K. Michael ConawayFiling
Annual Report | Filed on 10 Aug 2018
This congressional financial disclosure from K. Michael Conaway (annual report) contains 188 stock trades. It was filed on 10 August 2018. Reported tickers include OXY, UNH, IBM, INTC, TMO, and 41 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.
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Politician Name
K. Michael ConawayFiling Type
Annual Report
Filed Date
10 Aug 2018
Transactions
188 transactions
Trust M69 (Merrill Lynch)... | S | 22 Dec 2017 | $15,001 - $50,000 | SP500 CLIRNS ISSUER BNS CAP 16.40% SV 2,038.97 DUE 12/22/17 Redemption |
Trust M69 (Merrill Lynch)... | P | 21 Dec 2017 | $15,001 - $50,000 | R2000 ARN ISSUER SEK CAP 11.55% SV 1,547.107 DUE 02/22/19 |
DEO | P | 12 Dec 2017 | $1,001 - $15,000 | - |
DEO | P | 11 Dec 2017 | $1,001 - $15,000 | - |
UNH | P | 8 Dec 2017 | $1,001 - $15,000 | - |
SPG | S (partial) | 8 Dec 2017 | $1,001 - $15,000 | - |
WMT | S (partial) | 8 Dec 2017 | $1,001 - $15,000 | - |
DEO | P | 8 Dec 2017 | $1,001 - $15,000 | - |
KO | S (partial) | 8 Dec 2017 | $1,001 - $15,000 | - |
PM | S (partial) | 8 Dec 2017 | $1,001 - $15,000 | - |
SP M40 (Merrill Lynch) - ... | S | 1 Dec 2017 | $50,001 - $100,000 | SP500 CLIRN ISSUER BAC CAP 14.80% SV 2,075.81 DUE 04/27/18 |
SP M40 (Merrill Lynch) - ... | P | 1 Dec 2017 | $50,001 - $100,000 | R2000 CLIRN ISSUER BAC CAP 17.92% SV 1,334.341 DUE 11/21/18 |
TRMB | S | 30 Nov 2017 | $1,001 - $15,000 | - |
T | P | 30 Nov 2017 | $1,001 - $15,000 | - |
T | P | 30 Nov 2017 | $1,001 - $15,000 | - |
SP M40 (Merrill Lynch) - ... | S | 28 Nov 2017 | $50,001 - $100,000 | SP500 CLIRN ISSUER BAC CAP 16.60% SV 2,036.71 DUE 03/28/18 |
SP M40 (Merrill Lynch) - ... | P | 28 Nov 2017 | $50,001 - $100,000 | SX5E CLIRN ISSUER BOFA CAP 25.90% SV 3,333.96 DUE 02/22/19 |
JT M39 (Merrill Lynch) - ... | S | 27 Nov 2017 | $1,001 - $15,000 | INNATE IMMUNOTHERAPEUTIC AUD PAR ORDINARY Sale less than $1,000 Security de... |
SP M36 (Merrill Lynch) - ... | S | 22 Nov 2017 | $50,001 - $100,000 | R2000 ARN ISSUER SEK CAP 13.83% Redemption |
SP M40 (Merrill Lynch) - ... | S | 22 Nov 2017 | $50,001 - $100,000 | R2000 ARN ISSUER SEK CAP 13.83% Redemption |
SP M40 (Merrill Lynch) - ... | P | 21 Nov 2017 | $50,001 - $100,000 | R2000 ARN ISSUER HSBC CAP 12.75% SV 1,518.89 DUE 01/24/19 |
SP M92 (Merrill Lynch) - ... | S | 21 Nov 2017 | $1,001 - $15,000 | SPDR DOW JONES INDUST AV ETF TRUST |
