Lisa Blunt RochesterFiling
Amendment | Filed on 07 Aug 2019
This congressional financial disclosure from Lisa Blunt Rochester (filing amendment) contains 79 stock trades. It was filed on 7 August 2019. Reported tickers include IAU, VWO, CSJ, IWB, IJH, and 12 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.
This filing contains 79 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 582 days after the trade date. Only 0% of transactions met the disclosure requirement.
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STOCK Act Compliance Violation
This filing contains 79 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.
Transactions
VEA | P | 28 Dec 2018 | $15,001 - $50,000 | VANGUARD FTSE DEV MKT ETF (VEA) |
VEA | P | 28 Dec 2018 | $100,001 - $250,000 | VANGUARD FTSE DEV MKT ETF (VEA) |
IJR | S | 19 Dec 2018 | $15,001 - $50,000 | ISHARES CORE S&P SCP ETF (IJR) |
IJR | S | 19 Dec 2018 | $100,001 - $250,000 | ISHARES CORE S&P SCP ETF (IJR) |
SHY | P | 13 Dec 2018 | $15,001 - $50,000 | ISHARES 1 3 YR TREAS BD ETF (SHY) |
IGIB | S (partial) | 13 Dec 2018 | $15,001 - $50,000 | ISHARES INTRM TR CRP ETF (IGIB) |
IGSB | S | 30 Nov 2018 | $50,001 - $100,000 | ISHARES SH TR CRPORT ETF (IGSB) (FORMERLY TICKER SYMBOL CSJ) |
LISA BLUNT ROCHESTER REV ... | P | 30 Nov 2018 | $50,001 - $100,000 | CINCINNATI FINANCIAL CORP SENIOR DEBENTURE 6.92% 05/15/2028 BUY TRADE 60 @1... |
ICF | S | 12 Oct 2018 | $15,001 - $50,000 | ISHARES COHEN STEER REIT ETF (ICF) |
ICF | S | 12 Oct 2018 | $100,001 - $250,000 | iShares Cohen & Steers REIT ETF (ICF) |
SPY | S (partial) | 4 Oct 2018 | $15,001 - $50,000 | SPDR TR S&P 500 ETF TR (SPY) |
IJR | S (partial) | 4 Oct 2018 | $1,001 - $15,000 | ISHARES CORE S&P SCP ETF (IJR) |
LISA BLUNT ROCHESTER REV ... | P | 17 Sept 2018 | $15,001 - $50,000 | THERMO FISHER SCIENTIFIC SENIOR NOTE CALLABLE M/W 3.65% 12/15/2025 BUY TRAD... |
LISA BLUNT ROCHESTER REV ... | S | 14 Sept 2018 | $15,001 - $50,000 | BLOCK FINANCIAL CORP SR NOTE CLBL M/W CR SENS 5.5% 11/01/2022 SELL TRADE 25... |
LISA BLUNT ROCHESTER REV ... | P | 6 Sept 2018 | $15,001 - $50,000 | STARBUCKS CORP SENIOR NOTE CALLABLE M/W 3.8% 08/15/2025 |
IJH | P | 28 Aug 2018 | $1,001 - $15,000 | ISHARES CORE S&P MCP ETF (IJH) |
IJR | S (partial) | 28 Aug 2018 | $1,001 - $15,000 | ISHARES CORE S&P SCP ETF (IJR) |
IJH | P | 16 Aug 2018 | $15,001 - $50,000 | ISHARES CORE S&P MID-CAP ETF (IJH) |
MBB | P | 16 Aug 2018 | $50,001 - $100,000 | ISHARES MBS ETF (MBB) |
IAU | P | 16 Aug 2018 | $1,001 - $15,000 | ISHARES GOLD TRUST ISHARES ETF (IAU) |
VWO | P | 16 Aug 2018 | $15,001 - $50,000 | VANGUARD FTSE EMR MKT ETF (VWO) |
SPY | P | 16 Aug 2018 | $1,001 - $15,000 | SPDR TR S&P 500 ETF TR (SPY) |
VEA | P | 16 Aug 2018 | $15,001 - $50,000 | VANGUARD FTSE DEV MKT ETF (VEA) |
