Lisa Blunt RochesterFiling

Annual Report | Filed on 10 May 2018

This congressional financial disclosure from Lisa Blunt Rochester (annual report) contains 101 stock trades. It was filed on 10 May 2018. Reported tickers include SPY, VEA, TOTL, VWO, AGG, and 14 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

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Politician Name

Lisa Blunt Rochester

Filing Type

Annual Report

Filed Date

10 May 2018

View Original Filing (PDF)

Transactions

101 transactions


HUMANA INC SENIOR NOTE M/...	S	29 Dec 2017	$50,001 - $100,000	HUMANA INC SENIOR NOTE M/W 6.3% 08/01/2018 BONDS - FULL CALL 60 @102.571
SSGA ACTIVE ETF TRUST SPD... TOTL	S (partial)	28 Dec 2017	$15,001 - $50,000	-
HARTFORD FINL SVCS GRP SE...	P	5 Dec 2017	$50,001 - $100,000	HARTFORD FINL SVCS GRP SENIOR NOTE M/W 5.125% 04/15/2022 BUY TRADE 75 @109....
TEXTRON INC SENIOR NOTE M...	S	1 Dec 2017	$15,001 - $50,000	TEXTRON INC SENIOR NOTE M/W 5.6% 12/01/2017 BONDS - REDEMPTION 25 @100
SPDR S&P 500 (SPY) SPY	S (partial)	16 Nov 2017	$100,001 - $250,000	-
Vanguard FTSE Developed M... VEA	P	16 Nov 2017	$100,001 - $250,000	-
SPDR S&P 500 (SPY) SPY	S (partial)	16 Nov 2017	$15,001 - $50,000	-
Vanguard FTSE Developed M... VEA	P	16 Nov 2017	$15,001 - $50,000	-
iShares U.S. Preferred St... PFF	S	14 Nov 2017	$50,001 - $100,000	-
iShares U.S. Preferred St... PFF	S	14 Nov 2017	$1,001 - $15,000	-
AMERICAN EXPRESS CENTRN	P	6 Sept 2017	$50,001 - $100,000	AMERICAN EXPRESS CENTRN CD 2.2%21 2.2% 09/13/2021 BUY TRADE 70 @100
MURPHY OIL CORP SR NOTE M...	S	5 Sept 2017	$50,001 - $100,000	MURPHY OIL CORP SR NOTE M/W CREDIT SENSITIVE 3.25% 12/01/2017 BONDS - FULL ...
iShares Core S&P Mid-Cap ... IJH	S (partial)	3 Aug 2017	$100,001 - $250,000	-
SPDR S&P 500 (SPY) SPY	P	3 Aug 2017	$1,001 - $15,000	-
iShares Core S&P Mid-Cap ... IJH	S (partial)	3 Aug 2017	$1,001 - $15,000	-
SPDR S&P 500 (SPY) SPY	P	3 Aug 2017	$100,001 - $250,000	-
LENNOX INTERNATIONAL INC ...	P	1 Aug 2017	$100,001 - $250,000	LENNOX INTERNATIONAL INC SENIOR NOTE CALLABLE M/W 3% 11/15/2023 BUY TRADE 1...
SPDR S&P 500 (SPY) SPY	P	1 Aug 2017	$50,001 - $100,000	-
SPDR Bloomberg Barclays H... JNK	P	1 Aug 2017	$1,001 - $15,000	-
iShares Core S&P Mid-Cap ... IJH	P	1 Aug 2017	$15,001 - $50,000	-
CVS HEALTH CORPORATION SE...	P	1 Aug 2017	$100,001 - $250,000	CVS HEALTH CORPORATION SENIOR NOTE CALLABLE M/W 3.375% 08/12/2024 BUY TRADE...
iShares MBS ETF (MBB) MBB	P	1 Aug 2017	$15,001 - $50,000	-
Vanguard FTSE Developed M... VEA	P	1 Aug 2017	$15,001 - $50,000	-
iShares Core S&P Small-Ca... IJR	P	1 Aug 2017	$1,001 - $15,000	-
SPDR S&P 500 (SPY) SPY	P	1 Aug 2017	$50,001 - $100,000	-
KEYBANK NATIONAL ASSOCIAT...	S	19 Jul 2017	$50,001 - $100,000	KEYBANK NATIONAL ASSOCIATION SENIOR MEDIUM TERM NOTE 3.3% 06/01/2025 SELL T...