SP M36 (Merrill Lynch) - ... | P | 21 Nov 2017 | $15,001 - $50,000 | SX5E STEPUP ISSUER CS STEP 30.00% SV 3,579.32 DUE 11/27/20 |
SP M36 (Merrill Lynch) - ... | P | 21 Nov 2017 | $50,001 - $100,000 | SX5E ARN ISSUER BOFA CAP 19.23% SV 3,579.32 DUE 01/25/19 |
CSCO | S | 20 Nov 2017 | $1,001 - $15,000 | - |
SP M36 (Merrill Lynch) - ... | S | 20 Nov 2017 | $15,001 - $50,000 | SX5E LIRN ISSUER HSBC PART 118.00% SV 3,669.79 DUE 03/27/20 |
ELGX | S | 20 Nov 2017 | $1,001 - $15,000 | - |
NOC | P | 15 Nov 2017 | $1,001 - $15,000 | - |
GE | S | 15 Nov 2017 | $1,001 - $15,000 | - |
ARSUSD | S | 8 Nov 2017 | $1,001 - $15,000 | Complete liquidation of position. Proceeds less than $1,000 |
KHC | S (partial) | 3 Nov 2017 | $1,001 - $15,000 | - |
RTN | P | 3 Nov 2017 | $1,001 - $15,000 | - |
Trust M69 (Merrill Lynch)... | S | 27 Oct 2017 | $100,001 - $250,000 | SP500 CLIRN ISSUER BAC CAP 14.04% SV 2,089.41 DUE 10/27/17 Redemption |
Trust M69 (Merrill Lynch)... | P | 26 Oct 2017 | $50,001 - $100,000 | SP500 ARN ISSUER BOFA CAP 10.00% SV 2,560.40 DUE 12/21/18 |
Trust M69 (Merrill Lynch)... | P | 26 Oct 2017 | $15,001 - $50,000 | SX5E ARN ISSUER BOFA CAP 17.70% SV 3,637.20 DUE 12/21/18 |
SP M92 (Merrill Lynch) - ... | P | 19 Oct 2017 | $15,001 - $50,000 | VANGUARD 500 INDEX FUND SHS ETF |
SP M92 (Merrill Lynch) - ... | P | 19 Oct 2017 | $1,001 - $15,000 | POWERSHARES QQQ TRUST SE 1 |
SP M92 (Merrill Lynch) - ... | P | 19 Oct 2017 | $15,001 - $50,000 | VANGUARD FTSE DEVELOPED MARKETS ETF |
SP M92 (Merrill Lynch) - ... | P | 19 Oct 2017 | $15,001 - $50,000 | SPDR DOW JONES INDUST AV ETF TRUST |
JPM | S (partial) | 17 Oct 2017 | $1,001 - $15,000 | - |
AXP | S (partial) | 17 Oct 2017 | $1,001 - $15,000 | - |
UNH | S (partial) | 17 Oct 2017 | $1,001 - $15,000 | - |
JT M06 (Merrill Lynch) - ... | E | 6 Oct 2017 | $1,001 - $15,000 | Exchange from FIA Card Services RASP |
JT M06 (Merrill Lynch) - ... | E | 6 Oct 2017 | $1,001 - $15,000 | Exchange to Bank of America RASP |
DIS | S (partial) | 4 Oct 2017 | $1,001 - $15,000 | - |
PNC | P | 4 Oct 2017 | $15,001 - $50,000 | - |
USB | S | 2 Oct 2017 | $1,001 - $15,000 | - |
Trust M69 (Merrill Lynch)... | S | 29 Sept 2017 | $15,001 - $50,000 | SX5E STEPUP ISSUER BAC STEP 21.70% SV 3,019.34 DUE 09/29/17 Redemption |
SP M40 (Merrill Lynch) - ... | S | 29 Sept 2017 | $50,001 - $100,000 | R2000 ARN ISSUER SEK CAP 14.28% SV 1,217.325 DUE 09/29/17 Redemption |
