Lois FrankelFiling

Transactions filing | Filed on 06 Sept 2016

This congressional financial disclosure from Lois Frankel (transactions filing) contains 14 stock trades. It was filed on 6 September 2016. Reported tickers include GIS, ITW, OA, UNP, RGT, and 7 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 1 transaction disclosed beyond the 45-day STOCK Act deadline, filed 48 days after the trade date. Only 93% of transactions met the disclosure requirement.

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STOCK Act Compliance Violation

This filing contains 1 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

48
Days Late (Max)
93%
Compliance Rate
1/14
Non-Compliant
About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.
Politician Name
Lois Frankel
Filing Type
Transactions filing
Filed Date
06 Sept 2016
View Original Filing (PDF)

Transactions

14 transactions
AA
S11 Aug 2016$1,001 - $15,000-
ITW
S10 Aug 2016$1,001 - $15,000-
OA
P10 Aug 2016$1,001 - $15,000-
C
P10 Aug 2016$1,001 - $15,000-
RGT
S9 Aug 2016$1,001 - $15,000-
RVT
S8 Aug 2016$15,001 - $50,000-
RGT
S8 Aug 2016$1,001 - $15,000-
RVT
S5 Aug 2016$1,001 - $15,000-
GIS
S3 Aug 2016$1,001 - $15,000-
UNP
P3 Aug 2016$1,001 - $15,000-
CCJ
S29 Jul 2016$1,001 - $15,000-
PRU
S27 Jul 2016$1,001 - $15,000-
JCI
P27 Jul 2016$1,001 - $15,000-
PNC
P20 Jul 2016$1,001 - $15,000-
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