Neal P. DunnDéclaration

Amendment | Déposée le 13 Aug 2020

Cette déclaration financière du Congrès déposée par Neal P. Dunn (amendement) contient 80 transactions boursières. Elle a été déposée le 13 août 2020. Les titres déclarés incluent APGYX, MEIIX, VWINX, PRHSX, AGDYX et 29 autres. En vertu du STOCK Act, les membres du Congrès sont tenus de divulguer leurs transactions sur titres sous 45 jours.

Cette déclaration contient 80 transactions divulguées au-delà du délai de 45 jours du STOCK Act, la plus tardive ayant été déposée 1464 jours après la date de transaction. Seules 0 % des transactions ont respecté l'obligation de divulgation.

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Violation de conformité du STOCK Act

Cette déclaration contient 80 transaction(s) qui ont été déposées plus de 45 jours après la date de transaction, violant l'exigence du STOCK Act pour une divulgation en temps opportun.

1464

Jours de retard (Max)

Taux de conformité

80/80

Non conforme

À propos du STOCK Act : La loi Stop Trading on Congressional Knowledge exige que les membres du Congrès divulguent les transactions d'actions dans les 45 jours suivant la date de transaction. Les déclarations tardives peuvent entraîner des amendes et réduire la transparence des activités boursières du Congrès.

Nom du politicien

Neal P. Dunn

Type de déclaration

Amendment

Date de dépôt

13 Aug 2020

Voir la déclaration originale (PDF)