COLGATE-PALMOLIVE CO SENI...	P	19 Jul 2017	$50,001 - $100,000	COLGATE-PALMOLIVE CO SENIOR MEDIUM TERM NOTE M/W 3.25% 03/15/2024 BUY TRADE...
PSEG POWER SENIOR NOTE M/...	P	23 Jun 2017	$15,001 - $50,000	PSEG POWER SENIOR NOTE M/W 5.125% 04/15/2020 BUY TRADE 65 @107.478
iShares 1-3 Year Credit B... CSJ	S	21 Jun 2017	$15,001 - $50,000	-
SPDR Bloomberg Barclays H... JNK	P	21 Jun 2017	$1,001 - $15,000	-
Vanguard FTSE Emerging Ma... VWO	P	21 Jun 2017	$1,001 - $15,000	-
iShares Cohen & Steers RE... ICF	P	21 Jun 2017	$1,001 - $15,000	-
iShares Cohen & Steers RE... ICF	P	21 Jun 2017	$1,001 - $15,000	-
SPDR Bloomberg Barclays H... JNK	P	21 Jun 2017	$1,001 - $15,000	-
SPDR DoubleLine Total Ret... TOTL	S (partial)	21 Jun 2017	$15,001 - $50,000	-
iShares Russell 1000 ETF ... IWB	P	21 Jun 2017	$15,001 - $50,000	-
iShares Core S&P Mid-Cap ... IJH	P	21 Jun 2017	$1,001 - $15,000	-
iShares MBS ETF (MBB) MBB	S (partial)	21 Jun 2017	$15,001 - $50,000	-
Vanguard FTSE Developed M... VEA	P	21 Jun 2017	$15,001 - $50,000	-
iShares Intermediate Cred... CIU	S (partial)	21 Jun 2017	$1,001 - $15,000	-
iShares Core U.S. Aggrega... AGG	S (partial)	21 Jun 2017	$50,001 - $100,000	-
iShares Core U.S. Aggrega... AGG	S (partial)	21 Jun 2017	$1,001 - $15,000	-
RIO TINTO FIN USA LTD SEN...	E	21 Jun 2017	$15,001 - $50,000	RIO TINTO FIN USA LTD SENIOR NOTE M/W 3.5% 11/02/2020 BONDS - FULL CALL 30 ...
iShares Edge MSCI Min Vol... USMV	P	21 Jun 2017	$1,001 - $15,000	-
ishares Gold Trust (IAU) IAU	P	21 Jun 2017	$1,001 - $15,000	-
SPDR S&P 500 (SPY) SPY	P	21 Jun 2017	$15,001 - $50,000	-
iShares Edge MSCI Min Vol... ACWV	P	21 Jun 2017	$1,001 - $15,000	-
iShares Core S&P Small-Ca... IJR	P	21 Jun 2017	$1,001 - $15,000	-
iShares Core S&P Mid-Cap ... IJH	P	21 Jun 2017	$15,001 - $50,000	-
iShares U.S. Preferred St... PFF	P	21 Jun 2017	$1,001 - $15,000	-
iShares Core U.S. Aggrega... AGG	S (partial)	1 Jun 2017	$50,001 - $100,000	-
Vanguard FTSE Developed M... VEA	S (partial)	1 Jun 2017	$1,001 - $15,000	-
SPDR S&P 500 (SPY) SPY	S (partial)	1 Jun 2017	$15,001 - $50,000	-
Vanguard FTSE Developed M... VEA	S (partial)	11 May 2017	$15,001 - $50,000	-
SPDR S&P 500 (SPY) SPY	S (partial)	11 May 2017	$50,001 - $100,000	-
iShares Core U.S. Aggrega... AGG	S (partial)	11 May 2017	$100,001 - $250,000	-
SSGA ACTIVE ETF TRUST SPD... TOTL	S (partial)	11 May 2017	$100,001 - $250,000	-
Vanguard FTSE Emerging Ma... VWO	S (partial)	11 May 2017	$15,001 - $50,000	-
iShares Core S&P Mid-Cap ... IJH	S (partial)	11 May 2017	$15,001 - $50,000	-
iShares Core S&P Small-Ca... IJR	S (partial)	11 May 2017	$15,001 - $50,000	-
SPDR Bloomberg Barclays H... JNK	S (partial)	11 May 2017	$15,001 - $50,000	-
iShares MBS ETF (MBB) MBB	S (partial)	11 May 2017	$15,001 - $50,000	-
ENTERGY MISSISSIPPI, INC ...	P	27 Apr 2017	$50,001 - $100,000	ENTERGY MISSISSIPPI, INC FIRST MORTGAGE CALLABLE M/W 3.1% 07/01/202