SP M40 (Merrill Lynch) - ... | S | 29 Sept 2017 | $50,001 - $100,000 | SX5E STEPUP ISSUER HSBC STEP 30.00% SV 3,221.14 DUE 09/28/18 Redemption |
Trust M69 (Merrill Lynch)... | P | 28 Sept 2017 | $15,001 - $50,000 | SX5E STEPUP ISSUER BNS STEP 30.00% SV 3,563.64 DUE 09/24/20 |
SP M40 (Merrill Lynch) - ... | P | 28 Sept 2017 | $50,001 - $100,000 | R2000 STEPUP ISSUER BARC STEP 35.00% SV 1,488.786 DUE 09/30/22 |
SP M40 (Merrill Lynch) - ... | P | 28 Sept 2017 | $50,001 - $100,000 | SX5E STEPUP ISSUER BNS STEP 30.00% SV 3,563.64 DUE 09/24/20 |
BNS | P | 26 Sept 2017 | $1,001 - $15,000 | - |
BNS | P | 25 Sept 2017 | $1,001 - $15,000 | - |
SP M81 (Merrill Lynch) - ... | P | 25 Sept 2017 | $1,001 - $15,000 | - |
OXY | S (partial) | 22 Sept 2017 | $1,001 - $15,000 | - |
XOM | S (partial) | 22 Sept 2017 | $1,001 - $15,000 | - |
BNS | P | 22 Sept 2017 | $1,001 - $15,000 | - |
USB | S (partial) | 22 Sept 2017 | $1,001 - $15,000 | - |
MET | S (partial) | 22 Sept 2017 | $1,001 - $15,000 | - |
SP M81 (Merrill Lynch) - ... | P | 22 Sept 2017 | $1,001 - $15,000 | - |
SP M40 (Merrill Lynch) - ... | P | 21 Sept 2017 | $50,001 - $100,000 | SP500 ARN ISSUER BOFA CAP 10.00% SV 2,415.07 DUE 07/27/18 |
SP M40 (Merrill Lynch) - ... | P | 19 Sept 2017 | $50,001 - $100,000 | SP500 ARN ISSUER BOFA CAP 10.00% SV 2,388.77 DUE 06/29/18 |
SP M40 (Merrill Lynch) - ... | P | 19 Sept 2017 | $50,001 - $100,000 | SX5E STEPUP ISSUER BAC STEP 27.90% SV 3,044.33 DUE 11/26/18 |
SP M81 (Merrill Lynch) - ... | E | 1 Sept 2017 | $15,001 - $50,000 | DU PONT E I DE NEMOURS PAY DATE 09/01/2017 |
SP M81 (Merrill Lynch) - ... | E | 1 Sept 2017 | $15,001 - $50,000 | DOWDUPONT INC COM PAY DATE 09/01/2017 |
SP M40 (Merrill Lynch) - ... | P | 28 Aug 2017 | $50,001 - $100,000 | RIO GRANDE CITY TEX CONS ISD SER B RF PSF GTD OID OCT15 03.500%AUG15 2037 |
SP M37 (Merrill Lynch) - ... | S | 25 Aug 2017 | $15,001 - $50,000 | SP500 CLIRN ISSUER BAC CAP 14.54% SV 1,987.66 DUE 08/25/17 Redemption |
SP M37 (Merrill Lynch) - ... | S | 25 Aug 2017 | $15,001 - $50,000 | SX5E STEPUP ISSUER HSBC STEP 30.00% SV 3,280.78 DUE 08/31/18 Redemption |
PM | P | 25 Aug 2017 | $1,001 - $15,000 | - |
KO | P | 25 Aug 2017 | $1,001 - $15,000 | - |
Trust M69 (Merrill Lynch)... | S | 25 Aug 2017 | $100,001 - $250,000 | SP500 CLIRN ISSUER BAC CAP 14.54% SV 1,987.66 DUE 08/25/17 Exchange |