IAU | P | 3 Aug 2018 | $15,001 - $50,000 | ISHARES GOLD TRUST ISHARES ETF (IAU) |
JNK | P | 3 Aug 2018 | $1,001 - $15,000 | SPDR FTSE BLOOMBERG BRCLYS HI YLD BD ETF (JNK) |
MBB | P | 3 Aug 2018 | $100,001 - $250,000 | ISHARES MBS ETF (MBB) |
IJH | P | 3 Aug 2018 | $100,001 - $250,000 | ISHARES CORE S&P MID-CAP ETF (IJH) |
Charles Rochester Jr Esta... | S | 23 Jul 2018 | $250,001 - $500,000 | Cantaro, a real estate development partnership. |
LISA BLUNT ROCHESTER REV ... | P | 30 May 2018 | $15,001 - $50,000 | GOLDMAN SACHS BK USA NY CD 3% |
LISA BLUNT ROCHESTER REV ... | P | 30 May 2018 | $100,001 - $250,000 | GOLDMAN SACHS BK USA NY CD 3% |
LISA BLUNT ROCHESTER IRA ... | P | 30 May 2018 | $15,001 - $50,000 | GOLDMAN SACHS BK USA NY CD 3% |
LISA BLUNT ROCHESTER IRA ... | P | 30 May 2018 | $15,001 - $50,000 | GOLDMAN SACHS BK USA NY CD 3% 06/07/2021 |
VEA | S (partial) | 29 May 2018 | $15,001 - $50,000 | VANGUARD FTSE DEV MKT ETF (VEA) |
VEA | S (partial) | 29 May 2018 | $250,001 - $500,000 | VANGUARD FTSE DEV MKT ETF (VEA) |
AGG | S (partial) | 16 May 2018 | $1,001 - $15,000 | ISHARES CORE US AGGBD (AGG) |
CSJ | P | 16 May 2018 | $1,001 - $15,000 | CSJ became IGSB. |
CSJ | P | 10 May 2018 | $15,001 - $50,000 | CSJ became IGSB |
LISA BLUNT ROCHESTER REV ... | S (partial) | 10 May 2018 | $50,001 - $100,000 | ISHARES CORE US AGG BD ETF |
CSJ | P | 10 May 2018 | $50,001 - $100,000 | ISHARES 1 3 YR CR BD ETF (CSJ) |
AGG | S | 10 May 2018 | $15,001 - $50,000 | ISHARES CORE US AGGBD ET ETF (AGG) |
IWB | S (partial) | 26 Apr 2018 | $1,001 - $15,000 | ISHARES RUS 1000 ETF (IWB) |
SPY | S (partial) | 26 Apr 2018 | $1,001 - $15,000 | SPDR TR S&P 500 ETF TR (SPY) |
VEA | S (partial) | 26 Apr 2018 | $15,001 - $50,000 | VANGUARD FTSE DEV MKT ETF (VEA) |
IJH | S (partial) | 26 Apr 2018 | $15,001 - $50,000 | ISHARES CORE S&P MID-CAP ETF (IJH) |
JNK | S (partial) | 26 Apr 2018 | $1,001 - $15,000 | SPDR SERIES TRUST BLOOMBERG BRCLYS ETF (JNK) |
MBB | S (partial) | 26 Apr 2018 | $1,001 - $15,000 | ISHARES MBS ETF (MBB) |
LISA BLUNT ROCHESTER REV ... | S (partial) | 6 Apr 2018 | $50,001 - $100,000 | ISHARES CORE US AGG BD ETF |
VEA | S (partial) | 6 Apr 2018 | $15,001 - $50,000 | VANGUARD FTSE DEV MKT ETF (VEA) |
IAU | S (partial) | 6 Apr 2018 | $1,001 - $15,000 | ISHARES GOLD TRUST ISHARES ETF (IAU) |
SPY | P | 6 Apr 2018 | $15,001 - $50,000 | SPDR TR S&P 500 ETF TR (SPY) |
IJR | S (partial) | 6 Apr 2018 | $15,001 - $50,000 | ISHARES CORE S&P SCP ETF (IJR) |
ICF | S | 6 Apr 2018 | $15,001 - $50,000 | iShares Cohen & Steers REIT ETF (ICF) |
LISA BLUNT ROCHESTER IRA ... | P | 6 Mar 2018 | $1,001 - $15,000 | CARLISLE COS INC SENIOR NOTE CALLABLE M/W 3.75% |
