Neal P. DunnFiling

Amendment | Filed on 13 Aug 2020

This congressional financial disclosure from Neal P. Dunn (filing amendment) contains 80 stock trades. It was filed on 13 August 2020. Reported tickers include APGYX, MEIIX, VWINX, PRHSX, AGDYX, and 29 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 80 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 1464 days after the trade date. Only 0% of transactions met the disclosure requirement.

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STOCK Act Compliance Violation

This filing contains 80 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

1464

Days Late (Max)

Compliance Rate

80/80

Non-Compliant

About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.

Politician Name

Neal P. Dunn

Filing Type

Amendment

Filed Date

13 Aug 2020

View Original Filing (PDF)

Transactions

80 transactions


Delaware small cap core f... DCCIX	P	26 Dec 2017	$1,001 - $15,000	-
MFS Value Fund Class I N/... MEIIX	P	22 Dec 2017	$1,001 - $15,000	-
Principal Mid Cap Fund In... PCBIX	P	21 Dec 2017	$1,001 - $15,000	-
Victory Sycamore Establis... VEVIX	P	21 Dec 2017	$1,001 - $15,000	-
Loomis Sayles Growth Fund... LSGRX	P	21 Dec 2017	$1,001 - $15,000	-
Principal MID Cap Fund In... PCBIX	P	21 Dec 2017	$1,001 - $15,000	-
T. Rowe Price Health Scie... PRHSX	P	19 Dec 2017	$1,001 - $15,000	-
T. Rowe Price New Horizon... PRNHX	P	19 Dec 2017	$1,001 - $15,000	-
T. Rowe Price Health Scie... PRHSX	P	19 Dec 2017	$1,001 - $15,000	-
T.Rowe Price Health Scien... PRHSX	P	19 Dec 2017	$15,001 - $50,000	-
John Hancock Fundamental ... JLVIX	P	18 Dec 2017	$1,001 - $15,000	-
T.Rowe Price Capital Appr... PRWCX	P	18 Dec 2017	$1,001 - $15,000	-
John Hancock Fundamental ... JLVIX	P	18 Dec 2017	$1,001 - $15,000	-
John Hancock Fundamental ... JLVIX	P	18 Dec 2017	$1,001 - $15,000	-
MFS International Value F... MINIX	P	15 Dec 2017	$1,001 - $15,000	-
AB Large Cap Growth FD Ad... APGYX	P	14 Dec 2017	$1,001 - $15,000	-
AB Large Cap Growth FD Ad... APGYX	P	14 Dec 2017	$1,001 - $15,000	-
AB High Income Fund Advis... AGDYX	S (partial)	13 Dec 2017	$1,001 - $15,000	-
Columbia Seligman Global ... CSGZX	P	12 Dec 2017	$1,001 - $15,000	-
Advisory Research MLP and... INFIX	P	30 Nov 2017	$1,001 - $15,000	-
MFS Value Fund Class I N/... MEIIX	P	25 Sept 2017	$50,001 - $100,000	-
AB Large Cap Growth FD Ad... APGYX	P	25 Sept 2017	$50,001 - $100,000	-
Principal Mid Cap Fund In... PCBIX	P	25 Sept 2017	$15,001 - $50,000	-
Columbia Seligman Global ... CSGZX	P	25 Sept 2017	$15,001 - $50,000	-
John Hancock Fundamental ... JLVIX	P	25 Sept 2017	$50,001 - $100,000	-
T. Rowe Price QM U.S. Sma... PRDSX	P	25 Sept 2017	$15,001 - $50,000	-
Advisory Research MLP and... INFIX	P	31 Aug 2017	$1,001 - $15,000	-
T. Rowe Price Health Scie... PRHSX	P	30 Aug 2017	$15,001 - $50,000	-
IVY Emerging Markets Equi... IPOIX	P	30 Aug 2017	$15,001 - $50,000	-
MSIF International Advant... MFAIX	P	30 Aug 2017	$50,001 - $100,000	-
IVY International Core Eq... ICEIX	P	30 Aug 2017	$50,001 - $100,000	-
AB High Income Fund Advis... AGDYX	P	2 Aug 2017	$50,001 - $100,000	-
Flaherty & Crumrine DYN P... DFP	P	2 Aug 2017	$50,001 - $100,000	-
Vaneck Vectors Fallen Ang... ANGL	P	2 Aug 2017	$50,001 - $100,000	-
