Lois FrankelFiling

Annual Report | Filed on 08 Aug 2018

This congressional financial disclosure from Lois Frankel (annual report) contains 171 stock trades. It was filed on 8 August 2018. Reported tickers include DXC, MRK, NOC, HAIN, NYCB, and 68 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

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Politician Name

Lois Frankel

Filing Type

Annual Report

Filed Date

08 Aug 2018

View Original Filing (PDF)

Transactions

171 transactions


Janus Aspen Series Enterp...	E	31 May 2018	$1,001 - $15,000	Janus Aspen Series Enterprises became Janus Henderson Enterprise after merg...
AMG Yacktman Focused I	P	28 Dec 2017	$1,001 - $15,000	Long Term Capital Gain Reinvestment
Prudential Jennison Hlth ...	P	21 Dec 2017	$1,001 - $15,000	Short Term Capital Gain Reinvestment
Pioneer Natural Resources... PXD	P	15 Dec 2017	$1,001 - $15,000	-
T Rowe Price Cap Apprec F...	P	15 Dec 2017	$1,001 - $15,000	Short Term Capital Gain Reinvestment
T Rowe Price Cap Apprec F...	P	15 Dec 2017	$1,001 - $15,000	Dividend Reinvestment
Pioneer Natural Resources... PXD	P	15 Dec 2017	$1,001 - $15,000	-
MFS International Value I	P	15 Dec 2017	$1,001 - $15,000	Dividend Reinvestment
T Rowe Price Cap Apprec F...	P	15 Dec 2017	$1,001 - $15,000	Long Term Capital Gain Reinvestment
DXC Technology Company (D... DXC	P	13 Dec 2017	$1,001 - $15,000	-
CVS Health Corporation (C... CVS	S	13 Dec 2017	$1,001 - $15,000	-
Duke Energy Corporation (... DUK	P	13 Dec 2017	$1,001 - $15,000	-
GA Goldman Sachs Mid Cap ...	P	8 Dec 2017	$1,001 - $15,000	AllianceBernstein Small/Mid CA Fund was exchanged for GA Goldman Sachs Mid ...
Mirae Asia Great Cons I	E	8 Dec 2017	$1,001 - $15,000	2017 non-cash fund merge of Mirae Asia Great Cons I (MGCIX) and Mirae Asia ...
AllianceBernstein Small/M...	S	8 Dec 2017	$1,001 - $15,000	AllianceBernstein Small/Mid CA Fund was exchanged for GA Goldman Sachs Mid ...
Regal Entertainment Group... RGC	S (partial)	8 Dec 2017	$1,001 - $15,000	-
Union Pacific Corporation... UNP	S (partial)	6 Dec 2017	$1,001 - $15,000	-
Ingersoll-Rand plc (IR) IR	P	6 Dec 2017	$1,001 - $15,000	-
3M Company (MMM) MMM	S	28 Nov 2017	$1,001 - $15,000	-
Ingersoll-Rand plc (IR) IR	P	28 Nov 2017	$1,001 - $15,000	-
State Street Corporation ... STT	P	15 Nov 2017	$1,001 - $15,000	-
Duke Energy Corporation (... DUK	P	15 Nov 2017	$1,001 - $15,000	-
CVS Health Corporation (C... CVS	S (partial)	15 Nov 2017	$1,001 - $15,000	-
Xcel Energy Inc. (XEL) XEL	S (partial)	15 Nov 2017	$1,001 - $15,000	-
