Lisa Blunt RochesterFiling
Amendment | Filed on 07 Aug 2019
This congressional financial disclosure from Lisa Blunt Rochester (filing amendment) contains 101 stock trades. It was filed on 7 August 2019. Reported tickers include XLE, AGG, TOTL, SPY, IJH, and 14 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.
This filing contains 101 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 946 days after the trade date. Only 0% of transactions met the disclosure requirement.
Want to automatically copy Pelosi trades?
Mirror Nancy Pelosi's portfolio with just one click on eToro.
Copy Trading does not amount to investment advice. The value of your investments may go up or down. Your capital is at risk.
Past Performance is not an indication of future results.
STOCK Act Compliance Violation
This filing contains 101 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.
946
Days Late (Max)
0%
Compliance Rate
101/101
Non-Compliant
About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.
Politician Name
Lisa Blunt RochesterFiling Type
Amendment
Filed Date
07 Aug 2019
Transactions
101 transactions
LISA BLUNT ROCHESTER REV ... | S | 29 Dec 2017 | $50,001 - $100,000 | HUMANA INC SENIOR NOTE M/W 6.3% 08/01/2018 BONDS - FULL CALL 60 @102.571 |
TOTL | S (partial) | 28 Dec 2017 | $15,001 - $50,000 | - |
LISA BLUNT ROCHESTER REV ... | P | 5 Dec 2017 | $50,001 - $100,000 | HARTFORD FINL SVCS GRP SENIOR NOTE M/W 5.125% 04/15/2022 BUY TRADE 75 @109.... |
LISA BLUNT ROCHESTER REV ... | S | 1 Dec 2017 | $15,001 - $50,000 | TEXTRON INC SENIOR NOTE M/W 5.6% 12/01/2017 BONDS - REDEMPTION 25 @100 |
VEA | P | 16 Nov 2017 | $15,001 - $50,000 | - |
SPY | S (partial) | 16 Nov 2017 | $15,001 - $50,000 | - |
VEA | P | 16 Nov 2017 | $100,001 - $250,000 | - |
SPY | S (partial) | 16 Nov 2017 | $100,001 - $250,000 | - |
PFF | S | 14 Nov 2017 | $50,001 - $100,000 | - |
PFF | S | 14 Nov 2017 | $1,001 - $15,000 | - |
LISA BLUNT ROCHESTER REV ... | P | 6 Sept 2017 | $50,001 - $100,000 | AMERICAN EXPRESS CENTRN CD 2.2%21 2.2% 09/13/2021 BUY TRADE 70 @100 |
LISA BLUNT ROCHESTER REV ... | S | 5 Sept 2017 | $50,001 - $100,000 | MURPHY OIL CORP SR NOTE M/W CREDIT SENSITIVE 3.25% 12/01/2017 BONDS - FULL ... |
IJH | S (partial) | 3 Aug 2017 | $1,001 - $15,000 | - |
SPY | P | 3 Aug 2017 | $100,001 - $250,000 | - |
IJH | S (partial) | 3 Aug 2017 | $100,001 - $250,000 | - |
SPY | P | 3 Aug 2017 | $1,001 - $15,000 | - |
SPY | P | 1 Aug 2017 | $50,001 - $100,000 | - |
IJH | P | 1 Aug 2017 | $15,001 - $50,000 | - |
IJR | P | 1 Aug 2017 | $1,001 - $15,000 | - |
LISA BLUNT ROCHESTER REV ... | P | 1 Aug 2017 | $100,001 - $250,000 | CVS HEALTH CORPORATION SENIOR NOTE CALLABLE M/W 3.375% 08/12/2024 BUY TRADE... |
