Roger MarshallFiling

Amendment | Filed on 24 Sept 2021

This congressional financial disclosure from Roger Marshall (filing amendment) contains 75 stock trades. It was filed on 24 September 2021. Reported tickers include BABA, SCUVX, AWSHX, AGTHX, AMZN, and 9 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 75 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 1359 days after the trade date. Only 0% of transactions met the disclosure requirement.

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STOCK Act Compliance Violation

This filing contains 75 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

1359

Days Late (Max)

Compliance Rate

75/75

Non-Compliant

About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.

Politician Name

Roger Marshall

Filing Type

Amendment

Filed Date

24 Sept 2021

View Original Filing (PDF)

Transactions

75 transactions


GBRH Properties 2009, LLC...	S (partial)	31 Dec 2018	$15,001 - $50,000	Sale of holding investment.
Heartland Regional OBGYN,...	S (partial)	31 Dec 2018	$1,001 - $15,000	Medical Services Location
New England Variable Life...	S	16 Nov 2018	$1,001 - $15,000	DC#2; Surrender of policy.
New England Variable Life...	S	16 Nov 2018	$1,001 - $15,000	DC#2; Surrender of policy.
New England Variable Life...	S	16 Nov 2018	$1,001 - $15,000	DC#1; Surrender of policy.
New England Variable Life...	S	16 Nov 2018	$1,001 - $15,000	DC#1; Surrender of policy.
New England Variable Life...	S	16 Nov 2018	$1,001 - $15,000	DC#2; Surrender of policy.
New England Variable Life...	S	16 Nov 2018	$1,001 - $15,000	DC#2; Surrender of policy.
New England Variable Life...	S	16 Nov 2018	$1,001 - $15,000	DC#1; Surrender of policy.
New England Variable Life...	S	16 Nov 2018	$1,001 - $15,000	DC#1; Surrender of policy.
Tesla, Inc. (TSLA) TSLA	S	7 Nov 2018	$1,001 - $15,000	DC#2
Tesla, Inc. (TSLA) TSLA	P	5 Nov 2018	$1,001 - $15,000	DC#2
Alibaba Group Holding Lim... BABA	S	10 Oct 2018	$1,001 - $15,000	DC#2
Healthcare Ventures Fund ...	P	1 Oct 2018	$50,001 - $100,000	Delaware Limited Partnership
Ionics Life Sciences	P	1 Oct 2018	$100,001 - $250,000	Purchase of shares in private corporation
iSelect Fund B St. Louis,...	P	9 Sept 2018	$1,001 - $15,000	DC 1
iSelect Fund B St. Louis,...	P	9 Sept 2018	$1,001 - $15,000	DC 2
Alibaba Group Holding Lim... BABA	S	5 Sept 2018	$1,001 - $15,000	DC#2
Office Building, Furnitur...	S	28 Aug 2018	$50,001 - $100,000	DC#1 Location: Great Bend, KS
Office Building, Furnitur...	S	28 Aug 2018	$50,001 - $100,000	DC#2 - Location: Great Bend, KS
Alibaba Group Holding Lim... BABA	P	27 Aug 2018	$1,001 - $15,000	DC#2
Microsoft Corporation (MS... MSFT	S	27 Aug 2018	$15,001 - $50,000	DC#2
Microsoft Corporation (MS... MSFT	P	22 Aug 2018	$1,001 - $15,000	DC#2
Apple Inc. (AAPL) AAPL	S	21 Aug 2018	$1,001 - $15,000	DC#2
General Account	S	17 Aug 2018	$15,001 - $50,000	Surrender of policy
Global Growth Fund	S	17 Aug 2018	$15,001 - $50,000	Surrender of policy
