFTBY	S	28 May 2019	$1,001 - $15,000	Joint
Svenska Handelsbanken Uns... SVNLY	S	28 May 2019	$1,001 - $15,000	Joint
Astrazeneca PLC (AZN) [ST... AZN	S (partial)	28 May 2019	$1,001 - $15,000	Joint
Safran S.A. Unsponsored A... SAFRY	S	28 May 2019	$1,001 - $15,000	Joint
Shin-Etsu Chemical Co Ltd... SHECY	S	28 May 2019	$1,001 - $15,000	Joint
DNB ASA SPONSORED ADR Rep... DNHBY	S	28 May 2019	$1,001 - $15,000	Joint
Koninklijke Philips N.V. ... PHG	S	28 May 2019	$1,001 - $15,000	Joint
BNP Paribas American Depo... BNPQY	S	28 May 2019	$1,001 - $15,000	Joint
Essilor International SA ... ESLOY	S	28 May 2019	$1,001 - $15,000	Joint
London Stock Exchange Gro... LDNXF	S	28 May 2019	$1,001 - $15,000	Joint
Smc Cp Ordinary Shares (S... SMECF	S	28 May 2019	$1,001 - $15,000	Joint
Iberdrola Sa Sponsored AD... IBDRY	S	28 May 2019	$1,001 - $15,000	Joint
HDFC Bank Limited (HDB) [... HDB	S	28 May 2019	$1,001 - $15,000	Joint
Rio Tinto Plc (RIO) [ST] RIO	S	28 May 2019	$1,001 - $15,000	Joint
ASML Holding N.V. - New Y... ASML	S (partial)	28 May 2019	$1,001 - $15,000	Joint
Danone Sponsored ADR (DAN... DANOY	S	28 May 2019	$1,001 - $15,000	Joint
Hermes Intl S A Unsponsor... HESAY	S	28 May 2019	$1,001 - $15,000	Joint
Enel Societa Per Azioni U... ENLAY	S	28 May 2019	$1,001 - $15,000	Joint
Canadian National Railway... CNI	S (partial)	28 May 2019	$1,001 - $15,000	Joint
Carlsberg AS Sponsored AD... CABGY	S	28 May 2019	$1,001 - $15,000	Joint
Kering Unsponsored ADR (P... PPRUY	S	28 May 2019	$1,001 - $15,000	Joint
Novo Nordisk A/S (NVO) [S... NVO	S	28 May 2019	$1,001 - $15,000	Joint
BeiGene, Ltd. - American ... BGNE	S	28 May 2019	$1,001 - $15,000	Joint
Sampo OYJ Unsponsored ADR... SAXPY	S	28 May 2019	$1,001 - $15,000	Joint
Hoya Corp Sponsored ADR (... HOCPY	S	28 May 2019	$1,001 - $15,000	Joint
Total SE (TOT) [ST] TOT	S	28 May 2019	$1,001 - $15,000	Joint
iShares Core MSCI EAFE ET... IEFA	P	28 May 2019	$100,001 - $250,000	Joint
Wynn Macau Limited Unspon... WYNMY	S	28 May 2019	$1,001 - $15,000	Joint
Asahi Kaisai Corporation ... AHKSY	S	28 May 2019	$1,001 - $15,000	Joint
L'Oreal Co. American Depo... LRLCY	S	28 May 2019	$1,001 - $15,000	Joint
Novartis AG (NVS) [ST] NVS	S	28 May 2019	$1,001 - $15,000	Joint
Sonova Holding AG Unspons... SONVY	S	28 May 2019	$1,001 - $15,000	Joint
Pernod Ricard SA Unsponso... PDRDY	S	28 May 2019	$1,001 - $15,000	Joint
Keyence Corp Ordinary Sha... KYCCF	S	28 May 2019	$1,001 - $15,000	Joint
Jardine Matheson Holdings... JMHLY	S	28 May 2019	$1,001 - $15,000	Joint
Lloyds Banking Group Plc ... LYG	S	28 May 2019	$1,001 - $15,000	Joint
LVMH Moet Hennessy Louis ... LVMUY	S	28 May 2019	$1,001 - $15,000	Joint
Unicharm Corp Sponsored A... UNICY	S	28 May 2019	$1,001 - $15,000	Joint