SPY | P | 1 Aug 2017 | $50,001 - $100,000 | - |
LISA BLUNT ROCHESTER REV ... | P | 1 Aug 2017 | $100,001 - $250,000 | LENNOX INTERNATIONAL INC SENIOR NOTE CALLABLE M/W 3% 11/15/2023 BUY TRADE 1... |
MBB | P | 1 Aug 2017 | $15,001 - $50,000 | - |
VEA | P | 1 Aug 2017 | $15,001 - $50,000 | - |
JNK | P | 1 Aug 2017 | $1,001 - $15,000 | - |
LISA BLUNT ROCHESTER REV ... | S | 19 Jul 2017 | $50,001 - $100,000 | KEYBANK NATIONAL ASSOCIATION SENIOR MEDIUM TERM NOTE 3.3% 06/01/2025 SELL T... |
LISA BLUNT ROCHESTER REV ... | P | 19 Jul 2017 | $50,001 - $100,000 | COLGATE-PALMOLIVE CO SENIOR MEDIUM TERM NOTE M/W 3.25% 03/15/2024 BUY TRADE... |
LISA BLUNT ROCHESTER REV ... | P | 23 Jun 2017 | $15,001 - $50,000 | PSEG POWER SENIOR NOTE M/W 5.125% 04/15/2020 BUY TRADE 65 @107.478 |
JNK | P | 21 Jun 2017 | $1,001 - $15,000 | - |
USMV | P | 21 Jun 2017 | $1,001 - $15,000 | - |
IAU | P | 21 Jun 2017 | $1,001 - $15,000 | - |
IJH | P | 21 Jun 2017 | $1,001 - $15,000 | - |
JNK | P | 21 Jun 2017 | $1,001 - $15,000 | - |
IJH | P | 21 Jun 2017 | $15,001 - $50,000 | - |
LISA BLUNT ROCHESTER REV ... | E | 21 Jun 2017 | $15,001 - $50,000 | RIO TINTO FIN USA LTD SENIOR NOTE M/W 3.5% 11/02/2020 BONDS - FULL CALL 30 ... |
IWB | P | 21 Jun 2017 | $15,001 - $50,000 | - |
IJR | P | 21 Jun 2017 | $1,001 - $15,000 | - |
TOTL | S (partial) | 21 Jun 2017 | $15,001 - $50,000 | - |
VEA | P | 21 Jun 2017 | $15,001 - $50,000 | - |
MBB | S (partial) | 21 Jun 2017 | $15,001 - $50,000 | - |
PFF | P | 21 Jun 2017 | $1,001 - $15,000 | - |
CIU | S (partial) | 21 Jun 2017 | $1,001 - $15,000 | - |
SPY | P | 21 Jun 2017 | $15,001 - $50,000 | - |
ICF | P | 21 Jun 2017 | $1,001 - $15,000 | - |
ACWV | P | 21 Jun 2017 | $1,001 - $15,000 | - |
VWO | P | 21 Jun 2017 | $1,001 - $15,000 | - |
CSJ | S | 21 Jun 2017 | $15,001 - $50,000 | - |
AGG | S (partial) | 21 Jun 2017 | $1,001 - $15,000 | - |
ICF | P | 21 Jun 2017 | $1,001 - $15,000 | - |
AGG | S (partial) | 21 Jun 2017 | $50,001 - $100,000 | - |
AGG | S (partial) | 1 Jun 2017 | $50,001 - $100,000 | - |
VEA | S (partial) | 1 Jun 2017 | $1,001 - $15,000 | - |
SPY | S (partial) | 1 Jun 2017 | $15,001 - $50,000 | - |
JNK | S (partial) | 11 May 2017 | $15,001 - $50,000 | - |
VEA | S (partial) | 11 May 2017 | $15,001 - $50,000 | - |
VWO | S (partial) | 11 May 2017 | $15,001 - $50,000 | - |
IJR | S (partial) | 11 May 2017 | $15,001 - $50,000 | - |
MBB | S (partial) | 11 May 2017 | $15,001 - $50,000 | - |
TOTL | S (partial) | 11 May 2017 | $100,001 - $250,000 | - |
SPY | S (partial) | 11 May 2017 | $50,001 - $100,000 | - |