SP M40 (Merrill Lynch) - ... | S | 25 Aug 2017 | $100,001 - $250,000 | SP500 CLIRN ISSUER BAC CAP 14.54% SV 1,987.66 DUE 08/25/17 Redemption |
SP M40 (Merrill Lynch) - ... | S | 25 Aug 2017 | $100,001 - $250,000 | SP500 CLIRN ISSUER BAC CAP 14.04% SV 2,089.41 DUE 10/27/17 |
CVS | S | 25 Aug 2017 | $1,001 - $15,000 | - |
KO | P | 24 Aug 2017 | $1,001 - $15,000 | - |
SP M40 (Merrill Lynch) - ... | P | 24 Aug 2017 | $50,001 - $100,000 | SX5E CLIRN ISSUER CS CAP 25.65% SV 3,444.73 DUE 08/30/19 |
CVS | S (partial) | 24 Aug 2017 | $1,001 - $15,000 | - |
SP M40 (Merrill Lynch) - ... | P | 24 Aug 2017 | $50,001 - $100,000 | SX5E STEPUP ISSUER HSBC STEP 40.00% SV 3,444.73 DUE 08/25/22 |
PM | P | 24 Aug 2017 | $1,001 - $15,000 | - |
Trust M69 (Merrill Lynch)... | P | 24 Aug 2017 | $50,001 - $100,000 | SX5E STEPUP ISSUER HSBC STEP 40.00% SV 3,444.73 DUE 08/25/22 |
Trust M69 (Merrill Lynch)... | P | 24 Aug 2017 | $50,001 - $100,000 | SX5E CLIRN ISSUER CS CAP 25.65% SV 3,444.73 DUE 08/30/19 |
INTC | S (partial) | 9 Aug 2017 | $1,001 - $15,000 | - |
MET | S (partial) | 9 Aug 2017 | $1,001 - $15,000 | - |
IBM | S (partial) | 9 Aug 2017 | $1,001 - $15,000 | - |
V | P | 9 Aug 2017 | $15,001 - $50,000 | - |
BHF | S | 9 Aug 2017 | $1,001 - $15,000 | - |
BHF | S | 9 Aug 2017 | $1,001 - $15,000 | - |
BHF | S (partial) | 8 Aug 2017 | $1,001 - $15,000 | - |
JPM | S (partial) | 7 Aug 2017 | $1,001 - $15,000 | - |
RTN | P | 19 Jul 2017 | $1,001 - $15,000 | - |
UTX | S (partial) | 18 Jul 2017 | $1,001 - $15,000 | - |
GE | S (partial) | 18 Jul 2017 | $1,001 - $15,000 | - |
MCD | S (partial) | 18 Jul 2017 | $1,001 - $15,000 | - |
SPG | S (partial) | 18 Jul 2017 | $1,001 - $15,000 | - |
VZ | P | 18 Jul 2017 | $1,001 - $15,000 | - |
DD | S (partial) | 18 Jul 2017 | $1,001 - $15,000 | - |
MSFT | S (partial) | 18 Jul 2017 | $1,001 - $15,000 | - |
RTN | P | 18 Jul 2017 | $1,001 - $15,000 | - |
MMM | S | 18 Jul 2017 | $1,001 - $15,000 | - |
SP E76 (Edward Jones) - C... | E | 12 Jul 2017 | $1,001 - $15,000 | Exchange from Washington Mutual Cl A SP E76 |
SP E76 (Edward Jones) - W... | E | 12 Jul 2017 | $1,001 - $15,000 | Exchange to Bond Fund of America SP E76 |
SP E62 (Edward Jones) - A... | P | 12 Jul 2017 | $50,001 - $100,000 | American Funds Tax Exempt Bond Fd |
SP E76 (Edward Jones) - C... | E | 12 Jul 2017 | $1,001 - $15,000 | Exchange from WASHINGTON MUTUAL INVESTORS FUND CL A |
SP E76 (Edward Jones) - B... | E | 12 Jul 2017 | $1,001 - $15,000 | Exchange from WASHINGTON MUTUAL INVESTORS FUND CL A |