Duke Energy Corporation (... DUK	P	15 Nov 2017	$1,001 - $15,000	-
State Street Corporation ... STT	P	15 Nov 2017	$1,001 - $15,000	-
Xcel Energy Inc. (XEL) XEL	S (partial)	15 Nov 2017	$1,001 - $15,000	-
Caseys General Stores, In... CASY	P	13 Nov 2017	$1,001 - $15,000	-
PBF Energy Inc. Class A (... PBF	S	10 Nov 2017	$1,001 - $15,000	-
PBF Energy Inc. Class A (... PBF	S (partial)	9 Nov 2017	$1,001 - $15,000	-
Cigna Corporation (CI) CI	S (partial)	8 Nov 2017	$1,001 - $15,000	-
3M Company (MMM) MMM	S (partial)	8 Nov 2017	$1,001 - $15,000	-
Johnson & Johnson (JNJ) JNJ	P	8 Nov 2017	$1,001 - $15,000	-
Eaton Corporation, PLC Or... ETN	P	8 Nov 2017	$1,001 - $15,000	-
CVS Health Corporation (C... CVS	S (partial)	1 Nov 2017	$1,001 - $15,000	-
Archer-Daniels-Midland Co... ADM	P	1 Nov 2017	$1,001 - $15,000	-
Fidelity Mid-Cap Port	S	1 Nov 2017	$1,001 - $15,000	Fidelity Mid-Cap Port Fund was exchanged for GA Blackrock Disciplined Mid C...
GA Blackrock Disciplined ...	P	1 Nov 2017	$1,001 - $15,000	Fidelity Mid-Cap Port Fund was exchanged for GA Blackrock Disciplined Mid C...
Alleghany Corporation (Y) Y	P	31 Oct 2017	$1,001 - $15,000	-
Johnson & Johnson (JNJ) JNJ	P	25 Oct 2017	$1,001 - $15,000	-
Pfizer, Inc. (PFE) PFE	S (partial)	25 Oct 2017	$1,001 - $15,000	-
General Mills, Inc. (GIS) GIS	P	18 Oct 2017	$1,001 - $15,000	-
Abbott Laboratories (ABT) ABT	S	11 Oct 2017	$1,001 - $15,000	-
General Mills, Inc. (GIS) GIS	P	4 Oct 2017	$1,001 - $15,000	-
Abbott Laboratories (ABT) ABT	S (partial)	4 Oct 2017	$1,001 - $15,000	-
Sabra Healthcare REIT, In... SBRA	P	2 Oct 2017	$1,001 - $15,000	-
Sabra Healthcare REIT, In... SBRA	P	29 Sept 2017	$1,001 - $15,000	-
General Mills, Inc. (GIS) GIS	P	27 Sept 2017	$1,001 - $15,000	-
3M Company (MMM) MMM	S (partial)	27 Sept 2017	$1,001 - $15,000	-
Texas Instruments Incorpo... TXN	S (partial)	20 Sept 2017	$1,001 - $15,000	-
EOG Resources, Inc. (EOG) EOG	S (partial)	20 Sept 2017	$1,001 - $15,000	-
Schlumberger N.V. (SLB) SLB	P	20 Sept 2017	$1,001 - $15,000	-
Equifax, Inc. (EFX) EFX	P	20 Sept 2017	$1,001 - $15,000	-
Ubiquiti Networks, Inc. (... UBNT	P	14 Sept 2017	$1,001 - $15,000	-
Hartford Financial Servic... HIG	S (partial)	11 Sept 2017	$1,001 - $15,000	-
Rockwell Collins, Inc. (C... COL	S (partial)	11 Sept 2017	$1,001 - $15,000	-
Schlumberger N.V. (SLB) SLB	P	8 Sept 2017	$1,001 - $15,000	-
State Street Corporation ... STT	S (partial)	8 Sept 2017	$1,001 - $15,000	-
Omnicom Group Inc. (OMC) OMC	S (partial)	28 Aug 2017	$1,001 - $15,000	-
Union Pacific Corporation... UNP	P	28 Aug 2017	$1,001 - $15,000	-
