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Nancy Pelosi Filing

Annual Report | Filed on 15 May 2023

STOCK Act Compliance Violation

This filing contains 33 transactions that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

479
Days Late (Max)
0%
Compliance Rate
33/33
Non-Compliant
About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.
Politician Name
Nancy Pelosi
Filing Type
Annual Report
Filed Date
15 May 2023
View Original Filing (PDF)

Transactions

105 transactions
NVDA
S (partial)30 Dec 2022$250,001 - $500,000Sold 1,000 shares. C: Sold 1,000 shares at an average price ...
NFLX
S (partial)29 Dec 2022$250,001 - $500,000Sold 1,000 shares. C: Sold 1,000 shares at an average price ...
AB
S (partial)28 Dec 2022$500,001 - $1,000,000Sold 20,000 shares. C: Sold 20,000 shares at an average pric...
GOOG
S28 Dec 2022$500,001Sold 10,000 shares. Alphabet Inc. - Class C Capital Stock (G...
12/28/2022S (partial) $250,001 - $500,00...
S (partial)28 Dec 2022$250,001 - $500,000Sold 5,000 shares. C: Sold 5,000 shares at an average price ...
CRM
S (partial)28 Dec 2022$100,001 - $250,000Sold 5,000 shares. C: Sold 5,000 shares at an average price ...
RBLX
P27 Dec 2022$15,001 - $50,000Additional investment in LLC which acquired five Courtyard b...
GOOGL
S (partial)21 Dec 2022$500,001 - $1,000,000Sold 10,000 shares. Alphabet Inc. - Class A (GOOGL) [ST]
PYPL
S (partial)21 Dec 2022$250,001 - $500,000Sold 5,000 shares. C: Sold 5,000 shares at an average price ...
WBD
S (partial)21 Dec 2022$500,001 - $1,000,000Sold 10,000 shares. C: Sold 10,000 shares at an average pric...
GOOGL
S (partial)20 Dec 2022$500,001 - $1,000,000Sold 10,000 shares. Alphabet Inc. - Class A (GOOGL) [ST]
TSLA
S20 Dec 2022$9.00Sold 130 call options purchased 12/20/21 with a strike price...
V
S (partial)20 Dec 2022$500,001 - $1,000,000Sold 5,000 shares. C: Sold 5,000 shares at an average price ...
AXP
P16 Sept 2022$1,000,001 - $5,000,000Exercised 200 call options purchased 12/17/21 (20,000 shares...
MSFT
S16 Sept 2022$15,001 - $50,000Sold 100 call options purchased 12/21/21 with a strike price...
PYPL
S16 Sept 2022$100,001 - $250,000Sold 50 call options purchased 7/23/21 with a strike price o...
DIS
P16 Sept 2022$1.0050 call options purchased 12/17/21 with a strike price of $1...
08/24/2022P$15,001 - $50,000 D: Addition...
P24 Aug 2022$15,001 - $50,000Additional investment in LLC which acquired five Courtyard b...
NVDA
S26 Jul 2022$1,000,001 - $5,000,000Sold 25,000 shares. C: Sold 25,000 shares at an average pric...
V
S (partial)21 Jun 2022$1,000,001 - $5,000,000Sold 10,000 shares. Visa Inc. (V) [ST]
MU
S (partial)17 Jun 2022$100,001 - $250,000Sold 50 call options with a strike price of $100 and an expi...
NVDA
P17 Jun 2022$1,000,001 - $5,000,000Exercised 200 call options (20,000 shares) expiring 6/17/22 ...
AAPL
P24 May 2022$250,001 - $500,000Purchased 50 call options with a strike price of $80 and an ...
MSFT
P24 May 2022$50,001 - $100,000Purchased 10 call options with a strike price of $180 and an...
NFLX
P24 May 2022$250,001 - $500,000Purchased 40 call options with a strike price of $180 and an...
AAPL
P13 May 2022$500,001 - $1,000,000Purchased 100 call options with a strike price of $80 and an...
Unknown
s11 Apr 2022$50,001 - $100,0002419 shares received as the result of a spinoff of AT&T (T) ...
TSLA