SP E62 (Edward Jones) - W... | S | 12 Jul 2017 | $15,001 - $50,000 | Wimberley Tex ISD School Bonds |
SP E76 (Edward Jones) - W... | E | 12 Jul 2017 | $1,001 - $15,000 | Exchange to Capital Income Builder Cl A SP E76 |
SP E76 (Edward Jones) - B... | E | 12 Jul 2017 | $1,001 - $15,000 | Exchange from Washington Mutual Fd Cl A SP E76 |
SP E48 (Edward Jones) - J... | P | 28 Jun 2017 | $1,001 - $15,000 | - |
AAPL | P | 27 Jun 2017 | $15,001 - $50,000 | - |
SLB | S | 27 Jun 2017 | $1,001 - $15,000 | - |
DE | S | 15 May 2017 | $1,001 - $15,000 | - |
SP E62 (Edward Jones) - A... | P | 15 May 2017 | $15,001 - $50,000 | - |
DE | S (partial) | 15 May 2017 | $1,001 - $15,000 | - |
TRMB | S (partial) | 15 May 2017 | $1,001 - $15,000 | - |
SP M40 (Merrill Lynch) - ... | S (partial) | 12 May 2017 | $15,001 - $50,000 | R2000 CLIRNS ISSUER CIBC CAP 20.40% |
SP M40 (Merrill Lynch) - ... | S | 8 May 2017 | $50,001 - $100,000 | R2000 CLIRN ISSUER CIBC CAP 18.18% |
NBL | E | 3 May 2017 | $50,001 - $100,000 | Exchange from CWEI |
CWEI | E | 3 May 2017 | $50,001 - $100,000 | Exchange CWEI for NBL |
NBL | E | 3 May 2017 | $50,001 - $100,000 | Exchange CWEI to NBL |
CWEI | E | 3 May 2017 | $50,001 - $100,000 | Exchange to NBL |
SP M37 (Merrill Lynch) - ... | P | 3 May 2017 | $15,001 - $50,000 | SX5E STEPUP ISSUER HSBC STEP 30.00% |
SP M40 (Merrill Lynch) - ... | S (partial) | 2 May 2017 | $1,001 - $15,000 | R2000 ARN ISSUER SEK CAP 14.37% |
SP M40 (Merrill Lynch) - ... | S | 2 May 2017 | $50,001 - $100,000 | R2000 ARN ISSUER SEK CAP 14.37% |
SP M37 (Merrill Lynch) - ... | S | 28 Apr 2017 | $15,001 - $50,000 | SP500 ARN ISSUER BAC CAP 15.42% SV 1,951.70 DUE 04/28/17 Redemption |
SP E62 (Edward Jones) - N... | P | 27 Apr 2017 | $50,001 - $100,000 | - |
SP M40 (Merrill Lynch) - ... | P | 25 Apr 2017 | $50,001 - $100,000 | SX5E STEPUP ISSUER HSBC STEP 30.00% SV 3,221.14 DUE 09/28/18 |
SP M40 (Merrill Lynch) - ... | S | 25 Apr 2017 | $50,001 - $100,000 | - |
Trust M69 (Merrill Lynch)... | S | 20 Apr 2017 | $15,001 - $50,000 | WELLS FARGO & COMPANY JR SUBORDNTD SER K GLB VAR% PERPETUAL CALLABLE |
SP M36 (Merrill Lynch) - ... | P | 20 Apr 2017 | $50,001 - $100,000 | R2000 ARN ISSUER SEK CAP 13.83% SV 1,237.751 DUE 11/22/17 |
Trust M69 (Merrill Lynch)... | S | 20 Apr 2017 | $15,001 - $50,000 | GOLDMAN SACHS CAPITAL II - VAR% PERPETUAL |