IJH | S (partial) | 11 May 2017 | $15,001 - $50,000 | - |
AGG | S (partial) | 11 May 2017 | $100,001 - $250,000 | - |
LISA BLUNT ROCHESTER REV ... | P | 27 Apr 2017 | $50,001 - $100,000 | ENTERGY MISSISSIPPI, INC FIRST MORTGAGE CALLABLE M/W 3.1% 07/01/202 |
LISA BLUNT ROCHESTER REV ... | P | 26 Apr 2017 | $50,001 - $100,000 | FEDERAL HOME LN MTG CORP MTN CLBL STEPPED 1%-2.5% 1% 08/25/2021 |
LISA BLUNT ROCHESTER REV ... | P | 26 Apr 2017 | $15,001 - $50,000 | GENERAL MTRS FINL CO INC SENIOR NOTE M/W 2.35% 10/04/2019 |
LISA BLUNT ROCHESTER REV ... | S | 18 Apr 2017 | $50,001 - $100,000 | APPLE INC SENIOR NOTE M/W 3.45% 02/09/2045 |
TOTL | P | 17 Apr 2017 | $50,001 - $100,000 | - |
DBLTX | S | 17 Apr 2017 | $50,001 - $100,000 | - |
VWO | P | 17 Apr 2017 | $1,001 - $15,000 | - |
TOTL | P | 17 Apr 2017 | $500,001 - $1,000,000 | - |
VWO | P | 17 Apr 2017 | $50,001 - $100,000 | - |
LISA BLUNT ROCHESTER REV ... | S | 17 Apr 2017 | $500,001 - $1,000,000 | - |
AGG | P | 17 Apr 2017 | $1,001 - $15,000 | - |
LISA BLUNT ROCHESTER REV ... | S | 17 Apr 2017 | $50,001 - $100,000 | VALERO ENERGY CORP SENIOR NOTE M/W 6.625% 06/15/2037 |
SPY | P | 17 Apr 2017 | $100,001 - $250,000 | - |
SPY | P | 17 Apr 2017 | $1,001 - $15,000 | - |
LISA BLUNT ROCHESTER REV ... | S | 12 Apr 2017 | $15,001 - $50,000 | NORDSTROM INC SENIOR NOTE CALLABLE M/W 5% 01/15/2044 |
VEA | P | 20 Mar 2017 | $1,001 - $15,000 | - |
VEA | P | 20 Mar 2017 | $50,001 - $100,000 | - |
AGG | P | 7 Mar 2017 | $1,001 - $15,000 | - |
TOTL | P | 7 Mar 2017 | $1,001 - $15,000 | - |
DBLTX | S | 7 Mar 2017 | $1,001 - $15,000 | - |
XLE | S | 30 Jan 2017 | $1,001 - $15,000 | - |
XLE | S | 30 Jan 2017 | $50,001 - $100,000 | - |
DBLTX | P | 24 Jan 2017 | $15,001 - $50,000 | - |
VEA | P | 24 Jan 2017 | $1,001 - $15,000 | - |
CSJ | P | 24 Jan 2017 | $1,001 - $15,000 | - |
AGG | P | 24 Jan 2017 | $15,001 - $50,000 | - |
PFF | P | 24 Jan 2017 | $1,001 - $15,000 | - |
JNK | P | 24 Jan 2017 | $1,001 - $15,000 | - |
ICF | P | 24 Jan 2017 | $1,001 - $15,000 | - |
CIU | P | 24 Jan 2017 | $1,001 - $15,000 | - |
MBB | P | 24 Jan 2017 | $1,001 - $15,000 | - |
SPY | P | 24 Jan 2017 | $1,001 - $15,000 | - |
IAU | P | 24 Jan 2017 | $1,001 - $15,000 | - |
IJH | P | 24 Jan 2017 | $1,001 - $15,000 | - |
LISA BLUNT ROCHESTER REV ... | S | 10 Jan 2017 | $15,001 - $50,000 | CITIGROUP INC SENIOR NOTE 4.45% 01/10/2017 |
SPY | P | 3 Jan 2017 | $50,001 - $100,000 | - |
MBB | P | 3 Jan 2017 | $15,001 - $50,000 | - |
LISA BLUNT ROCHESTER REV ... | P | 3 Jan 2017 | $100,001 - $250,000 | MOODY'S CORP SENIOR MED TERM NOTE CLBL M/W 2.75% 07/15/2019 |
IJH | S (partial) | 3 Jan 2017 | $15,001 - $50,000 | - |