FEDERAL HOME LN MTG CORP ...	P	26 Apr 2017	$50,001 - $100,000	FEDERAL HOME LN MTG CORP MTN CLBL STEPPED 1%-2.5% 1% 08/25/2021
GENERAL MTRS FINL CO INC ...	P	26 Apr 2017	$15,001 - $50,000	GENERAL MTRS FINL CO INC SENIOR NOTE M/W 2.35% 10/04/2019
APPLE INC SENIOR NOTE M/W...	S	18 Apr 2017	$50,001 - $100,000	APPLE INC SENIOR NOTE M/W 3.45% 02/09/2045
SPDR S&P 500 (SPY) SPY	P	17 Apr 2017	$1,001 - $15,000	-
SPDR DoubleLine Total Ret... TOTL	P	17 Apr 2017	$50,001 - $100,000	-
Vanguard FTSE Emerging Ma... VWO	P	17 Apr 2017	$1,001 - $15,000	-
SPDR S&P 500 (SPY) SPY	P	17 Apr 2017	$100,001 - $250,000	-
SPDR DoubleLine Total Ret... TOTL	P	17 Apr 2017	$500,001 - $1,000,000	-
DOUBLELINE TOTAL RETURN B...	S	17 Apr 2017	$500,001 - $1,000,000	-
Vanguard FTSE Emerging Ma... VWO	P	17 Apr 2017	$50,001 - $100,000	-
DOUBLELINE TOTAL RETURN B... DBLTX	S	17 Apr 2017	$50,001 - $100,000	-
VALERO ENERGY CORP SENIOR...	S	17 Apr 2017	$50,001 - $100,000	VALERO ENERGY CORP SENIOR NOTE M/W 6.625% 06/15/2037
iShares Core U.S. Aggrega... AGG	P	17 Apr 2017	$1,001 - $15,000	-
NORDSTROM INC SENIOR NOTE...	S	12 Apr 2017	$15,001 - $50,000	NORDSTROM INC SENIOR NOTE CALLABLE M/W 5% 01/15/2044
Vanguard FTSE Developed M... VEA	P	20 Mar 2017	$1,001 - $15,000	-
Vanguard FTSE Developed M... VEA	P	20 Mar 2017	$50,001 - $100,000	-
SPDR DoubleLine Total Ret... TOTL	P	7 Mar 2017	$1,001 - $15,000	-
DOUBLELINE TOTAL RETURN B... DBLTX	S	7 Mar 2017	$1,001 - $15,000	-
iShares Core U.S. Aggrega... AGG	P	7 Mar 2017	$1,001 - $15,000	-
SPDR Select Sector Fund -... XLE	S	30 Jan 2017	$50,001 - $100,000	-
SPDR Select Sector Fund -... XLE	S	30 Jan 2017	$1,001 - $15,000	-
Vanguard FTSE Developed M... VEA	P	24 Jan 2017	$1,001 - $15,000	-
iShares Core U.S. Aggrega... AGG	P	24 Jan 2017	$15,001 - $50,000	-
iShares Core S&P Mid-Cap ... IJH	P	24 Jan 2017	$1,001 - $15,000	-
SPDR Bloomberg Barclays H... JNK	P	24 Jan 2017	$1,001 - $15,000	-
iShares Cohen & Steers RE... ICF	P	24 Jan 2017	$1,001 - $15,000	-
iShares MBS ETF (MBB) MBB	P	24 Jan 2017	$1,001 - $15,000	-
iShares 1-3 Year Credit B... CSJ	P	24 Jan 2017	$1,001 - $15,000	-
ishares Gold Trust (IAU) IAU	P	24 Jan 2017	$1,001 - $15,000	-
SPDR S&P 500 (SPY) SPY	P	24 Jan 2017	$1,001 - $15,000	-
iShares U.S. Preferred St... PFF	P	24 Jan 2017	$1,001 - $15,000	-
DOUBLELINE TOTAL RETURN B... DBLTX	P	24 Jan 2017	$15,001 - $50,000	-
iShares Intermediate Cred... CIU	P	24 Jan 2017	$1,001 - $15,000	-
CITIGROUP INC SENIOR NOTE...	S	10 Jan 2017	$15,001 - $50,000	CITIGROUP INC SENIOR NOTE 4.45% 01/10/2017
MOODY'S CORP SENIOR MED T...	P	3 Jan 2017	$100,001 - $250,000	MOODY'S CORP SENIOR MED TERM NOTE CLBL M/W 2.75% 07/15/2019
iShares MBS ETF (MBB) MBB	P	3 Jan 2017	$15,001 - $50,000	-
SPDR S&P 500 (SPY) SPY	P	3 Jan 2017	$50,001 - $100,000	-
iShares Core S&P Mid-Cap ... IJH	S (partial)	3 Jan 2017	$15,001 - $50,000	-