SP M36 (Merrill Lynch) - ... | S | 20 Apr 2017 | $15,001 - $50,000 | GOLDMAN SACHS CAPITAL II - VAR% PERPETUAL |
Trust M69 (Merrill Lynch)... | P | 20 Apr 2017 | $50,001 - $100,000 | MSCI EM ARN ISSUER SEK CAP 17.65% SV 857.45 DUE 01/26/18 |
SP M36 (Merrill Lynch) - ... | S | 20 Apr 2017 | $15,001 - $50,000 | WELLS FARGO & COMPANY JR SUBORDNTD SER K GLB VAR% PERPETUAL CALLABLE |
IBM | P | 19 Apr 2017 | $1,001 - $15,000 | - |
ABT | S | 19 Apr 2017 | $15,001 - $50,000 | - |
IBM | P | 19 Apr 2017 | $1,001 - $15,000 | - |
SP E62 (Edward Jones) - U... | S | 17 Apr 2017 | $100,001 - $250,000 | UIT FIRST TRUST GLOBAL DIVID PORT SER 42 MONTHLY REINVEST Redemption |
SP E62 (Edward Jones) - H... | P | 17 Apr 2017 | $50,001 - $100,000 | - |
SP M40 (Merrill Lynch) - ... | S | 3 Apr 2017 | $15,001 - $50,000 | - |
SP M40 (Merrill Lynch) - ... | P | 3 Apr 2017 | $50,001 - $100,000 | SX5E ARN ISSUER BOFA CAP 19.80% SV 3,333.96 DUE 04/27/18 |
UNH | P | 24 Mar 2017 | $1,001 - $15,000 | - |
TMO | S | 24 Mar 2017 | $15,001 - $50,000 | - |
UNH | P | 24 Mar 2017 | $1,001 - $15,000 | - |
PM | S (partial) | 24 Mar 2017 | $1,001 - $15,000 | - |
AXP | P | 24 Mar 2017 | $1,001 - $15,000 | - |
PM | S (partial) | 24 Mar 2017 | $1,001 - $15,000 | - |
KHC | S (partial) | 24 Mar 2017 | $1,001 - $15,000 | - |
KHC | S (partial) | 24 Mar 2017 | $1,001 - $15,000 | - |
AXP | P | 24 Mar 2017 | $1,001 - $15,000 | - |
SP E62 (Edward Jones) - U... | P | 21 Mar 2017 | $15,001 - $50,000 | UIT FRIST TRUST EQUITY INCOME PORTFOLIO SER 54 MONTHLY |
SP M40 (Merrill Lynch) - ... | P | 15 Mar 2017 | $50,001 - $100,000 | R2000 ARN ISSUER SEK CAP 13.83% SV 1,237.751 DUE 11/22/17 |
SP M40 (Merrill Lynch) - ... | S | 15 Mar 2017 | $15,001 - $50,000 | DJIA LIRN ISSUER RBC PART 111.30% SV 16,846.1 DUE 06/28/19 |
SP M40 (Merrill Lynch) - ... | P | 15 Mar 2017 | $50,001 - $100,000 | R2000 ARN ISSUER SEK CAP 14.28% SV 1,217.325 DUE 09/29/17 |
SP M40 (Merrill Lynch) - ... | S | 15 Mar 2017 | $50,001 - $100,000 | INDU BUF CAP PART NTS CAP 66.45% SV 17,900.10 DUE 12/27/19 BUF 30.00% |
SP E48 (Edward Jones) - D... | S | 10 Mar 2017 | $15,001 - $50,000 | - |
SP E48 (Edward Jones) - J... | P | 10 Mar 2017 | $15,001 - $50,000 | - |
SP E48 (Edward Jones) - J... | S (partial) | 10 Mar 2017 | $1,001 - $15,000 | - |
VEU | S (partial) | 10 Mar 2017 | $1,001 - $15,000 | - |
SP E48 (Edward Jones) - J... | S | 10 Mar 2017 | $15,001 - $50,000 | - |
