Seth Moulton Filing

annual Report | Filed on 13 Aug 2020

This congressional financial disclosure from Seth Moulton (annual report) filed on August 13, 2020 contains 70 stock trades including SPAXX, FZDXX, PATAX, WSMAX, YAFFX and 20 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 70 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 587 days after the trade date. Only 0% of transactions met the disclosure requirement.

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STOCK Act Compliance Violation

This filing contains 70 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

587
Days Late (Max)
0%
Compliance Rate
70/70
Non-Compliant
About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.
Politician Name
Seth Moulton
Filing Type
annual Report
Filed Date
13 Aug 2020
View Original Filing (PDF)

Transactions

70 transactions
SPAXX
S (partial)31 Oct 2019$250,001 - $500,000Joint
SPAXX
S (partial)16 Oct 2019$15,001 - $50,000Joint
SPAXX
S (partial)21 Aug 2019$15,001 - $50,000Joint
SPAXX
S (partial)19 Jul 2019$50,001 - $100,000Joint
SPAXX
S (partial)19 Jun 2019$1,001 - $15,000Joint
SPAXX
S (partial)10 Jun 2019$1,001 - $15,000Fidelity Investments Roth IRa
SPAXX
P06 Jun 2019$1,001 - $15,000Fidelity Investments Roth IRa
OANLX
S06 Jun 2019$1,001 - $15,000Fidelity Investments Roth IRa
SPAXX
S (partial)31 May 2019$1,001 - $15,000Fidelity Investments Roth IRa
SPAXX
P30 May 2019$1,001 - $15,000Joint
SPAXX
S (partial)30 May 2019$1,001 - $15,000Joint
FDRXX
P30 May 2019$1,001 - $15,000Spouse
FDRXX
S (partial)30 May 2019$1,001 - $15,000Spouse
SPAXX
P24 May 2019$1,001 - $15,000Joint
PATAX
S24 May 2019$1,001 - $15,000Joint
FDRXX
P24 May 2019$1,001 - $15,000Spouse
OANLX
S24 May 2019$1,001 - $15,000Spouse
FMAGX
P24 May 2019$15,001 - $50,000Spouse
SPAXX
P22 May 2019$1,001 - $15,000Joint
SPAXX
S (partial)22 May 2019$1,001 - $15,000Joint
FDRXX
P22 May 2019$1,001 - $15,000Spouse
FDRXX
S (partial)22 May 2019$1,001 - $15,000Spouse
VUG
S (partial)18 May 2019$1,001 - $15,000Fidelity Investments Roth IRa
DBEF
S (partial)17 May 2019$1,001 - $15,000Spouse
EWU
P17 May 2019$1,001 - $15,000Spouse
BBJP
P17 May 2019$1,001 - $15,000Spouse
VUG
S17 May 2019$1,001 - $15,000Spouse
SPAXX
S (partial)17 May 2019$1,001 - $15,000Fidelity Investments Roth IRa
BBJP
P17 May 2019$1,001 - $15,000Fidelity Investments Roth IRa
SPAXX
P16 May 2019$100,001 - $250,000Joint
YAFFX
S16 May 2019$1,001 - $15,000Spouse
POGRX
P16 May 2019$1,001 - $15,000Spouse
TGEIX
P16 May 2019$1,001 - $15,000Spouse
YAFFX
S16 May 2019$1,001 - $15,000Fidelity Investments Roth IRa
SPAXX
P16 May 2019$1,001 - $15,000Fidelity Investments Roth IRa
OAKIX
S (partial)16 May 2019$1,001 - $15,000Fidelity Investments Roth IRa
POGRX
P16 May 2019$1,001 - $15,000Fidelity Investments Roth IRa
SPAXX
S (partial)10 May 2019$100,001 - $250,000Joint
SPAXX
P08 May 2019$100,001 - $250,000Joint
SPAXX
P07 May 2019$100,001 - $250,000Joint
SPAXX
S (partial)30 Apr 2019$100,001 - $250,000Joint
FZDXX
P30 Apr 2019$250,001 - $500,000Joint
SPAXX
P16 Apr 2019$50,001 - $100,000Joint
SPAXX
P29 Mar 2019$1,001 - $15,000Joint
PATAX
S (partial)29 Mar 2019$1,001 - $15,000Joint
SPAXX
S (partial)12 Mar 2019$1,001 - $15,000Joint
SPAXX
P27 Feb 2019$1,001 - $15,000Joint
SPAXX
S (partial)12 Feb 2019$1,001 - $15,000Joint
WSMAX
S (partial)29 Jan 2019$1,001 - $15,000Joint
DBEF
P07 Jan 2019$1,001 - $15,000Spouse
FDRXX
S (partial)07 Jan 2019$1,001 - $15,000Spouse
MLPX
P07 Jan 2019$1,001 - $15,000Spouse
IVV
S (partial)07 Jan 2019$1,001 - $15,000Spouse
QUAL
S07 Jan 2019$1,001 - $15,000Spouse
FNDE
P07 Jan 2019$1,001 - $15,000Spouse
BSV
P07 Jan 2019$1,001 - $15,000Spouse
BND
S (partial)07 Jan 2019$1,001 - $15,000Spouse
VDC
P07 Jan 2019$1,001 - $15,000Spouse
MLPX
P07 Jan 2019$1,001 - $15,000Fidelity Investments Roth IRa
EWU
S (partial)07 Jan 2019$1,001 - $15,000Fidelity Investments Roth IRa
VUG
S (partial)07 Jan 2019$1,001 - $15,000Fidelity Investments Roth IRa
VDC
P07 Jan 2019$1,001 - $15,000Fidelity Investments Roth IRa
YAFFX
S (partial)04 Jan 2019$1,001 - $15,000Spouse
QLENX
S (partial)04 Jan 2019$1,001 - $15,000Spouse
FDRXX
P04 Jan 2019$1,001 - $15,000Spouse
MWTIX
P04 Jan 2019$1,001 - $15,000Spouse
OANLX
P04 Jan 2019$1,001 - $15,000Spouse
POGRX
P04 Jan 2019$1,001 - $15,000Spouse
RPIFX
S04 Jan 2019$1,001 - $15,000Spouse
POGRX
P04 Jan 2019$1,001 - $15,000Fidelity Investments Roth IRa
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