Suzan K. DelBeneFiling
Amendment Report | Filed on 15 May 2018
This congressional financial disclosure from Suzan K. DelBene (amendment report) contains 38 stock trades. It was filed on 15 May 2018. Reported tickers include OSRN DE, FLTX, HASI, CCC, AYI, and 12 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.
This filing contains 38 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 853 days after the trade date. Only 0% of transactions met the disclosure requirement.
Want to automatically copy Pelosi trades?
Mirror Nancy Pelosi's portfolio with just one click on eToro.
Copy Trading does not amount to investment advice. The value of your investments may go up or down. Your capital is at risk.
Past Performance is not an indication of future results.
STOCK Act Compliance Violation
This filing contains 38 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.
Transactions
Bear Stearns Co 5.55% due... | S | 15 Nov 2016 | $100,001 - $250,000 | Corporate Security (cusip 073902PN2) |
Dignity Health 2014A Bd 3... | S (partial) | 25 Oct 2016 | $50,001 - $100,000 | Corporate Security (cusip 254010AD3) |
American Intl Group Inc 5... | S (partial) | 25 Oct 2016 | $15,001 - $50,000 | Corporate Security (cusip 02687QDG0) |
Amern Tower Corp 4.5% due... | S (partial) | 24 Oct 2016 | $50,001 - $100,000 | Corporate Security (cusip 029912BD3) |
Aflac Inc Sr Nt 2.4% due ... | S | 21 Oct 2016 | $250,001 - $500,000 | Corporate Security (cusip 001055AN2) |
Great Lakes Wtr Auth Mich... | P | 14 Oct 2016 | $250,001 - $500,000 | - |
ELRC | S | 11 Aug 2016 | $50,001 - $100,000 | - |
Gryphon Partners IV [HE] | P | 10 Aug 2016 | $250,001 - $500,000 | - |
Bay Area Toll Auth Calif ... | S | 10 Aug 2016 | $250,001 - $500,000 | - |
Centarl Tex Regl Mobility... | P | 8 Aug 2016 | $250,001 - $500,000 | - |
Columbia Pacific Income F... | P | 29 Jun 2016 | $250,001 - $500,000 | Commercial real estate lending fund |
Bay Area Toll Auth Calif ... | S (partial) | 23 Jun 2016 | $100,001 - $250,000 | - |
Connecticut Hsg 2.75% due... | S (partial) | 23 Jun 2016 | $100,001 - $250,000 | - |
DIA LN | S | 10 Jun 2016 | $1,001 - $15,000 | Foreign Exchange Position (ticker DIA LN) |
FLTX | S | 9 Jun 2016 | $15,001 - $50,000 | - |
HASI | S | 9 Jun 2016 | $50,001 - $100,000 | - |
AYI | S | 9 Jun 2016 | $15,001 - $50,000 | - |
DIA LN | S | 9 Jun 2016 | $1,001 - $15,000 | Foreign Exchange Position (ticker DIA LN) |
CGNX | S | 9 Jun 2016 | $15,001 - $50,000 | - |
AALB NA | S | 9 Jun 2016 | $15,001 - $50,000 | Foreign Exchange Position (ticker AALB NA) |
CAFD | S | 9 Jun 2016 | $15,001 - $50,000 | - |
FLS | S | 9 Jun 2016 | $15,001 - $50,000 | - |
6954 JP | S | 9 Jun 2016 | $15,001 - $50,000 | Foreign Exchange Position (ticker 6954 JP) |
BMI | S | 9 Jun 2016 | $15,001 - $50,000 | - |
BIOA | S | 9 Jun 2016 | $1,001 - $15,000 | - |
BWA | S | 9 Jun 2016 | $15,001 - $50,000 | - |
FSLR | S | 9 Jun 2016 | $15,001 - $50,000 | - |
City of Seattle 5% Due 5/... | S | 31 Mar 2016 | $250,001 - $500,000 | - |
AYI | S | 17 Mar 2016 | $1,001 - $15,000 | - |
Dignity Health 2014A BD 3... | S (partial) | 9 Mar 2016 | $100,001 - $250,000 | Corporate Security (cusip 254010AD3) |
Federal Home Loan Banks 0... | S | 8 Mar 2016 | $100,001 - $250,000 | - |
BMI | S | 2 Mar 2016 | $1,001 - $15,000 | - |
CCC | S | 26 Feb 2016 | $15,001 - $50,000 | - |
Federal Home Loan Banks 0... | S (partial) | 24 Feb 2016 | $250,001 - $500,000 | - |
FSLR | S | 12 Feb 2016 | $1,001 - $15,000 | - |
WMS | S | 2 Feb 2016 | $15,001 - $50,000 | - |
OSRN DE | S | 20 Jan 2016 | $15,001 - $50,000 | Foreign Exchange Position (ticker OSRN DE) |
Huntington Capital Fund I... | P | 13 Jan 2016 | $50,001 - $100,000 | - |