Lisa Blunt RochesterFiling

Amendment | Filed on 07 Aug 2019

This congressional financial disclosure from Lisa Blunt Rochester (filing amendment) contains 79 stock trades. It was filed on 7 August 2019. Reported tickers include IAU, VWO, CSJ, IWB, IJH, and 12 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 79 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 582 days after the trade date. Only 0% of transactions met the disclosure requirement.

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STOCK Act Compliance Violation

This filing contains 79 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

582
Days Late (Max)
0%
Compliance Rate
79/79
Non-Compliant
About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.
Politician Name
Lisa Blunt Rochester
Filing Type
Amendment
Filed Date
07 Aug 2019
View Original Filing (PDF)

Transactions

79 transactions
VEA
P28 Dec 2018$15,001 - $50,000VANGUARD FTSE DEV MKT ETF (VEA)
VEA
P28 Dec 2018$100,001 - $250,000VANGUARD FTSE DEV MKT ETF (VEA)
IJR
S19 Dec 2018$15,001 - $50,000ISHARES CORE S&P SCP ETF (IJR)
IJR
S19 Dec 2018$100,001 - $250,000ISHARES CORE S&P SCP ETF (IJR)
SHY
P13 Dec 2018$15,001 - $50,000ISHARES 1 3 YR TREAS BD ETF (SHY)
IGIB
S (partial)13 Dec 2018$15,001 - $50,000ISHARES INTRM TR CRP ETF (IGIB)
IGSB
S30 Nov 2018$50,001 - $100,000ISHARES SH TR CRPORT ETF (IGSB) (FORMERLY TICKER SYMBOL CSJ)
LISA BLUNT ROCHESTER REV ...
P30 Nov 2018$50,001 - $100,000CINCINNATI FINANCIAL CORP SENIOR DEBENTURE 6.92% 05/15/2028 BUY TRADE 60 @1...
ICF
S12 Oct 2018$15,001 - $50,000ISHARES COHEN STEER REIT ETF (ICF)
ICF
S12 Oct 2018$100,001 - $250,000iShares Cohen & Steers REIT ETF (ICF)
SPY
S (partial)4 Oct 2018$15,001 - $50,000SPDR TR S&P 500 ETF TR (SPY)
IJR
S (partial)4 Oct 2018$1,001 - $15,000ISHARES CORE S&P SCP ETF (IJR)
LISA BLUNT ROCHESTER REV ...
P17 Sept 2018$15,001 - $50,000THERMO FISHER SCIENTIFIC SENIOR NOTE CALLABLE M/W 3.65% 12/15/2025 BUY TRAD...
LISA BLUNT ROCHESTER REV ...
S14 Sept 2018$15,001 - $50,000BLOCK FINANCIAL CORP SR NOTE CLBL M/W CR SENS 5.5% 11/01/2022 SELL TRADE 25...
LISA BLUNT ROCHESTER REV ...
P6 Sept 2018$15,001 - $50,000STARBUCKS CORP SENIOR NOTE CALLABLE M/W 3.8% 08/15/2025
IJH
P28 Aug 2018$1,001 - $15,000ISHARES CORE S&P MCP ETF (IJH)
IJR
S (partial)28 Aug 2018$1,001 - $15,000ISHARES CORE S&P SCP ETF (IJR)
IJH
P16 Aug 2018$15,001 - $50,000ISHARES CORE S&P MID-CAP ETF (IJH)
MBB
P16 Aug 2018$50,001 - $100,000ISHARES MBS ETF (MBB)
IAU
P16 Aug 2018$1,001 - $15,000ISHARES GOLD TRUST ISHARES ETF (IAU)
