Frank PalloneFiling

Amendment | Filed on 15 May 2018

This congressional financial disclosure from Frank Pallone (filing amendment) contains 54 stock trades. It was filed on 15 May 2018. Reported tickers include CIU, RGISX, MBB, XLV, HFMIX, and 33 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 54 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 859 days after the trade date. Only 0% of transactions met the disclosure requirement.

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STOCK Act Compliance Violation

This filing contains 54 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

859

Days Late (Max)

Compliance Rate

54/54

Non-Compliant

About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.

Politician Name

Frank Pallone

Filing Type

Amendment

Filed Date

15 May 2018

View Original Filing (PDF)

Transactions

54 transactions


AAM HIGH 50 DIVIDEND STRA...	S	21 Dec 2016	$100,001 - $250,000	Unit Investment Trust - Equity Trusts - Redemption
AAM HIGH 50 DIVIDEND STRA...	P	19 Dec 2016	$100,001 - $250,000	Unit Investment Trust - Equity Trusts
Vanguard Intl Equity Inde... VWO	P	6 Dec 2016	$1,001 - $15,000	-
Energy Select Sector SPDR... XLE	S (partial)	8 Nov 2016	$1,001 - $15,000	-
GOLDMAN SACHS TR FINL SQU... FTIXX	S (partial)	14 Oct 2016	$1,001 - $15,000	-
iShares Core U.S. Aggrega... AGG	P	23 Sept 2016	$1,001 - $15,000	-
Vanguard REIT Fund (VNQ) VNQ	S (partial)	23 Sept 2016	$1,001 - $15,000	-
HARTFORD MUTL FDS INC MID... HFMIX	P	12 Sept 2016	$1,001 - $15,000	-
MFS SER TR X EMERGING MKT... MEDIX	P	12 Sept 2016	$1,001 - $15,000	-
GOLDMAN SACHS TR STRATEGI... GSZIX	S	12 Sept 2016	$1,001 - $15,000	-
HARTFORD MUTL FDS INC MID... HFMIX	P	12 Sept 2016	$1,001 - $15,000	-
EATON VANCE LARGE CAP VAL... EILVX	P	12 Sept 2016	$1,001 - $15,000	-
VICTORY PORTFOLIOS MUNDER... MGOYX	S	12 Sept 2016	$1,001 - $15,000	-
Advisors Inner Circle Fun... CAMWX	S	2 Sept 2016	$1,001 - $15,000	-
Select Sector SPDR Fund H... XLV	S (partial)	16 Aug 2016	$1,001 - $15,000	-
SPDR Barclays Capital Hig... JNK	S (partial)	16 Aug 2016	$1,001 - $15,000	-
iShares Core S&P Small-Ca... IJR	P	16 Aug 2016	$1,001 - $15,000	-
iShares Core U.S. Aggrega... AGG	P	16 Aug 2016	$1,001 - $15,000	-
Vanguard Intl Equity Inde... VWO	S (partial)	16 Aug 2016	$1,001 - $15,000	-
RUSSELL INVESTMENT CO COM... RCCSX	P	13 Jul 2016	$1,001 - $15,000	-
RUSSELL INVESTMENT CO GLO... RGCSX	P	13 Jul 2016	$15,001 - $50,000	-
RUSSELL INVESTMENT CO GLO... RGISX	S (partial)	12 Jul 2016	$1,001 - $15,000	-
RUSSELL INVESTMENT CO MUL... RMSSX	S	12 Jul 2016	$15,001 - $50,000	-
RUSSELL INVT CO MULTI-STR... RMYSX	P	12 Jul 2016	$15,001 - $50,000	-
RUSSELL INVESTMENT CO US ... RSESX	S (partial)	12 Jul 2016	$15,001 - $50,000	-
GOLDMAN SACHS TR FINL SQU... FTIXX	P	12 Jul 2016	$1,001 - $15,000	-
RUSSELL EMERGING MARKETS ... REMSX	P	12 Jul 2016	$1,001 - $15,000	-
RUSSELL INTERNATIONAL DEV... RINTX	P	12 Jul 2016	$1,001 - $15,000	-
RUSSELL INVESTMENT CO GLO... RGCSX	P	12 Jul 2016	$15,001 - $50,000	-
RUSSELL INVESTMENT CO GLO... RRESX	S (partial)	12 Jul 2016	$1,001 - $15,000	-
RUSSELL STRATEGIC BOND FU... RFCTX	S (partial)	8 Jul 2016	$15,001 - $50,000	-
Vanguard FTSE Developed M... VEA	P	24 May 2016	$1,001 - $15,000	-
Vanguard FTSE European ET... VGK	S	24 May 2016	$1,001 - $15,000	-
iShares Barclays Intermed... CIU	S	28 Apr 2016	$1,001 - $15,000	-
iShares Barclay MBX Bond ... MBB	P	28 Apr 2016	$1,001 - $15,000	-
iShares Core U.S. Aggrega... AGG	P	28 Apr 2016	$1,001 - $15,000	-
iShares Barclays 7-10 Yea... IEF	S	28 Apr 2016	$1,001 - $15,000	-
iShares Co S&P Small-Cap ... IJR	S (partial)	28 Apr 2016	$1,001 - $15,000	-
Vanguard FTSE Developed M... VEA	S (partial)	28 Apr 2016	$1,001 - $15,000	-
iShares iBoxx Invesmtent ... LQD	S (partial)	28 Apr 2016	$1,001 - $15,000	-
iShares Tip Bond (TIP) TIP	P	28 Apr 2016	$1,001 - $15,000	-
RUSSELL INVESTMENT CO US ... RSESX	S (partial)	8 Apr 2016	$1,001 - $15,000	-
iShares iBoxx $ High Yiel... HYG	P	24 Mar 2016	$1,001 - $15,000	-
iShares Core S&P Mid-Cap ... IJH	S (partial)	24 Mar 2016	$1,001 - $15,000	-
iShares MSCI Germany (EWG... EWG	S	11 Feb 2016	$1,001 - $15,000	-
Vanguard FTSE Developed M... VEA	P	11 Feb 2016	$1,001 - $15,000	-
SPDR Euro STOXX 50 (FEZ) FEZ	S	11 Feb 2016	$1,001 - $15,000	-
RUSSELL STRATEGIC BOND FU... RFCTX	S (partial)	11 Jan 2016	$1,001 - $15,000	-
iShares S&P North America... IGN	S	7 Jan 2016	$1,001 - $15,000	-
iShares iBoxx Investment ... LQD	S (partial)	7 Jan 2016	$1,001 - $15,000	-
Vanguard REIT Fund (VNQ) VNQ	P	7 Jan 2016	$1,001 - $15,000	-
iShares Barclays 7-10 Yea... IEF	S	7 Jan 2016	$1,001 - $15,000	-
Vanguard Information Tech... VGT	P	7 Jan 2016	$1,001 - $15,000	-
Powershares DB Commodity ... DBC	P	7 Jan 2016	$1,001 - $15,000	-