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Josh Gottheimer Filing

Annual Report | Filed on 13 Aug 2024

STOCK Act Compliance Violation

This filing contains 15 transactions that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

517
Days Late (Max)
0%
Compliance Rate
15/15
Non-Compliant
About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.
Politician Name
Josh Gottheimer
Filing Type
Annual Report
Filed Date
13 Aug 2024
View Original Filing (PDF)

Transactions

61 transactions
ADYEY
Unknown16 Oct 2023$1,001 - $15,000US D: ADR stock Morgan Stanley - Select UMA Account # 1 ⇒ Al...
SMNNY
Unknown16 Oct 2023$1,001 - $15,000-
ADYEY
Unknown15 Sept 2023$1,001 - $15,000-
CY)
Unknown15 Sept 2023$1,001 - $15,000US D: ADR stock Morgan Stanley - Select UMA Account # 1 ⇒ Ha...
ADYEY
Unknown21 Aug 2023$1,001 - $15,000-
XC)
Unknown10 Aug 2023$1,001 - $15,000-
ADYEY
Unknown19 Jul 2023$1,001 - $15,000-
ADYEY
Unknown18 Jul 2023$1,001 - $15,000-
CY)
Unknown14 Jul 2023$1,001 - $15,000-
XC)
Unknown14 Jul 2023$1,001 - $15,000-
OT)
Unknown13 Jul 2023$1,001 - $15,000-
CY)
Unknown13 Jun 2023$1,001 - $15,000ADR stock Morgan Stanley - Select UMA Account # 1 ⇒ Phreesia...
H)
Unknown24 May 2023$1,001 - $15,000-
Y)
S22 Mar 2023$15,001 - $50,000Checking & Savings WPP - Vanguard - The Savings & Investment...
MUB
S15 Mar 2023$15,001 - $50,000Mutual Fund Wealthfront ⇒ iShares National Muni Bond ETF (MU...
IBAFX
UnknownUnknown$15,001 - $50,000DC DC College Savings - Dependent # 2 ⇒ DC College Savings 2...
AXX)
UnknownUnknown$15,001 - $50,000Transferred cash to Morgan Stanley Traditional Inherited IRA...
AXX)
UnknownUnknown$15,001 - $50,000Overall loss in 2023 Ford Interest Advantage [BA]$1,001 - $1...
NoneNone D: Dissolved in 2023 JANA STRAT...
UnknownUnknown$250,001 - $500,000Dissolved in 2023 JANA STRATEGIC INVESTMENTS BENCHMARK FUND,...
DIA
UnknownUnknown$50,001 - $100,000-
Y)
UnknownUnknown$100,001 - $250,000Money Market fund Morgan Stanley - Active Asset Account # 2 ...
$15,001 - $50,000None Morgan Stanley - A...
UnknownUnknown$15,001 - $50,000-
Unknown
UnknownUnknown$1,001 - $15,000-
DIA
UnknownUnknownUnknown-
Unknown
UnknownUnknown$15,001 - $50,000-
Y)
UnknownUnknownUnknown-
APDYX
UnknownUnknown$15,001 - $50,000-
Y)
UnknownUnknown$250,001 - $500,000Call options; Strike Price $165; Expires 1/17/2025 Morgan St...
CAIBX
UnknownUnknown$1,001 - $15,000-
AGTHX
UnknownUnknown$1,001 - $15,000-
ABBV
SUnknown$1,001 - $15,000ADR Stock Morgan Stanley - Select UMA Account # 1 ⇒ Agree Re...
CY)
SUnknown$1,001 - $15,000Sold for a loss in 2023 Morgan Stanley - Select UMA Account ...
OT)
UnknownUnknown$1,001 - $15,000-
XC)
SUnknown$1,001 - $15,000sold for a loss in 2023 Morgan Stanley - Select UMA Account ...
H)
SUnknown$1,001 - $15,000sold for a loss in 2023 Morgan Stanley - Select UMA Account ...
Y)
SUnknown$1,001 - $15,000Previously reported as Russell Inv US Small Cap Eq S (RLESX)...
FEMKX
UnknownUnknown$50,001 - $100,000-
FSMDX
UnknownUnknown$1,001 - $15,000Formerly reported as SSgA Emerging Markets Index Ret Acct Tr...
OANIX
UnknownUnknown$1,001 - $15,000Formerly reported as SSgA S&P Mid Cap Index Ret Acct TriNet ...
SWSSX
UnknownUnknown$1,001 - $15,000-
VFORX
UnknownUnknown$1,001 - $15,000-
FXAIX
UnknownUnknown$100,001 - $250,000-
FEMKX
UnknownUnknown$15,001 - $50,000-
FSMDX
UnknownUnknown$1,001 - $15,000-
OANIX
UnknownUnknown$1,001 - $15,000-
$1,001 - $15,000Tax-Deferred Tusk Strate...
UnknownUnknown$1,001 - $15,000-
$15,001 - $50,000Tax-Deferred AssetOwner...
UnknownUnknown$15,001 - $50,000Mutual Fund Tusk Venture Partners I GP, LLC [OL]$100,001 - $...
VFORX
UnknownUnknown$1,001 - $15,000Technology company Vanguard SEP IRA ⇒ Vanguard Target Retire...
GOOGL
SUnknown$15,001 - $50,000Appreciated over $1,000 Wealthfront ⇒ Home Depot, Inc. (HD) ...
SMNNY
UnknownUnknownUnknown-
VFORX
UnknownUnknown$15,001 - $50,000-
VFORX
UnknownUnknown$1,001 - $15,000-
FXAIX
UnknownUnknown$15,001 - $50,000-
FEMKX
UnknownUnknown$15,001 - $50,000-
FSMDX
UnknownUnknown$1,001 - $15,000-
OANIX
UnknownUnknown$1,001 - $15,000-
VTTHX
UnknownUnknown$1,001 - $15,000-
VTTHX
UnknownUnknown$15,001 - $50,000-
12/1/2023S$15,001 - $50,000 Tusk Strateg...
UnknownUnknown$15,001 - $50,000-
Unknown
SUnknown$15,001 - $50,000G None disclosed. S H: T P R None disclosed. S I: P M C L H ...
Unknown
SUnknownUnknownDid you purchase any shares that were allocated as a part of...
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