VWO
P16 Aug 2018$15,001 - $50,000VANGUARD FTSE EMR MKT ETF (VWO)
SPY
P16 Aug 2018$1,001 - $15,000SPDR TR S&P 500 ETF TR (SPY)
VEA
P16 Aug 2018$15,001 - $50,000VANGUARD FTSE DEV MKT ETF (VEA)
IAU
P3 Aug 2018$15,001 - $50,000ISHARES GOLD TRUST ISHARES ETF (IAU)
JNK
P3 Aug 2018$1,001 - $15,000SPDR FTSE BLOOMBERG BRCLYS HI YLD BD ETF (JNK)
MBB
P3 Aug 2018$100,001 - $250,000ISHARES MBS ETF (MBB)
IJH
P3 Aug 2018$100,001 - $250,000ISHARES CORE S&P MID-CAP ETF (IJH)
Charles Rochester Jr Esta...
S23 Jul 2018$250,001 - $500,000Cantaro, a real estate development partnership.
LISA BLUNT ROCHESTER REV ...
P30 May 2018$15,001 - $50,000GOLDMAN SACHS BK USA NY CD 3%
LISA BLUNT ROCHESTER REV ...
P30 May 2018$100,001 - $250,000GOLDMAN SACHS BK USA NY CD 3%
LISA BLUNT ROCHESTER IRA ...
P30 May 2018$15,001 - $50,000GOLDMAN SACHS BK USA NY CD 3%
LISA BLUNT ROCHESTER IRA ...
P30 May 2018$15,001 - $50,000GOLDMAN SACHS BK USA NY CD 3% 06/07/2021
VEA
S (partial)29 May 2018$15,001 - $50,000VANGUARD FTSE DEV MKT ETF (VEA)
VEA
S (partial)29 May 2018$250,001 - $500,000VANGUARD FTSE DEV MKT ETF (VEA)
AGG
S (partial)16 May 2018$1,001 - $15,000ISHARES CORE US AGGBD (AGG)
CSJ
P16 May 2018$1,001 - $15,000CSJ became IGSB.
CSJ
P10 May 2018$15,001 - $50,000CSJ became IGSB
LISA BLUNT ROCHESTER REV ...
S (partial)10 May 2018$50,001 - $100,000ISHARES CORE US AGG BD ETF
CSJ
P10 May 2018$50,001 - $100,000ISHARES 1 3 YR CR BD ETF (CSJ)
AGG
S10 May 2018$15,001 - $50,000ISHARES CORE US AGGBD ET ETF (AGG)
IWB
S (partial)26 Apr 2018$1,001 - $15,000ISHARES RUS 1000 ETF (IWB)
SPY
S (partial)26 Apr 2018$1,001 - $15,000SPDR TR S&P 500 ETF TR (SPY)
VEA
S (partial)26 Apr 2018$15,001 - $50,000VANGUARD FTSE DEV MKT ETF (VEA)
IJH
S (partial)26 Apr 2018$15,001 - $50,000ISHARES CORE S&P MID-CAP ETF (IJH)
JNK
S (partial)26 Apr 2018$1,001 - $15,000SPDR SERIES TRUST BLOOMBERG BRCLYS ETF (JNK)
MBB
S (partial)26 Apr 2018$1,001 - $15,000ISHARES MBS ETF (MBB)
LISA BLUNT ROCHESTER REV ...
S (partial)6 Apr 2018$50,001 - $100,000ISHARES CORE US AGG BD ETF
VEA
S (partial)6 Apr 2018$15,001 - $50,000VANGUARD FTSE DEV MKT ETF (VEA)
IAU
S (partial)6 Apr 2018$1,001 - $15,000ISHARES GOLD TRUST ISHARES ETF (IAU)
SPY
P6 Apr 2018$15,001 - $50,000SPDR TR S&P 500 ETF TR (SPY)
IJR
S (partial)6 Apr 2018$15,001 - $50,000ISHARES CORE S&P SCP ETF (IJR)
ICF
S6 Apr 2018$15,001 - $50,000iShares Cohen & Steers REIT ETF (ICF)
LISA BLUNT ROCHESTER IRA ...
P6 Mar 2018$1,001 - $15,000CARLISLE COS INC SENIOR NOTE CALLABLE M/W 3.75%