Superior Energy Services,... SPN	S	23 Aug 2017	$1,001 - $15,000	-
Northrop Grumman Corporat... NOC	S (partial)	21 Aug 2017	$1,001 - $15,000	-
United Technologies Corpo... UTX	P	21 Aug 2017	$1,001 - $15,000	-
MicroStrategy Incorporate... MSTR	S	21 Aug 2017	$1,001 - $15,000	-
3M Company (MMM) MMM	S (partial)	21 Aug 2017	$1,001 - $15,000	-
AMG Yacktman Focused N	E	4 Aug 2017	$15,001 - $50,000	Class Exchange to AMG Yacktman Focused I (YAFIX) AMG Yacktman Focused S (YA...
Northrop Grumman Corporat... NOC	S (partial)	2 Aug 2017	$1,001 - $15,000	-
PPG Industries, Inc. (PPG... PPG	P	2 Aug 2017	$1,001 - $15,000	-
MetLife, Inc. (MET) MET	S (partial)	26 Jul 2017	$1,001 - $15,000	-
D/B/A Chubb Limited New (... CB	P	26 Jul 2017	$1,001 - $15,000	-
Time Warner Inc. New (TWX... TWX	S	19 Jul 2017	$1,001 - $15,000	-
Pfizer, Inc. (PFE) PFE	P	19 Jul 2017	$1,001 - $15,000	-
Pepsico, Inc. (PEP) PEP	P	19 Jul 2017	$1,001 - $15,000	-
The Hain Celestial Group,... HAIN	P	14 Jul 2017	$1,001 - $15,000	-
New York Community Bancor... NYCB	S (partial)	14 Jul 2017	$1,001 - $15,000	-
Anadarko Petroleum Corpor... APC	P	13 Jul 2017	$1,001 - $15,000	-
3M Company (MMM) MMM	S (partial)	12 Jul 2017	$1,001 - $15,000	-
Duke Energy Corporation (... DUK	P	12 Jul 2017	$1,001 - $15,000	-
State Street Corporation ... STT	S (partial)	12 Jul 2017	$1,001 - $15,000	-
United Technologies Corpo... UTX	P	6 Jul 2017	$1,001 - $15,000	-
Abbott Laboratories (ABT) ABT	S (partial)	6 Jul 2017	$1,001 - $15,000	-
Principal Sm MDCP Div Inc...	E	27 Jun 2017	$1,001 - $15,000	2017 non-cash fund merge between Principal Sm MDCP Div Inc P (PMDPX) and Pr...
Principal Midcap P	E	27 Jun 2017	$1,001 - $15,000	2017 non-cash fund merge between Principal Midcap P (PMCPX) and Principal M...
MicroStrategy Incorporate... MSTR	P	23 Jun 2017	$1,001 - $15,000	-
MicroStrategy Incorporate... MSTR	P	22 Jun 2017	$1,001 - $15,000	-
United Technologies Corpo... UTX	P	21 Jun 2017	$1,001 - $15,000	-
Illinois Tool Works Inc. ... ITW	S (partial)	21 Jun 2017	$1,001 - $15,000	-
Mattel, Inc. (MAT) MAT	S	15 Jun 2017	$1,001 - $15,000	-
Nasdaq, Inc. (NDAQ) NDAQ	S (partial)	15 Jun 2017	$1,001 - $15,000	-
Pepsico, Inc. (PEP) PEP	P	14 Jun 2017	$1,001 - $15,000	-
Amer Cent Mid Cap Value I...	E	8 Jun 2017	$1,001 - $15,000	Class exchange to Amer Cent Mid Cap Value I
Cigna Corporation (CI) CI	P	7 Jun 2017	$1,001 - $15,000	-
3M Company (MMM) MMM	S (partial)	7 Jun 2017	$1,001 - $15,000	-
Schlumberger N.V. (SLB) SLB	P	31 May 2017	$1,001 - $15,000	-
J.M. Smucker Company (SJM... SJM	S	31 May 2017	$1,001 - $15,000	-
