Rick W. AllenFiling

Annual Report | Filed on 15 May 2019

This congressional financial disclosure from Rick W. Allen (annual report) contains 78 stock trades. It was filed on 15 May 2019. Reported tickers include QSMLX, DBLTX, EOS, SCHD, CHD, and 44 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

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Politician Name

Rick W. Allen

Filing Type

Annual Report

Filed Date

15 May 2019

View Original Filing (PDF)

Transactions

78 transactions


Wells Fargo & Co 3.1%	P	4 Dec 2018	$1,001 - $15,000	-
American Express 1.4	S	3 Dec 2018	$1,001 - $15,000	-
Putnam Short Duration	S	21 Aug 2018	$15,001 - $50,000	-
Morgan Stanley Bank 3%21	P	29 May 2018	$15,001 - $50,000	-
Schwab International Equi... SCHF	P	23 May 2018	$15,001 - $50,000	-
Paychex, Inc. (PAYX) PAYX	P	23 May 2018	$15,001 - $50,000	-
BB&T Corporation (BBT) BBT	S	27 Apr 2018	$15,001 - $50,000	-
DFQTX DFA U S CORE EQUITY... DFQTX	S	23 Feb 2018	$50,001 - $100,000	-
Schwab Emerging Markets E... SCHE	P	14 Feb 2018	$1,001 - $15,000	-
Schwab U.S. Mid Cap ETF (... SCHM	P	8 Feb 2018	$15,001 - $50,000	-
Schwab International Equi... SCHF	P	7 Feb 2018	$15,001 - $50,000	-
QSMLX AQR SMALL CAP MULTI... QSMLX	S	6 Feb 2018	$15,001 - $50,000	-
QCELX AQR LARGE CAP MULTI... QCELX	S	2 Feb 2018	$50,001 - $100,000	-
DBLTX DFA DOUBLELINE TOTA... DBLTX	S	29 Jan 2018	$50,001 - $100,000	IRA
PONPX PIMPCO INCOME CL Ir PONPX	S	29 Jan 2018	$50,001 - $100,000	-
Schwab U.S. Mid Cap ETF (... SCHM	P	23 Jan 2018	$1,001 - $15,000	-
Eaon Vance Enhanced Equit... EOS	S	10 Jan 2018	$1,001 - $15,000	-
Schwab US Dividend Equity... SCHD	P	10 Jan 2018	$50,001 - $100,000	-
Church & Dwight Company, ... CHD	P	10 Jan 2018	$15,001 - $50,000	-
Deutsche Bank 805% PFD Co...	S	10 Jan 2018	$1,001 - $15,000	-
Prin Fin Gp Inc Stk SEP A...	S	10 Jan 2018	$1,001 - $15,000	-
Guggenheim Enhanced Eqty ... GGE	S	10 Jan 2018	$1,001 - $15,000	-
Intuit Inc. (INTU) INTU	P	10 Jan 2018	$15,001 - $50,000	-
Small/Mid US Equity	S	10 Jan 2018	$1,001 - $15,000	-
Bank of America 7.25% Ser... BAC'L	S	10 Jan 2018	$15,001 - $50,000	-
Walt Disney Company (DIS) DIS	P	10 Jan 2018	$1,001 - $15,000	-
Income Fund Amer Inc Clas... AMECX	S	10 Jan 2018	$50,001 - $100,000	-
Amgen Inc. (AMGN) AMGN	P	10 Jan 2018	$1,001 - $15,000	-
3M Company (MMM) MMM	P	10 Jan 2018	$1,001 - $15,000	-
Schwab U.S. Broad Market ... SCHB	P	10 Jan 2018	$50,001 - $100,000	-
Dominion Energy, Inc. (D) D	P	10 Jan 2018	$15,001 - $50,000	-
1015 Broad Street LLC	E	N/A	$1,001 - $15,000	Rental Property; 100% Ownership;
Capital One Bank 1.5%	P	25 Nov 2018	$1,001 - $15,000	-
US Treasury Bill19	P	21 Aug 2018	$15,001 - $50,000	-
US Treasury Bill19	P	21 Aug 2018	$15,001 - $50,000	-