LISA BLUNT ROCHESTER IRA ...
P6 Mar 2018$1,001 - $15,000CARLISLE COS INC SENIOR NOTE CALLABLE M/W 3.75% 12/01/2027 BUY
LISA BLUNT ROCHESTER IRA ...
P2 Mar 2018$15,001 - $50,000CINCINNATI FINANCIAL CORP SENIOR DEBENTURE 6.92%
LISA BLUNT ROCHESTER IRA ...
P2 Mar 2018$15,001 - $50,000CINCINNATI FINANCIAL CORP SENIOR DEBENTURE, RATE: 6.92
IJR
S (partial)1 Mar 2018$1,001 - $15,000ISHARES CORE S&P SCP ETF (IJR)
CIU
S1 Mar 2018$1,001 - $15,000ISHARES INTRMD CR BD ETF (CIU)
AGG
S (partial)1 Mar 2018$1,001 - $15,000ISHARES CORE US AGGBD ET ETF (AGG)
LISA BLUNT ROCHESTER REV ...
P22 Feb 2018$15,001 - $50,000LYB INTL FINANCE BV SENIOR NOTE M/W 4% 07/15/2023 BUY TRADE 40 @102.521
LISA BLUNT ROCHESTER REV ...
S15 Feb 2018$15,001 - $50,000HESS CORPORATION SENIOR NOTE M/W 8.125% 02/15/2019
IAU
P3 Jan 2018$15,001 - $50,000ISHARES GOLD TRUST ISHARES ETF (IAU)
VWO
P3 Jan 2018$50,001 - $100,000VANGUARD FTSE EMR MKT ETF (VWO)
IJR
P3 Jan 2018$15,001 - $50,000ISHARES CORE S&P SMALL-CAP ETF (IJR)
IWB
P3 Jan 2018$100,001 - $250,000ISHARES RUS 1000 ETF (IWB)
JNK
P3 Jan 2018$15,001 - $50,000SPDR FTSE BLOOMBERG BRCLYS HI YLD BD ETF (JNK)
LISA BLUNT ROCHESTER REV ...
P3 Jan 2018$50,001 - $100,000ISHARES CORE US AGG BD ETF
VEA
P3 Jan 2018$100,001 - $250,000VANGUARD FTSE DEV MKT ETF (VEA)
IJH
P3 Jan 2018$100,001 - $250,000ISHARES CORE S&P MID-CAP ETF (IJH)
ICF
P3 Jan 2018$15,001 - $50,000iShares Cohen & Steers REIT ETF (ICF)
SPY
P3 Jan 2018$100,001 - $250,000SPDR TR S&P 500 ETF TR (SPY)
LISA BLUNT ROCHESTER REV ...
S2 Jan 2018$100,001 - $250,000MOODY'S CORP SENIOR MED TERM NOTE CLBL M/W 2.75% 07/15/2019 SELL TRADE 100 ...
LISA BLUNT ROCHESTER REV ...
S2 Jan 2018$100,001 - $250,000CVS HEALTH CORPORATION SENIOR NOTE CALLABLE M/W 3.375% 08/12/2024 SELL TRAD...
LISA BLUNT ROCHESTER REV ...
S2 Jan 2018$100,001 - $250,000NVR INC SENIOR NOTE CALLABLE M/W 3.95% 09/15/2022 SELL TRADE 120 @104.105
TOTL
S (partial)2 Jan 2018$100,001 - $250,000SPDR DoubleLine Total Return Tactical ETF (TOTL)
LISA BLUNT ROCHESTER REV ...
S2 Jan 2018$100,001 - $250,000$FZC: BHP BILLITON FIN USA LTD SENIOR NOTE 2.875% 02/24/2022 SELL TRADE 100...
LISA BLUNT ROCHESTER REV ...
S2 Jan 2018$100,001 - $250,000CHEVRON CORP SENIOR NOTE CALLABLE M/W 3.326% 11/17/2025 SELL TRADE 100 @102...
LISA BLUNT ROCHESTER REV ...
S2 Jan 2018$50,001 - $100,000HCP INC SENIOR NOTE CALLABLE M/W 4% 06/01/2025 SELL TRADE 75 @102.302
MBB
S (partial)2 Jan 2018$100,001 - $250,000ISHARES MBS ETF (MBB)
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