Nuveen High Yield Municip... NHMRX	P	2 Aug 2017	$50,001 - $100,000	-
Destra Flaherty & Crumrin... DPIIX	P	2 Aug 2017	$50,001 - $100,000	-
Nuveen Preferred Securiti... NPSRX	P	2 Aug 2017	$50,001 - $100,000	-
Pimco Corporate & Income ... PTY	P	2 Aug 2017	$50,001 - $100,000	-
AB Large Cap Growth FD Ad... APGYX	P	24 Jul 2017	$15,001 - $50,000	-
T. Rowe Price QM U.S. Sma... PRDSX	P	24 Jul 2017	$50,001 - $100,000	-
Summit Financial Enterpri...	P	12 Jul 2017	$50,001 - $100,000	Exercise of options, strike price $10.00, expiration date April 8, 2018
Summit Financial Enterpri...	P	12 Jul 2017	$50,001 - $100,000	Exercise of warrants, strike price $10.00, expiration date April 8, 2018
Southern Company (SO) SO	P	29 Jun 2017	$1,001 - $15,000	-
Advisory Research MLP and... INFIX	P	31 May 2017	$1,001 - $15,000	-
AB Large Cap Growth FD Ad... APGYX	P	30 May 2017	$1,001 - $15,000	-
AB Large Cap Growth FD Ad... APGYX	P	30 May 2017	$15,001 - $50,000	-
Southern Company (SO) SO	P	30 May 2017	$15,001 - $50,000	-
Victory Sycamore Establis... VEVIX	P	30 May 2017	$15,001 - $50,000	-
MSIF International Advant... MFAIX	P	30 May 2017	$50,001 - $100,000	-
Vanguard Wellesley Income... VWINX	S	30 May 2017	$50,001 - $100,000	-
MSIF International Advant... MFAIX	P	30 May 2017	$1,001 - $15,000	-
Victory Sycamore Establis... VEVIX	P	30 May 2017	$1,001 - $15,000	-
John Hancock Fundamental ... JLVIX	P	30 May 2017	$50,001 - $100,000	-
Eventide Gilead Fund Clas... ETILX	S	30 May 2017	$50,001 - $100,000	-
Clearbridge Aggressive Gr... SAGYX	S	30 May 2017	$50,001 - $100,000	-
Parnassus Core Equity Fun... PRBLX	S	30 May 2017	$1,001 - $15,000	-
Oakmark International Fun... OAKIX	S	30 May 2017	$1,001 - $15,000	-
Clearbridge Aggressive Gr... SAGYX	S	30 May 2017	$1,001 - $15,000	-
Vanguard Wellesley Income... VWINX	S (partial)	30 May 2017	$1,001 - $15,000	-
Wells Fargo Special Mid C... WFMIX	S	30 May 2017	$15,001 - $50,000	-
Southern Company (SO) SO	P	30 May 2017	$15,001 - $50,000	-
Parnassus Core Equity Fun... PRBLX	S	30 May 2017	$15,001 - $50,000	-
Oakmark International Fun... OAKIX	S	30 May 2017	$100,001 - $250,000	-
John Hancock Fundamental ... JLVIX	P	30 May 2017	$1,001 - $15,000	-
Sturm Ruger & Company Inc... RGR	S	28 Apr 2017	$15,001 - $50,000	-
Vanguard Wellesley Income... VWINX	S (partial)	24 Apr 2017	$1,001 - $15,000	-
Columbia Seligman Global ... CSGZX	P	24 Apr 2017	$1,001 - $15,000	-
AMG Yacktam Fund Class I ... YACKX	S	24 Apr 2017	$1,001 - $15,000	-
Franklin Income Fund Advi... FEIAX	S	24 Apr 2017	$15,001 - $50,000	-
IVY Emerging Markets Equi... IPOIX	P	24 Apr 2017	$1,001 - $15,000	-
IVY Emerging Markets Equi... IPOIX	P	24 Apr 2017	$15,001 - $50,000	-
T. Rowe Price Health Scie... PRHSX	S	20 Apr 2017	$1,001 - $15,000	-
Advisory Research MLP and... INFIX	P	28 Feb 2017	$1,001 - $15,000	-
Fidelity Advisor Leverage...	S	1 Dec 2016	$1,001 - $15,000	-
AMG Yacktman Fund Class I...	S	1 Dec 2016	$1,001 - $15,000	-
Olin Corporation Com Par	S	15 Nov 2016	$15,001 - $50,000	-
Eaton Vance National Muni...	P	10 Aug 2016	$15,001 - $50,000	-
AB High Income Fund Advis...	S	10 Aug 2016	$50,001 - $100,000	-
Ivy High Income Fund Advi...	S	10 Aug 2016	$15,001 - $50,000	-
Nuveen High Yield Municip...	P	10 Aug 2016	$15,001 - $50,000	-