Duke Energy Corporation (... DUK	P	24 May 2017	$1,001 - $15,000	-
J.M. Smucker Company (SJM... SJM	S (partial)	24 May 2017	$1,001 - $15,000	-
Duke Energy Corporation (... DUK	P	17 May 2017	$1,001 - $15,000	-
Texas Instruments Incorpo... TXN	S (partial)	17 May 2017	$1,001 - $15,000	-
Discovery Communications,... DISCK	S	16 May 2017	$1,001 - $15,000	-
Synchrony Financial (SYF) SYF	S	12 May 2017	$1,001 - $15,000	-
Thermo Fisher Scientific ... TMO	S (partial)	10 May 2017	$1,001 - $15,000	-
D/B/A Chubb Limited New (... CB	P	10 May 2017	$1,001 - $15,000	-
Janus Capital Group, Inc.... JNS	S	9 May 2017	$1,001 - $15,000	-
Janus Capital Group, Inc.... JNS	S (partial)	8 May 2017	$1,001 - $15,000	-
United Natural Foods, Inc... UNFI	S (partial)	4 May 2017	$1,001 - $15,000	-
DXC Technology Company (D... DXC	P	3 May 2017	$1,001 - $15,000	-
American Express Company ... AXP	S	3 May 2017	$1,001 - $15,000	-
New York Community Bancor... NYCB	P	2 May 2017	$1,001 - $15,000	-
Superior Energy Services,... SPN	P	2 May 2017	$1,001 - $15,000	-
Welltower Inc. (HCN) HCN	P	2 May 2017	$1,001 - $15,000	-
SunTrust Banks, Inc. (STI... STI	S (partial)	2 May 2017	$1,001 - $15,000	-
Entergy Corporation (ETR) ETR	P	2 May 2017	$1,001 - $15,000	-
DXC Technology Company (D... DXC	P	1 May 2017	$1,001 - $15,000	-
American Express Company ... AXP	S (partial)	1 May 2017	$1,001 - $15,000	-
Archer-Daniels-Midland Co... ADM	S (partial)	1 May 2017	$1,001 - $15,000	-
Dollar General Corporatio... DG	P	1 May 2017	$1,001 - $15,000	-
Varian Medical Systems, I... VAR	S	1 May 2017	$1,001 - $15,000	-
Citigroup, Inc. (C) C	P	1 May 2017	$1,001 - $15,000	-
Texas Instruments Incorpo... TXN	S (partial)	1 May 2017	$1,001 - $15,000	-
MF Premier Graham A	S	17 Apr 2017	$15,001 - $50,000	Redemption of Managed Futures
Vanguard Small-Cap Value ... VBR	P	22 Mar 2017	$1,001 - $15,000	-
Medtronic plc. Ordinary S... MDT	P	22 Mar 2017	$1,001 - $15,000	-
E.I. du Pont de Nemours a... DD	S	22 Mar 2017	$1,001 - $15,000	-
Merck & Company, Inc. Com... MRK	S	22 Mar 2017	$1,001 - $15,000	-
Johnson Controls Internat... JCI	P	22 Mar 2017	$1,001 - $15,000	-
First Trust DJ Internet I... FDN	P	21 Mar 2017	$1,001 - $15,000	-
First Trust DJ Internet I...	P	21 Mar 2017	$1,001 - $15,000	-
Merck & Company, Inc. Com... MRK	S (partial)	16 Mar 2017	$1,001 - $15,000	-
Union Pacific Corporation... UNP	P	16 Mar 2017	$1,001 - $15,000	-
Virtus Kar Small Cap Sust...	P	15 Mar 2017	$1,001 - $15,000	-
T Row Price QM US Sm Cp G...	P	15 Mar 2017	$1,001 - $15,000	-
T Rowe Price Intl Discove...	P	15 Mar 2017	$1,001 - $15,000	-