Diageo plc (DEO) [ST] DEO	S (partial)	28 May 2019	$1,001 - $15,000	Joint
Murata Manufacturing Co L... MRAAY	S	28 May 2019	$1,001 - $15,000	Joint
Hong Kong Exchanges & Cle... HKXCY	S	28 May 2019	$1,001 - $15,000	Joint
Royal KPN N.V. (KKPNY) [S... KKPNY	S	28 May 2019	$1,001 - $15,000	Joint
Reckitt Benckiser Plc Spo... RBGLY	S	28 May 2019	$1,001 - $15,000	Joint
SAP SE ADS (SAP) [ST] SAP	S	28 May 2019	$1,001 - $15,000	Joint
Enbridge Inc (ENB) [ST] ENB	S	28 May 2019	$1,001 - $15,000	Joint
Genmab A/S American Depos... GMXAY	S	28 May 2019	$1,001 - $15,000	Joint
AIA Group, Ltd. Sponsored... AAGIY	S	28 May 2019	$1,001 - $15,000	Joint
3M Company (MMM) [ST] MMM	S (partial)	24 May 2019	$1,001 - $15,000	Joint
Occidental Petroleum Corp... OXY	S (partial)	24 May 2019	$1,001 - $15,000	Joint
Eli Lilly and Company (LL... LLY	S (partial)	18 Apr 2019	$1,001 - $15,000	Joint
Merck & Company, Inc. Com... MRK	S	18 Apr 2019	$1,001 - $15,000	Joint
Gilead Sciences, Inc. (GI... GILD	S (partial)	18 Apr 2019	$1,001 - $15,000	Joint
Chevron Corporation (CVX)... CVX	P	12 Apr 2019	$1,001 - $15,000	Joint
Lloyds Banking Group Plc ... LYG	P	12 Apr 2019	$1,001 - $15,000	Joint
NTT DOCOMO, Inc American ... DCM	S	10 Apr 2019	$1,001 - $15,000	Joint
Softbank Corp Unsponsored... SFTBY	P	10 Apr 2019	$1,001 - $15,000	Joint
Unicharm Corp Sponsored A... UNICY	P	10 Apr 2019	$1,001 - $15,000	Joint
Hong Kong Exchanges & Cle... HKXCY	P	28 Mar 2019	$1,001 - $15,000	Joint
Asahi Kaisai Corporation ... AHKSY	P	28 Mar 2019	$1,001 - $15,000	Joint
Jardine Matheson Holdings... JMHLY	S (partial)	28 Mar 2019	$1,001 - $15,000	Joint
Hoya Corp Sponsored ADR (... HOCPY	S (partial)	28 Mar 2019	$1,001 - $15,000	Joint
Kose Corp (KOSCF) [ST] KOSCF	P	28 Mar 2019	$1,001 - $15,000	Joint
Koninklijke Philips N.V. ... PHG	P	28 Mar 2019	$1,001 - $15,000	Joint
Sampo OYJ Unsponsored ADR... SAXPY	S (partial)	28 Mar 2019	$1,001 - $15,000	Joint
CVS Health Corporation (C... CVS	S (partial)	28 Mar 2019	$1,001 - $15,000	Joint
Taiwan Semiconductor Manu... TSM	S (partial)	27 Mar 2019	$1,001 - $15,000	Joint
Tencent Holdings Limited ... TCEHY	P	27 Mar 2019	$1,001 - $15,000	Joint
Rollover IRA 90127 ⇒ Vang... VT	S	12 Mar 2019	$1,001 - $15,000	Spouse
Rollover IRA 90127 ⇒ Vang... VUG	P	12 Mar 2019	$15,001 - $50,000	Spouse
Rollover IRA 90127 ⇒ Vang... VTV	P	12 Mar 2019	$15,001 - $50,000	Spouse
Rollover IRA 95031 ⇒ iSha... IWP	P	12 Mar 2019	$1,001 - $15,000	-
Rollover IRA 90127 ⇒ Vang... VO	S (partial)	12 Mar 2019	$1,001 - $15,000	Spouse
Rollover IRA 90127 ⇒ Schw... SCHB	P	12 Mar 2019	$1,001 - $15,000	Spouse
Rollover IRA 90127 ⇒ iSha... IWP	P	12 Mar 2019	$1,001 - $15,000	Spouse
Rollover IRA 90127 ⇒ Vang... VV	S	12 Mar 2019	$50,001 - $100,000	Spouse
Rollover IRA 95031 ⇒ Vang... VTV	P	12 Mar 2019	$1,001 - $15,000	-
