Roger MarshallFiling
Amendment | Filed on 13 Aug 2020
This congressional financial disclosure from Roger Marshall (filing amendment) contains 73 stock trades. It was filed on 13 August 2020. Reported tickers include MSFT, TSLA, NVDA, AMZN, AWSHX, and 9 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.
This filing contains 73 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 952 days after the trade date. Only 0% of transactions met the disclosure requirement.
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STOCK Act Compliance Violation
This filing contains 73 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.
952
Days Late (Max)
0%
Compliance Rate
73/73
Non-Compliant
About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.
Politician Name
Roger MarshallFiling Type
Amendment
Filed Date
13 Aug 2020
Transactions
73 transactions
Heartland Regional OBGYN,... | S (partial) | 31 Dec 2018 | $1,001 - $15,000 | Medical Services Location |
GBRH Properties 2009, LLC... | S | 31 Dec 2018 | Over $50,000,000 | Sale of holding investment. |
Investment Holding Entity... | S | 16 Nov 2018 | $1,001 - $15,000 | Surrender of policy. |
Investment Holding Entity... | S | 16 Nov 2018 | $1,001 - $15,000 | Surrender of policy. |
Investment Holding Entity... | S | 16 Nov 2018 | $1,001 - $15,000 | Surrender of policy. |
Investment Holding Entity... | S | 16 Nov 2018 | $1,001 - $15,000 | Surrender of policy. |
Investment Holding Entity... | S | 16 Nov 2018 | $1,001 - $15,000 | Surrender of policy. |
Investment Holding Entity... | S | 16 Nov 2018 | $1,001 - $15,000 | Surrender of policy. |
Investment Holding Entity... | S | 16 Nov 2018 | $1,001 - $15,000 | Surrender of policy. |
Investment Holding Entity... | S | 16 Nov 2018 | $1,001 - $15,000 | Surrender of policy. |
TSLA | S | 7 Nov 2018 | $1,001 - $15,000 | - |
TSLA | P | 5 Nov 2018 | $1,001 - $15,000 | - |
BABA | S | 10 Oct 2018 | $1,001 - $15,000 | - |
Stock in privately owned ... | P | 1 Oct 2018 | $100,001 - $250,000 | Purchase of shares in private corporation |
Healthcare Ventures Fund ... | P | 1 Oct 2018 | $50,001 - $100,000 | Delaware Limited Partnership |
BABA | S | 5 Sept 2018 | $1,001 - $15,000 | - |
Investment Holding Entity... | S | 28 Aug 2018 | $50,001 - $100,000 | Location: Great Bend, KS |
Investment Holding Entity... | S | 28 Aug 2018 | $50,001 - $100,000 | Location: Great Bend, KS |
MSFT | S | 27 Aug 2018 | $15,001 - $50,000 | - |
BABA | P | 27 Aug 2018 | $1,001 - $15,000 | - |
MSFT | P | 22 Aug 2018 | $1,001 - $15,000 | - |
AAPL | S | 21 Aug 2018 | $1,001 - $15,000 | - |
Variable Life Policy / Un... | S | 17 Aug 2018 | $15,001 - $50,000 | Surrender of policy |
Variable Life Policy / Un... | S | 17 Aug 2018 | $15,001 - $50,000 | Surrender of policy |
Variable Life Policy / Un... | S | 17 Aug 2018 | $15,001 - $50,000 | Surrender of policy |
Variable Life Policy / Un... | S | 17 Aug 2018 | $15,001 - $50,000 | Surrender of policy |
Variable Life Policy / Un... | S | 17 Aug 2018 | $15,001 - $50,000 | Surrender of policy |
Investment Holding Entity... | P | 15 Aug 2018 | $1,001 - $15,000 | - |
Investment Holding Entity... | P | 15 Aug 2018 | $1,001 - $15,000 | - |
Investment Holding Entity... | S | 15 Aug 2018 | $1,001 - $15,000 | - |
Investment Holding Entity... | S | 15 Aug 2018 | $1,001 - $15,000 | - |
Investment Holding Entity... | S | 15 Aug 2018 | $1,001 - $15,000 | - |
Investment Holding Entity... | P | 15 Aug 2018 | $1,001 - $15,000 | - |
Investment Holding Entity... | S | 15 Aug 2018 | $1,001 - $15,000 | - |