SP E48 (Edward Jones) - V... | P | 10 Mar 2017 | $15,001 - $50,000 | - |
IWP | P | 10 Mar 2017 | $1,001 - $15,000 | - |
SP E48 (Edward Jones) - V... | S | 10 Mar 2017 | $15,001 - $50,000 | - |
IWM | P | 10 Mar 2017 | $1,001 - $15,000 | - |
SP E48 (Edward Jones) - I... | S (partial) | 10 Mar 2017 | $1,001 - $15,000 | - |
SP E48 (Edward Jones) - I... | P | 10 Mar 2017 | $15,001 - $50,000 | - |
IWD | P | 10 Mar 2017 | $15,001 - $50,000 | - |
SP E62 (Edward Jones) - U... | S | 7 Mar 2017 | $15,001 - $50,000 | UIT FIRST TRUST SER 24 INTL CAP STRENGTH PORT Redemption |
SP M40 (Merrill Lynch) - ... | P | 17 Feb 2017 | $50,001 - $100,000 | R2000 CLIRNS ISSUER CIBC CAP 20.40% SV 1,075.699 DUE 03/28/18 |
SP M40 (Merrill Lynch) - ... | P | 6 Feb 2017 | $15,001 - $50,000 | R2000 CLIRNS ISSUER CIBC CAP 20.40% SV 1,075.699 DUE 03/28/18 |
JT M39 (Merrill Lynch) - ... | P | 3 Feb 2017 | $1,001 - $15,000 | INNATE IMMUNOTHERAPEUTIC AUD PAR ORDINARY |
SP M40 (Merrill Lynch) - ... | P | 26 Jan 2017 | $15,001 - $50,000 | R2000 STEPUP ISSUER BARC STEP 35.00% |
SP M40 (Merrill Lynch) - ... | P | 26 Jan 2017 | $50,001 - $100,000 | SP500 STEPUP ISSUER HSBC STEP 35.00% Attributed to wrong account on Periodi... |
JT M39 (Merrill Lynch) - ... | P | 26 Jan 2017 | $1,001 - $15,000 | INNATE IMMUNOTHERAPEUTIC AUD PAR ORDINARY |
Trust M69 (Merrill Lynch)... | P | 26 Jan 2017 | $15,001 - $50,000 | SP500 STEPUP ISSUER HSBC STEP 35.00% SV 2,296.68 DUE 01/27/23 BUF15% CALL T... |
SP M37 (Merrill Lynch) - ... | S | 19 Jan 2017 | $15,001 - $50,000 | WELLS FARGO & COMPANY JR SUBORDNTD SER |
SP M37 (Merrill Lynch) - ... | P | 19 Jan 2017 | $50,001 - $100,000 | SPX/SX5E STEPUP ISS HSBC STEP 22.80% |
SP M37 (Merrill Lynch) - ... | S | 19 Jan 2017 | $15,001 - $50,000 | US BANCORP JR SUBORDNTD |
JPM | S (partial) | 18 Jan 2017 | $1,001 - $15,000 | - |
PM | P | 18 Jan 2017 | $1,001 - $15,000 | - |
SPG | P | 18 Jan 2017 | $1,001 - $15,000 | - |
SPG | P | 18 Jan 2017 | $1,001 - $15,000 | - |
Trust M69 (Merrill Lynch)... | S | 17 Jan 2017 | $15,001 - $50,000 | SP500 CLIRN ISSUER CS CAP 19.85% |
SP M40 (Merrill Lynch) - ... | S | 17 Jan 2017 | $100,001 - $250,000 | SP500 CLIRN ISSUER CS CAP 19.85% |
SP M40 (Merrill Lynch) - ... | S | 17 Jan 2017 | $100,001 - $250,000 | SP500 STEPUP ISSUER BNS STEP 16.30% |
BHF | P | 12 Sept 2016 | $1,001 - $15,000 | - |
SP M37 (Merrill Lynch) - ... | S | 18 May 2015 | $15,001 - $50,000 | - |