Rollover IRA 95031 ⇒ iSha... IWS	P	12 Mar 2019	$1,001 - $15,000	-
Rollover IRA 95031 ⇒ iSha... IEFA	S (partial)	12 Mar 2019	$15,001 - $50,000	-
Rollover IRA 95031 ⇒ SPDR... XLK	P	12 Mar 2019	$1,001 - $15,000	-
Rollover IRA 90127 ⇒ iSha... IEMG	P	12 Mar 2019	$1,001 - $15,000	Spouse
Rollover IRA 95031 ⇒ Schw... SCHB	P	12 Mar 2019	$1,001 - $15,000	-
Rollover IRA 95031 ⇒ Vang... VT	S (partial)	12 Mar 2019	$1,001 - $15,000	-
Rollover IRA 90127 ⇒ iSha... EFA	P	12 Mar 2019	$50,001 - $100,000	Spouse
Rollover IRA 95031 ⇒ Vang... VV	S	12 Mar 2019	$15,001 - $50,000	-
Rollover IRA 95031 ⇒ Vang... VUG	P	12 Mar 2019	$1,001 - $15,000	-
Rollover IRA 95031 ⇒ iSha... IEMG	P	12 Mar 2019	$1,001 - $15,000	-
Rollover IRA 95031 ⇒ Vang... VO	S (partial)	12 Mar 2019	$1,001 - $15,000	-
Rollover IRA 90127 ⇒ iSha... IWS	P	12 Mar 2019	$1,001 - $15,000	Spouse
Rollover IRA 90127 ⇒ SPDR... XLK	P	12 Mar 2019	$1,001 - $15,000	Spouse
Rollover IRA 90127 ⇒ iSha... IEFA	S (partial)	12 Mar 2019	$50,001 - $100,000	Spouse
Rollover IRA 90127 ⇒ iSha... MCHI	S (partial)	12 Mar 2019	$1,001 - $15,000	Spouse
Rollover IRA 95031 ⇒ iSha... EFA	P	12 Mar 2019	$15,001 - $50,000	-
SPDR S&P 500 (SPY) [ST] SPY	P	7 Mar 2019	$100,001 - $250,000	Joint
UBS Group AG Registered O... UBS	S	7 Mar 2019	$250,001 - $500,000	Joint
Exxon Mobil Corporation (... XOM	P	7 Mar 2019	$1,001 - $15,000	Joint
Target Corporation (TGT) ... TGT	S (partial)	28 Feb 2019	$1,001 - $15,000	Joint
Enbridge Inc (ENB) [ST] ENB	P	19 Feb 2019	$1,001 - $15,000	Joint
Huazhu Group Limited - Am... HTHT	P	19 Feb 2019	$1,001 - $15,000	Joint
Aon plc Class A Ordinary ... AON	S	19 Feb 2019	$1,001 - $15,000	Joint
Sampo OYJ Unsponsored ADR... SAXPY	S (partial)	19 Feb 2019	$1,001 - $15,000	Joint
BeiGene, Ltd. - American ... BGNE	P	19 Feb 2019	$1,001 - $15,000	Joint
Brenntag AG, Muehleim/Ruh... BNTGY	S	17 Jan 2019	$1,001 - $15,000	Joint
RELX PLC PLC American Dep... RELX	P	17 Jan 2019	$1,001 - $15,000	Joint
Dbs Group Holdings Ltd Or... DBSDY	S	17 Jan 2019	$1,001 - $15,000	Joint
Genmab A/S American Depos... GMXAY	P	17 Jan 2019	$1,001 - $15,000	Joint
Reckitt Benckiser Plc Spo... RBGLY	P	17 Jan 2019	$1,001 - $15,000	Joint
Hong Kong Exchanges & Cle... HKXCY	P	17 Jan 2019	$1,001 - $15,000	Joint
Societe Generale France S... SCGLY	S	17 Jan 2019	$1,001 - $15,000	Joint
Associated British Foods ... ASBFY	S	17 Jan 2019	$1,001 - $15,000	Joint
Enbridge Inc (ENB) [ST] ENB	P	16 Jan 2019	$1,001 - $15,000	Joint
NVIDIA Corporation (NVDA)... NVDA	P	15 Jan 2019	$1,001 - $15,000	Joint
United Parcel Service, In... UPS	S (partial)	15 Jan 2019	$1,001 - $15,000	Joint
NVIDIA Corporation (NVDA)... NVDA	P	14 Jan 2019	$1,001 - $15,000	Joint
NVIDIA Corporation (NVDA)... NVDA	P	11 Jan 2019	$1,001 - $15,000	Joint