Principal Sm MDCP Div Inc...	P	15 Mar 2017	$1,001 - $15,000	-
Hartford Intl Value I	P	14 Mar 2017	$1,001 - $15,000	-
Royce Value Trust, Inc. (... RVT	S	14 Mar 2017	$15,001 - $50,000	In 2017 part of the shares of RVT held in Morgan Stanley IRA - X085 were tr...
E V Income Fund of Boston...	S	14 Mar 2017	$15,001 - $50,000	-
Virtus Foreign Opport I	S	14 Mar 2017	$1,001 - $15,000	-
Matthews Asia Dividend In...	P	14 Mar 2017	$1,001 - $15,000	-
Blackrock Inflat Prot Bon...	S	14 Mar 2017	$1,001 - $15,000	-
Prudential Jennison Natl ...	S (partial)	14 Mar 2017	$1,001 - $15,000	-
Lazard Glb Lstd Infr Ptf ...	P	14 Mar 2017	$1,001 - $15,000	-
Wells Fargo Growth I	S	14 Mar 2017	$1,001 - $15,000	-
E V Adv Floating Rate C	P	14 Mar 2017	$15,001 - $50,000	-
Citigroup, Inc. (C) C	P	8 Mar 2017	$1,001 - $15,000	-
Merck & Company, Inc. Com... MRK	S (partial)	8 Mar 2017	$1,001 - $15,000	-
Pepsico, Inc. (PEP) PEP	P	8 Mar 2017	$1,001 - $15,000	-
J.M. Smucker Company (SJM... SJM	S (partial)	3 Mar 2017	$1,001 - $15,000	-
Pepsico, Inc. (PEP) PEP	P	3 Mar 2017	$1,001 - $15,000	-
J.M. Smucker Company (SJM... SJM	S (partial)	1 Mar 2017	$1,001 - $15,000	-
Pfizer, Inc. (PFE) PFE	P	22 Feb 2017	$1,001 - $15,000	-
The Hain Celestial Group,... HAIN	P	21 Feb 2017	$1,001 - $15,000	-
Occidental Petroleum Corp... OXY	S (partial)	14 Feb 2017	$1,001 - $15,000	-
State Street Corporation ... STT	P	14 Feb 2017	$1,001 - $15,000	-
Eaton Corporation, PLC Or... ETN	P	8 Feb 2017	$1,001 - $15,000	-
State Street Corporation ... STT	P	8 Feb 2017	$1,001 - $15,000	-
Wells Fargo & Company (WF... WFC	S (partial)	8 Feb 2017	$1,001 - $15,000	-
Helen of Troy Limited (HE... HELE	P	1 Feb 2017	$1,001 - $15,000	-
Anadarko Petroleum Corpor... APC	S (partial)	1 Feb 2017	$1,001 - $15,000	-
3M Company (MMM) MMM	P	1 Feb 2017	$1,001 - $15,000	-
Boston Scientific Corpora... BSX	S (partial)	1 Feb 2017	$1,001 - $15,000	-
United Technologies Corpo... UTX	S	1 Feb 2017	$1,001 - $15,000	-
State Street Corporation ... STT	P	25 Jan 2017	$1,001 - $15,000	-
American Express Company ... AXP	S (partial)	25 Jan 2017	$1,001 - $15,000	-
Superior Energy Services,... SPN	P	19 Jan 2017	$1,001 - $15,000	-
Amdocs Limited - Ordinary... DOX	P	17 Jan 2017	$1,001 - $15,000	-
JP Morgan Chase & Co. (JP... JPM	S (partial)	11 Jan 2017	$1,001 - $15,000	-
IPG Photonics Corporation... IPGP	S	6 Jan 2017	$1,001 - $15,000	-
United Technologies Corpo... UTX	S (partial)	4 Jan 2017	$1,001 - $15,000	-
Fastenal Company (FAST) FAST	S	4 Jan 2017	$1,001 - $15,000	-
Cabot Oil & Gas Corporati... COG	P	3 Jan 2017	$1,001 - $15,000	-