Pershing Government Accou...	P	1 Aug 2018	$100,001 - $250,000	-
Atlas Enhanced Access fun...	S	1 Aug 2018	$100,001 - $250,000	-
Walmart Inc. (WMT) WMT	S	23 May 2018	$1,001 - $15,000	-
Putnam Short Duration	P	27 Apr 2018	$50,001 - $100,000	-
Wells Fargo & Co 1.6%	P	29 Mar 2018	$1,001 - $15,000	-
Putnam Short Duration	P	27 Feb 2018	$15,001 - $50,000	-
Schwab U.S. Small-Cap ETF... SCHA	P	14 Feb 2018	$15,001 - $50,000	-
DFIEX DFA INTL CORE EQUIT... DFIEX	S	12 Feb 2018	$15,001 - $50,000	-
DFCEX DFA EMERGING MARKET... DFCEX	S	6 Feb 2018	$15,001 - $50,000	-
Verizon Communications In... VZ	P	29 Jan 2018	$1,001 - $15,000	-
Schwab U.S. Broad Market ... SCHB	P	29 Jan 2018	$100,001 - $250,000	-
AQMIX AQR MANAGED FUTURES... AQMIX	S	29 Jan 2018	$15,001 - $50,000	-
QSPIX AQR STYLE PREMIA AL... QSPIX	S	29 Jan 2018	$50,001 - $100,000	-
Carnival Corporation (CCL... CCL	P	29 Jan 2018	$1,001 - $15,000	-
Schwab US Dividend Equity... SCHD	P	29 Jan 2018	$50,001 - $100,000	-
Walmart Inc. (WMT) WMT	P	25 Jan 2018	$1,001 - $15,000	-
General Elec Cap Corp Med...	S	10 Jan 2018	$1,001 - $15,000	-
Eaon Vance Enhanced Enhan... EOI	S	10 Jan 2018	$1,001 - $15,000	-
FedEx Corporation (FDX) FDX	P	10 Jan 2018	$1,001 - $15,000	-
Marriott International - ... MAR	P	10 Jan 2018	$15,001 - $50,000	-
Investment Co America Cla... AIVSX	S	10 Jan 2018	$1,001 - $15,000	-
Cintas Corporation (CTAS) CTAS	P	10 Jan 2018	$15,001 - $50,000	-
Blackrock Enhanced Capita... CII	S	10 Jan 2018	$1,001 - $15,000	-
GDL Fund Common Shares Be... GDI	S	10 Jan 2018	$1,001 - $15,000	-
Columbia Marisco Focused ...	S	10 Jan 2018	$1,001 - $15,000	-
Accenture plc Class A Ord... ACN	P	10 Jan 2018	$1,001 - $15,000	-
Large US Equity	S	10 Jan 2018	$1,001 - $15,000	-
American Capital, Ltd. (A... ACAS	S	10 Jan 2018	$1,001 - $15,000	-
United Technologies Corpo... UTX	P	10 Jan 2018	$1,001 - $15,000	-
Allianzgi NFJ David Int &... NFJ	S	10 Jan 2018	$1,001 - $15,000	-
Costco Wholesale Corporat... COST	P	10 Jan 2018	$15,001 - $50,000	-
Short Term Fixed Income	S	10 Jan 2018	$1,001 - $15,000	-
Charles Cshwab US MC	P	10 Jan 2018	$1,001 - $15,000	-
Technology Select Sector	P	10 Jan 2018	$15,001 - $50,000	-
Johnson & Johnson (JNJ) JNJ	P	10 Jan 2018	$1,001 - $15,000	-
Realty Income Corp	S	10 Jan 2018	$1,001 - $15,000	-
Amazon.com, Inc. (AMZN) AMZN	P	10 Jan 2018	$15,001 - $50,000	-
Schwab US Dividend	P	10 Jan 2018	$15,001 - $50,000	-
Nuveen S&P 500 Buy-Write ... BXMX	S	10 Jan 2018	$1,001 - $15,000	-
Microsoft Corporation (MS... MSFT	P	10 Jan 2018	$15,001 - $50,000	-
Exxon Mobil Corporation (... XOM	S	10 Jan 2018	$1,001 - $15,000	-
Eaon Vance Tax-Managed Gl... EXG	S	10 Jan 2018	$1,001 - $15,000	-
AB Funds AB Income Fund A... ACGYX	S	3 Jan 2018	$1,001 - $15,000	-