Investment Holding Entity... | P | 15 Aug 2018 | $1,001 - $15,000 | - |
AWSHX | P | 10 Aug 2018 | $250,001 - $500,000 | Rollover from Great Bend Regional Hospital 401k account |
SCUVX | P | 10 Aug 2018 | $50,001 - $100,000 | Rollover from Great Bend Regional Hospital 401k account |
AIBAX | P | 10 Aug 2018 | $250,001 - $500,000 | Rollover from Great Bend Regional Hospital 401k account |
AGTHX | P | 10 Aug 2018 | $100,001 - $250,000 | Rollover from Great Bend Regional Hospital 401k account |
NEWFX | P | 10 Aug 2018 | $15,001 - $50,000 | Rollover from Great Bend Regional Hospital 401k account |
ANWPX | P | 10 Aug 2018 | $100,001 - $250,000 | Rollover from Great Bend Regional Hospital 401k account |
HFMCX | P | 10 Aug 2018 | $100,001 - $250,000 | Rollover from Great Bend Regional Hospital 401k account |
AMZN | S | 7 Aug 2018 | $1,001 - $15,000 | - |
AAPL | P | 7 Aug 2018 | $1,001 - $15,000 | - |
MSFT | P | 7 Aug 2018 | $1,001 - $15,000 | - |
TSLA | S | 7 Aug 2018 | $1,001 - $15,000 | - |
Mutual Funds / Great Bend... | S | 6 Aug 2018 | $50,001 - $100,000 | Rollover to Questar Capital IRA account |
Mutual Funds / Great Bend... | S | 6 Aug 2018 | $15,001 - $50,000 | Rollover to Questar Capital IRA account |
Mutual Funds / Great Bend... | S | 6 Aug 2018 | $50,001 - $100,000 | Rollover to Questar Capital IRA account |
Mutual Funds / Great Bend... | S | 6 Aug 2018 | $15,001 - $50,000 | Rollover to Questar Capital IRA account |
Mutual Funds / Great Bend... | S | 6 Aug 2018 | $50,001 - $100,000 | Rollover to Questar Capital IRA account |
Mutual Funds / Great Bend... | S | 6 Aug 2018 | $15,001 - $50,000 | Rollover to Questar Capital IRA account |
Mutual Funds / Great Bend... | S | 6 Aug 2018 | $50,001 - $100,000 | Rollover to Questar Capital IRA account |
Mutual Funds / Great Bend... | S | 6 Aug 2018 | $50,001 - $100,000 | Rollover to Questar Capital IRA account |
Mutual Funds / Great Bend... | S | 6 Aug 2018 | $15,001 - $50,000 | Rollover to Questar Capital IRA account |
Mutual Funds / Great Bend... | S | 6 Aug 2018 | $50,001 - $100,000 | Rollover to Questar Capital IRA account |
Mutual Funds / Great Bend... | S | 6 Aug 2018 | $50,001 - $100,000 | Rollover to Questar Capital IRA account |
Mutual Funds / Great Bend... | S | 6 Aug 2018 | $15,001 - $50,000 | Rollover to Questar Capital IRA account |
Mutual Funds / Great Bend... | S | 6 Aug 2018 | $50,001 - $100,000 | Rollover to Questar Capital IRA account |
Mutual Funds / Great Bend... | S | 6 Aug 2018 | $50,001 - $100,000 | Rollover to Questar Capital IRA account |
Mutual Funds / Great Bend... | S | 6 Aug 2018 | $100,001 - $250,000 | Rollover to Questar Capital IRA account |
Mutual Funds / Great Bend... | S | 6 Aug 2018 | $100,001 - $250,000 | Rollover to Questar Capital IRA account |
TSLA | S (partial) | 3 Aug 2018 | $1,001 - $15,000 | - |
AMZN | P | 3 Aug 2018 | $1,001 - $15,000 | - |
NVDA | S | 24 Jul 2018 | $1,001 - $15,000 | - |
TSLA | P | 24 Jul 2018 | $1,001 - $15,000 | - |
Mutual Funds / LPL Financ... | S | 29 Jun 2018 | $1,001 - $15,000 | - |
YTEN | S | 14 Mar 2018 | $1,001 - $15,000 | Asset purchased 3/14/2018, purchase did not meet reporting threshold. |
Investment Holding Entity... | S | 23 Feb 2018 | $1,001 - $15,000 | - |
Investment Holding Entity... | P | 23 Feb 2018 | $1,001 - $15,000 | - |
Investment Holding Entity... | P | 23 Feb 2018 | $1,001 - $15,000 | - |
Investment Holding Entity... | S | 23 Feb 2018 | $1,001 - $15,000 | - |
Investment holding entiti... | P | 4 Jan 2018 | $250,001 - $500,000 | - |