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Josh Gottheimer Filing

Annual Report | Filed on 13 Aug 2022

STOCK Act Compliance Violation

This filing contains 12 transactions that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

549
Days Late (Max)
0%
Compliance Rate
12/12
Non-Compliant
About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.
Politician Name
Josh Gottheimer
Filing Type
Annual Report
Filed Date
13 Aug 2022
View Original Filing (PDF)

Transactions

46 transactions
PTSNX
Unknown14 Dec 2021$50,001 - $100,000Real Estate Fidelity Brokerage ⇒ Pimco Short Term Fund CL I3...
XC)
Unknown18 Oct 2021$1,001 - $15,000Real Estate TriNet 401(k) Plan - Tusk Strategies LLC ⇒ TA Va...
CY)
Unknown17 Sept 2021$1,001 - $15,000ADR Stock AssetOwnerDateTx. Type AmountCap. Gains > $200? Mo...
XC)
Unknown15 Sept 2021$1,001 - $15,000-
OT)
Unknown22 Jul 2021$1,001 - $15,000-
XC)
Unknown19 Jul 2021$1,001 - $15,000-
CY)
Unknown15 Apr 2021$1,001 - $15,000Publicly traded stock Morgan Stanley - Select UMA Account # ...
CY)
Unknown13 Apr 2021$1,001 - $15,000Publicly traded stock Morgan Stanley - Select UMA Account # ...
Unknown
S31 Mar 2021$15,001 - $50,000L OwnerCreditorDate IncurredTypeAmount of Liability
GI)
Unknown11 Mar 2021$1,001 - $15,000-
CY)
Unknown11 Feb 2021$1,001 - $15,000ADR Stock Morgan Stanley - Select UMA Account # 1 ⇒ Philip M...
GI)
Unknown10 Feb 2021$1,001 - $15,000-
AMZN
UnknownUnknown$50,001 - $100,000Real Estate Ameritrade ⇒ Amazon.com, Inc. (AMZN) [ST] $15,00...
AAPL
UnknownUnknown$1,001 - $15,000-
AAPL
UnknownUnknown$50,001 - $100,000-
MSFT
UnknownUnknown$15,001 - $50,000-
DIA
UnknownUnknown$15,001 - $50,000-
DIA
UnknownUnknownUnknown-
Unknown
UnknownUnknown$1,001 - $15,000-
Y)
UnknownUnknownUnknown-
Unknown
UnknownUnknown$15,001 - $50,000-
Y)
UnknownUnknown$100,001 - $250,000Checking & Savings Barclays - Savings Account [BA]$15,001 - ...
$15,001 - $50,000Tax-Deferred DC College...
UnknownUnknown$15,001 - $50,000-
AXX)
UnknownUnknown$1,001 - $15,000-
AXX)
UnknownUnknown$100,001 - $250,000-
$100,001 - $250,000 None JPMorgan Chase ...
UnknownUnknown$100,001 - $250,000San Francisco, CA Microsoft 401(k) ⇒ BTC LifePath [MF] $100,...
Y)
UnknownUnknown$250,001 - $500,000Formerly reported as Proofpoint, Inc. (PFPT). Proofpoint, In...
Y)
UnknownUnknown$15,001 - $50,000Call options; Strike Price $145; Expires 9/16/2022 Morgan St...
AGTHX
UnknownUnknown$1,001 - $15,000-
AIVSX
UnknownUnknown$1,001 - $15,000-
ABMD
UnknownUnknown$1,001 - $15,0002020 purchase Morgan Stanley - Select UMA Account # 1 ⇒ adid...
GI)
UnknownUnknown$2,501 - $5,000-
XC)
SUnknown$1,001 - $15,000-
Y)
UnknownUnknown$1,001 - $15,000New York, NY, US D: Real Estate Synchrony Bank [BA]$15,001 -...
$50,001 -Tax-Deferred AssetOwnerValue of...
UnknownUnknown$50,001-
$1,001 - $15,000Tax-Deferred TriNet 401(...
UnknownUnknown$1,001 - $15,000-
$1,001 - $15,000Tax-Deferred TriNet 401(...
UnknownUnknown$1,001 - $15,000-
$1,001 - $15,000Tax-Deferred TriNet 401(...
UnknownUnknown$1,001 - $15,000-
$1,001 - $15,000Tax-Deferred TriNet 401(...
UnknownUnknown$1,001 - $15,000-
$100,001 - $250,000 Tax-Deferred Tusk Ve...
UnknownUnknown$100,001 - $250,000New York, NY, US D: Technology company Tusk Venture Partners...
$1,001 - $15,000None L: New York, NY, US...
UnknownUnknown$1,001 - $15,000Technology company Vanguard SEP IRA ⇒ Target Retirement 2040...
GOOGL
UnknownUnknown$15,001 - $50,000Share class exchange, formerly Fidelity 500 Index Investor C...
Y)
SUnknown$15,001 - $50,000Checking & Savings WPP - Vanguard - The Savings & Investment...
OT)
UnknownUnknown$1,001 - $15,000-
Unknown
SUnknown$15,001 - $50,000G None disclosed. S H: T P R None disclosed. S I: P M C L H ...
Unknown
SUnknownUnknownDid you purchase any shares that were allocated as a part of...
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