LISA BLUNT ROCHESTER IRA ... | P | 6 Mar 2018 | $1,001 - $15,000 | CARLISLE COS INC SENIOR NOTE CALLABLE M/W 3.75% 12/01/2027 BUY |
LISA BLUNT ROCHESTER IRA ... | P | 2 Mar 2018 | $15,001 - $50,000 | CINCINNATI FINANCIAL CORP SENIOR DEBENTURE 6.92% |
LISA BLUNT ROCHESTER IRA ... | P | 2 Mar 2018 | $15,001 - $50,000 | CINCINNATI FINANCIAL CORP SENIOR DEBENTURE, RATE: 6.92 |
IJR | S (partial) | 1 Mar 2018 | $1,001 - $15,000 | ISHARES CORE S&P SCP ETF (IJR) |
CIU | S | 1 Mar 2018 | $1,001 - $15,000 | ISHARES INTRMD CR BD ETF (CIU) |
AGG | S (partial) | 1 Mar 2018 | $1,001 - $15,000 | ISHARES CORE US AGGBD ET ETF (AGG) |
LISA BLUNT ROCHESTER REV ... | P | 22 Feb 2018 | $15,001 - $50,000 | LYB INTL FINANCE BV SENIOR NOTE M/W 4% 07/15/2023 BUY TRADE 40 @102.521 |
LISA BLUNT ROCHESTER REV ... | S | 15 Feb 2018 | $15,001 - $50,000 | HESS CORPORATION SENIOR NOTE M/W 8.125% 02/15/2019 |
IAU | P | 3 Jan 2018 | $15,001 - $50,000 | ISHARES GOLD TRUST ISHARES ETF (IAU) |
VWO | P | 3 Jan 2018 | $50,001 - $100,000 | VANGUARD FTSE EMR MKT ETF (VWO) |
IJR | P | 3 Jan 2018 | $15,001 - $50,000 | ISHARES CORE S&P SMALL-CAP ETF (IJR) |
IWB | P | 3 Jan 2018 | $100,001 - $250,000 | ISHARES RUS 1000 ETF (IWB) |
JNK | P | 3 Jan 2018 | $15,001 - $50,000 | SPDR FTSE BLOOMBERG BRCLYS HI YLD BD ETF (JNK) |
LISA BLUNT ROCHESTER REV ... | P | 3 Jan 2018 | $50,001 - $100,000 | ISHARES CORE US AGG BD ETF |
VEA | P | 3 Jan 2018 | $100,001 - $250,000 | VANGUARD FTSE DEV MKT ETF (VEA) |
IJH | P | 3 Jan 2018 | $100,001 - $250,000 | ISHARES CORE S&P MID-CAP ETF (IJH) |
ICF | P | 3 Jan 2018 | $15,001 - $50,000 | iShares Cohen & Steers REIT ETF (ICF) |
SPY | P | 3 Jan 2018 | $100,001 - $250,000 | SPDR TR S&P 500 ETF TR (SPY) |
LISA BLUNT ROCHESTER REV ... | S | 2 Jan 2018 | $100,001 - $250,000 | MOODY'S CORP SENIOR MED TERM NOTE CLBL M/W 2.75% 07/15/2019 SELL TRADE 100 ... |
LISA BLUNT ROCHESTER REV ... | S | 2 Jan 2018 | $100,001 - $250,000 | CVS HEALTH CORPORATION SENIOR NOTE CALLABLE M/W 3.375% 08/12/2024 SELL TRAD... |
LISA BLUNT ROCHESTER REV ... | S | 2 Jan 2018 | $100,001 - $250,000 | NVR INC SENIOR NOTE CALLABLE M/W 3.95% 09/15/2022 SELL TRADE 120 @104.105 |
TOTL | S (partial) | 2 Jan 2018 | $100,001 - $250,000 | SPDR DoubleLine Total Return Tactical ETF (TOTL) |
LISA BLUNT ROCHESTER REV ... | S | 2 Jan 2018 | $100,001 - $250,000 | $FZC: BHP BILLITON FIN USA LTD SENIOR NOTE 2.875% 02/24/2022 SELL TRADE 100... |
LISA BLUNT ROCHESTER REV ... | S | 2 Jan 2018 | $100,001 - $250,000 | CHEVRON CORP SENIOR NOTE CALLABLE M/W 3.326% 11/17/2025 SELL TRADE 100 @102... |
LISA BLUNT ROCHESTER REV ... | S | 2 Jan 2018 | $50,001 - $100,000 | HCP INC SENIOR NOTE CALLABLE M/W 4% 06/01/2025 SELL TRADE 75 @102.302 |
MBB | S (partial) | 2 Jan 2018 | $100,001 - $250,000 | ISHARES MBS ETF (MBB) |