Transactions

80 transactions


Delaware small cap core f... DCCIX	P	26 Dec 2017	$1,001 - $15,000	-
MFS Value Fund Class I N/... MEIIX	P	22 Dec 2017	$1,001 - $15,000	-
Principal Mid Cap Fund In... PCBIX	P	21 Dec 2017	$1,001 - $15,000	-
Victory Sycamore Establis... VEVIX	P	21 Dec 2017	$1,001 - $15,000	-
Loomis Sayles Growth Fund... LSGRX	P	21 Dec 2017	$1,001 - $15,000	-
Principal MID Cap Fund In... PCBIX	P	21 Dec 2017	$1,001 - $15,000	-
T. Rowe Price Health Scie... PRHSX	P	19 Dec 2017	$1,001 - $15,000	-
T. Rowe Price New Horizon... PRNHX	P	19 Dec 2017	$1,001 - $15,000	-
T. Rowe Price Health Scie... PRHSX	P	19 Dec 2017	$1,001 - $15,000	-
T.Rowe Price Health Scien... PRHSX	P	19 Dec 2017	$15,001 - $50,000	-
John Hancock Fundamental ... JLVIX	P	18 Dec 2017	$1,001 - $15,000	-
T.Rowe Price Capital Appr... PRWCX	P	18 Dec 2017	$1,001 - $15,000	-
John Hancock Fundamental ... JLVIX	P	18 Dec 2017	$1,001 - $15,000	-
John Hancock Fundamental ... JLVIX	P	18 Dec 2017	$1,001 - $15,000	-
MFS International Value F... MINIX	P	15 Dec 2017	$1,001 - $15,000	-
AB Large Cap Growth FD Ad... APGYX	P	14 Dec 2017	$1,001 - $15,000	-
AB Large Cap Growth FD Ad... APGYX	P	14 Dec 2017	$1,001 - $15,000	-
AB High Income Fund Advis... AGDYX	S (partial)	13 Dec 2017	$1,001 - $15,000	-
Columbia Seligman Global ... CSGZX	P	12 Dec 2017	$1,001 - $15,000	-
Advisory Research MLP and... INFIX	P	30 Nov 2017	$1,001 - $15,000	-
MFS Value Fund Class I N/... MEIIX	P	25 Sept 2017	$50,001 - $100,000	-
AB Large Cap Growth FD Ad... APGYX	P	25 Sept 2017	$50,001 - $100,000	-
Principal Mid Cap Fund In... PCBIX	P	25 Sept 2017	$15,001 - $50,000	-
Columbia Seligman Global ... CSGZX	P	25 Sept 2017	$15,001 - $50,000	-
John Hancock Fundamental ... JLVIX	P	25 Sept 2017	$50,001 - $100,000	-
T. Rowe Price QM U.S. Sma... PRDSX	P	25 Sept 2017	$15,001 - $50,000	-
Advisory Research MLP and... INFIX	P	31 Aug 2017	$1,001 - $15,000	-
T. Rowe Price Health Scie... PRHSX	P	30 Aug 2017	$15,001 - $50,000	-
IVY Emerging Markets Equi... IPOIX	P	30 Aug 2017	$15,001 - $50,000	-
MSIF International Advant... MFAIX	P	30 Aug 2017	$50,001 - $100,000	-
IVY International Core Eq... ICEIX	P	30 Aug 2017	$50,001 - $100,000	-
AB High Income Fund Advis... AGDYX	P	2 Aug 2017	$50,001 - $100,000	-
Flaherty & Crumrine DYN P... DFP	P	2 Aug 2017	$50,001 - $100,000	-
Vaneck Vectors Fallen Ang... ANGL	P	2 Aug 2017	$50,001 - $100,000	-
Nuveen High Yield Municip... NHMRX	P	2 Aug 2017	$50,001 - $100,000	-
Destra Flaherty & Crumrin... DPIIX	P	2 Aug 2017	$50,001 - $100,000	-
Nuveen Preferred Securiti... NPSRX	P	2 Aug 2017	$50,001 - $100,000	-
Pimco Corporate & Income ... PTY	P	2 Aug 2017	$50,001 - $100,000	-
AB Large Cap Growth FD Ad... APGYX	P	24 Jul 2017	$15,001 - $50,000	-
T. Rowe Price QM U.S. Sma... PRDSX	P	24 Jul 2017	$50,001 - $100,000	-
Summit Financial Enterpri...	P	12 Jul 2017	$50,001 - $100,000	Exercise of options, strike price $10.00, expiration date April 8, 2018
Summit Financial Enterpri...	P	12 Jul 2017	$50,001 - $100,000	Exercise of warrants, strike price $10.00, expiration date April 8, 2018
Southern Company (SO) SO	P	29 Jun 2017	$1,001 - $15,000	-
Advisory Research MLP and... INFIX	P	31 May 2017	$1,001 - $15,000	-
AB Large Cap Growth FD Ad... APGYX	P	30 May 2017	$1,001 - $15,000	-
AB Large Cap Growth FD Ad... APGYX	P	30 May 2017	$15,001 - $50,000	-
Southern Company (SO) SO	P	30 May 2017	$15,001 - $50,000	-
Victory Sycamore Establis... VEVIX	P	30 May 2017	$15,001 - $50,000	-
MSIF International Advant... MFAIX	P	30 May 2017	$50,001 - $100,000	-
Vanguard Wellesley Income... VWINX	S	30 May 2017	$50,001 - $100,000	-
MSIF International Advant... MFAIX	P	30 May 2017	$1,001 - $15,000	-
Victory Sycamore Establis... VEVIX	P	30 May 2017	$1,001 - $15,000	-
John Hancock Fundamental ... JLVIX	P	30 May 2017	$50,001 - $100,000	-
Eventide Gilead Fund Clas... ETILX	S	30 May 2017	$50,001 - $100,000	-
Clearbridge Aggressive Gr... SAGYX	S	30 May 2017	$50,001 - $100,000	-
Parnassus Core Equity Fun... PRBLX	S	30 May 2017	$1,001 - $15,000	-
Oakmark International Fun... OAKIX	S	30 May 2017	$1,001 - $15,000	-
Clearbridge Aggressive Gr... SAGYX	S	30 May 2017	$1,001 - $15,000	-
Vanguard Wellesley Income... VWINX	S (partial)	30 May 2017	$1,001 - $15,000	-
Wells Fargo Special Mid C... WFMIX	S	30 May 2017	$15,001 - $50,000	-
Southern Company (SO) SO	P	30 May 2017	$15,001 - $50,000	-
Parnassus Core Equity Fun... PRBLX	S	30 May 2017	$15,001 - $50,000	-
Oakmark International Fun... OAKIX	S	30 May 2017	$100,001 - $250,000	-
John Hancock Fundamental ... JLVIX	P	30 May 2017	$1,001 - $15,000	-
Sturm Ruger & Company Inc... RGR	S	28 Apr 2017	$15,001 - $50,000	-
Vanguard Wellesley Income... VWINX	S (partial)	24 Apr 2017	$1,001 - $15,000	-
Columbia Seligman Global ... CSGZX	P	24 Apr 2017	$1,001 - $15,000	-
AMG Yacktam Fund Class I ... YACKX	S	24 Apr 2017	$1,001 - $15,000	-
Franklin Income Fund Advi... FEIAX	S	24 Apr 2017	$15,001 - $50,000	-
IVY Emerging Markets Equi... IPOIX	P	24 Apr 2017	$1,001 - $15,000	-
IVY Emerging Markets Equi... IPOIX	P	24 Apr 2017	$15,001 - $50,000	-
T. Rowe Price Health Scie... PRHSX	S	20 Apr 2017	$1,001 - $15,000	-
Advisory Research MLP and... INFIX	P	28 Feb 2017	$1,001 - $15,000	-
Fidelity Advisor Leverage...	S	1 Dec 2016	$1,001 - $15,000	-
AMG Yacktman Fund Class I...	S	1 Dec 2016	$1,001 - $15,000	-
Olin Corporation Com Par	S	15 Nov 2016	$15,001 - $50,000	-
Eaton Vance National Muni...	P	10 Aug 2016	$15,001 - $50,000	-
AB High Income Fund Advis...	S	10 Aug 2016	$50,001 - $100,000	-
Ivy High Income Fund Advi...	S	10 Aug 2016	$15,001 - $50,000	-
Nuveen High Yield Municip...	P	10 Aug 2016	$15,001 - $50,000	-