P17 Mar 2022$1,000,001 - $5,000,000Exercised 25 call options (2,500 shares) expiring 3/18/22 at...
GOOGL
P27 Jan 2022$250,001 - $500,000Purchased 10,000 units in a global asset management firm pro...
AAPL
P21 Jan 2022$250,001 - $500,000Exercised 50 call options (5,000 shares) expiring 1/21/22 at...
AAPL
P21 Jan 2022$1,000,001 - $5,000,000Exercised 100 call options (10,000 shares) expiring 1/21/22 ...
PYPL
P21 Jan 2022$500,001 - $1,000,000Exercised 50 call options (5,000 shares) expiring 1/21/22 at...
DIS
P21 Jan 2022$1,000,001 - $5,000,000Exercised 100 call options (10,000 shares) expiring 1/21/22 ...
$5,000,001 - $25,000,000 Rent$100,001 - ...
SUnknown$5,000,001 - $25,000,000-
AB
SUnknown$5,000,001 - $25,000,000-
GOOGL
PUnknown$1,000,001 - $5,000,000Limited partnership in a global asset management firm provid...
GOOGL
pUnknown$5,000,001 - $25,000,000-
AMZN
sUnknown$1,00010 call options with a strike price of $2,000 and an expirat...
AMZN
PUnknown$5,000,001 - $25,000,000-
AXP
pUnknown$100,001 - $1,000,00020 call options with a strike price of $3,000 and an expirat...
AXP
sUnknown$500,001 - $1,000,000-
AAPL
pUnknown$8050 call options with a strike price of $80 with an expiratio...
AAPL
sUnknown$5,000,001 - $25,000,000-
AAPL
pUnknown$1,001 - $2,500100 call options with a strike price of $100 with an expirat...
$500,001 - $1,000,000 None D: 100 call o...
pUnknown$500,001 - $1,000,000100 call options with a strike price of $80 and an expiratio...
T
SUnknown$15,001 - $50,000Limited partnership investment in Aristotle Publishing, Inc....
$100,001 - $250,000 Dividends$5,001 - $1...
sUnknown$100,001 - $250,000-
$5,000,001 - $25,000,000 Partnership Inc...
PUnknown$5,000,001 - $25,000,000Limited partnership investment in resort hotel. Bank of Amer...
$1,001 - $15,000None D: San Francisco, C...
SUnknown$1,001 - $15,000San Francisco, CA Bank of America - Checking Account [BA]JT$...
SQ
sUnknown$1,001 - $15,000Washington, DC Block, Inc. Class A Common Stock, (SQ) [ST]
$250,001 - $500,000 None Borel Real Esta...
sUnknown$250,001 - $500,000-
$15,001 - $50,000Partnership Income, Ren...
PUnknown$15,001 - $50,000Limited partnership interest in shopping center. City Car Se...
$50,001 - $100,000 None L: Hingham/Plymo...
PUnknown$50,001 - $100,000Limited partnership investment in limousine company. City Na...
$250,001 - $500,000 Interest$1 - $200 D:...
sUnknown$250,001 - $500,000San Francisco, CA City National Securities - Brokerage Money...
CLNE
sUnknown$15,001 - $50,000-
CMCSA
sUnknown$15,001 - $50,000-
$500,001 - $1,000,000 Dividends$15,001 -...
sUnknown$500,001 - $1,000,000Washington, DC CrowdStrike Holdings, Inc. - Class A (CRWD) [...
DBX
pUnknown$500,001 - $1,000,000-
$100,001 - $250,000 None EDI Associates
sUnknown$100,001 - $250,000-
$250,001 - $500,000 Partnership Income $...
PUnknown$250,001 - $500,000Limited partnership investment in El Dorado Hotel. AssetOwne...
$100,001 - $250,000 None L: San Francisc...
SUnknown$100,001 - $250,000Investment consulting company. Forty-Five Belden Corporation...
$1,000,001 - $5,000,000 Partnership Loss...
PUnknown$1,000,001 - $5,000,000Investment management company. Global Ambassador Concierge L...
IBKR
sUnknown$15,001 - $50,000Limited partnership interest in concierge services for inter...
$100,001 - $250,000 Dividends$201 - $1,0...
sUnknown$100,001 - $250,000-
MU
PUnknown$15,001 - $50,000-
MSFT
pUnknown$100,001 - $1,000,000100 call options with a strike price of $50 and an expiratio...
