Lois FrankelFiling
Transactions filing | Filed on 27 Jun 2013
This congressional financial disclosure from Lois Frankel (transactions filing) contains 19 stock trades. It was filed on 27 June 2013. Reported tickers include WY, DLPH, HCBK, NVO, AMAT, and 11 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.
This filing contains 1 transaction disclosed beyond the 45-day STOCK Act deadline, filed 317 days after the trade date. Only 95% of transactions met the disclosure requirement.
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STOCK Act Compliance Violation
This filing contains 1 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.
Transactions
NMR | PURCHASE | 21 Jun 2013 | $1,000- $15,000 | - |
NVO | SALE | 20 Jun 2013 | $1,000- $15,000 | - |
LEN | SALE | 20 Jun 2013 | $1,000- $15,000 | - |
ALXN | SALE | 19 Jun 2013 | $1,000- $15,000 | - |
DLPH | PURCHASE | 18 Jun 2013 | $1,000- $15,000 | - |
ABT | PURCHASE | 18 Jun 2013 | $1,000- $15,000 | - |
HCBK | SALE | 13 Jun 2013 | $1,000- $15,000 | - |
WY | SALE | 13 Jun 2013 | $1,000- $15,000 | - |
LNG | SALE | 13 Jun 2013 | $1,000- $15,000 | - |
WY | SALE | 12 Jun 2013 | $1,000- $15,000 | - |
BEN | SALE | 12 Jun 2013 | $1,000- $15,000 | - |
HNZ | SALE | 10 Jun 2013 | $1,000- $15,000 | - |
AMAT | SALE | 7 Jun 2013 | $1,000- $15,000 | - |
DUK | SALE | 7 Jun 2013 | $1,000- $15,000 | - |
DHI | SALE | 5 Jun 2013 | $1,000- $15,000 | - |
BEN | PURCHASE | 5 Jun 2013 | $1,000- $15,000 | - |
BLK | SALE | 5 Jun 2013 | $1,000- $15,000 | - |
AGNC | SALE | 3 Jun 2013 | $1,000- $15,000 | - |
Exemplar: Mega Corp. Comm... | SALE | 14 Aug 2012 | $15,001- $50,000 | - |