MSFT
sUnknown$5,000,001 - $25,000,000-
MORN
pUnknown$250,001 - $500,00050 call options with a strike price of $180 and an expiratio...
$100,001 - $250,000 Dividends$1,001 - $2...
sUnknown$100,001 - $250,000-
NFLX
SUnknown$50,001 - $100,000Container leasing company. Netflix, Inc. (NFLX) [ST]
$500,001 - $1,000,000 Capital Loss$100,0...
pUnknown$500,001 - $1,000,000-
NVDA
PUnknown$5,000,001 - $25,000,000General partner in 945 Battery Street office building. NVIDI...
NVDA
pUnknown$100,001 - $1,000,000-
PYPL
pUnknown$100,001 - $1,000,000200 call options with a strike price of $100 and an expirati...
PYPL
pUnknown$250,001 - $500,000-
NoneNone D: 50 call options with a strik...
pUnknown$10050 call options with a strike price of $100 with an expirati...
QCOM
PUnknown$1,000,001 - $5,000,000Limited partnership investment in restaurant company. QUALCO...
$15,001 - $50,000Dividends$201 - $1,000 ...
sUnknown$15,001 - $50,000-
$250,001 - $500,000 Partnership Loss$15,...
PUnknown$250,001 - $500,000Investment in LLC which acquired five Courtyard Marriott hot...
$250,001 - $500,000 None D: Investment i...
sUnknown$250,001 - $500,000Investment in LLC which is acquiring three unique office bui...
RBLX
PUnknown$250,001 - $500,000Investment in LLC which is acquiring eleven Marriott-branded...
RBLX
pUnknown$100,001 - $250,000-
$1 - $1,000None AssetOwnerValue of Asset...
sUnknown$1 - $1,000100 call options with a strike price of $100 and an expirati...
CRM
PUnknown$5,000,001 - $25,000,000Limited partner in undeveloped residential real estate inves...
CRM
pUnknown$100,001 - $1,000,000130 call options with a strike price of $210 and an expirati...
$1,000,001 - $5,000,000 None Stoneridge ...
SUnknown$1,000,001 - $5,000,000-
TSLA
PUnknown$250,001 - $500,000Limited partner in undeveloped residential real estate inves...
TSLA
pUnknown$250,001 - $500,000-
NoneNone D: 25 call options with a strik...
pUnknown$50025 call options with a strike price of $500 with an expirati...
$5,000,001 - $25,000,000 Partnership Inc...
PUnknown$5,000,001 - $25,000,000General partner in 1301 Sansome Street office building. Trip...
$1 - $1,000None D: Common stock not acti...
sUnknown$1 - $1,000Common stock not actively traded. Union Bank of California -...
$1 - $1,000None D: San Francisco, CA Uni...
SUnknown$1 - $1,000San Francisco, CA Union Bank of California - Money Market Ac...
$1 - $1,000None D: San Francisco, CA Uni...
SUnknown$1 - $1,000San Francisco, CA Union Bank of California - Pelosi Trust Ch...
V
SUnknown$1 - $1,000San Francisco, CA AssetOwnerValue of AssetIncome Type(s)Inco...
DIS
pUnknown$1,000,001 - $5,000,000-
DIS
pUnknown$500,001 - $1,000,000-
WBD
pUnknown$100,001 - $1,000,000100 call options with a strike price of $100 with an expirat...
$15,001 - $50,000None Wells Fargo Bank -...
sUnknown$15,001 - $50,000San Francisco, CA * For the complete list of asset type abbr...
DIS
S (partial)Unknown$1,000,001 - $5,000,000Sold 20,000 shares. Walt Disney Company (DIS) [ST]
Unknown
PUnknown$1,000,001 - $5,000,000-
Unknown
sUnknown$1,000,001 - $5,000,000-
Unknown
SUnknown$500,001 - $1,000,000-
Unknown
SUnknown$1,000,001 - $5,000,000-
Unknown
SUnknown$1,000,001 - $5,000,000-
Unknown
SUnknown$25,000,001 - $50,000,000A None disclosed. S G: G None disclosed. S H: T P R None dis...
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