Small Cap Growth Fund	S	17 Aug 2018	$15,001 - $50,000	Surrender of policy
Midcap Value	S	17 Aug 2018	$15,001 - $50,000	Surrender of policy
Growth Opps Fund	S	17 Aug 2018	$15,001 - $50,000	Surrender of policy
IVY Tax-Managed Equity A	S	15 Aug 2018	$1,001 - $15,000	DC#2
IVY Global Natural Resour...	S	15 Aug 2018	$1,001 - $15,000	DC#2
IVY Large Cap Growth A	P	15 Aug 2018	$1,001 - $15,000	DC#1
IVY Tax-Managed Equity A	S	15 Aug 2018	$1,001 - $15,000	DC#1
IVY Global Natural Resour...	S	15 Aug 2018	$1,001 - $15,000	DC#1
IVY Large Cap Growth A	P	15 Aug 2018	$1,001 - $15,000	DC#2
IVY Energy A	P	15 Aug 2018	$1,001 - $15,000	DC#2
IVY Energy A	P	15 Aug 2018	$1,001 - $15,000	DC#1
Hartford Schroders US Sma... SCUVX	P	10 Aug 2018	$50,001 - $100,000	Rollover from Great Bend Regional Hospital 401k account
Washington Mutual Investo... AWSHX	P	10 Aug 2018	$250,001 - $500,000	Rollover from Great Bend Regional Hospital 401k account
The Growth Fund of Americ... AGTHX	P	10 Aug 2018	$100,001 - $250,000	Rollover from Great Bend Regional Hospital 401k account
New Perspective Fund Clas... ANWPX	P	10 Aug 2018	$100,001 - $250,000	Rollover from Great Bend Regional Hospital 401k account
Hartford Mid-Cap Fund Cla... HFMCX	P	10 Aug 2018	$100,001 - $250,000	Rollover from Great Bend Regional Hospital 401k account
Intermediate Bond Fund of... AIBAX	P	10 Aug 2018	$250,001 - $500,000	Rollover from Great Bend Regional Hospital 401k account
New World Fund Class A [N... NEWFX	P	10 Aug 2018	$15,001 - $50,000	Rollover from Great Bend Regional Hospital 401k account
Apple Inc. (AAPL) AAPL	P	7 Aug 2018	$1,001 - $15,000	DC#2
Microsoft Corporation (MS... MSFT	P	7 Aug 2018	$1,001 - $15,000	DC#2
Tesla, Inc. (TSLA) TSLA	S	7 Aug 2018	$1,001 - $15,000	-
Amazon.com, Inc. (AMZN) AMZN	S	7 Aug 2018	$1,001 - $15,000	DC#2
Pimco Total Return A	S	6 Aug 2018	$50,001 - $100,000	Rollover to Questar Capital IRA account
Franklin Growth A	S	6 Aug 2018	$50,001 - $100,000	Rollover to Questar Capital IRA account
Victory Sycamore Establis...	S	6 Aug 2018	$15,001 - $50,000	Rollover to Questar Capital IRA account
Templeton Global Bond A	S	6 Aug 2018	$50,001 - $100,000	Rollover to Questar Capital IRA account
American Funds Cap Wild G...	S	6 Aug 2018	$50,001 - $100,000	Rollover to Questar Capital IRA account
MFS Value R3	S	6 Aug 2018	$100,001 - $250,000	Rollover to Questar Capital IRA account
Victory Sycamore Small Co...	S	6 Aug 2018	$15,001 - $50,000	Rollover to Questar Capital IRA account
Franklin Mutual Global Di...	S	6 Aug 2018	$50,001 - $100,000	Rollover to Questar Capital IRA account
Pimco Real Return	S	6 Aug 2018	$50,001 - $100,000	Rollover to Questar Capital IRA account
MFS Government Securities...	S	6 Aug 2018	$100,001 - $250,000	Rollover to Questar Capital IRA account
American Funds GR FD of A...	S	6 Aug 2018	$50,001 - $100,000	Rollover to Questar Capital IRA account
The Hartford Global Cap P...	S	6 Aug 2018	$50,001 - $100,000	Rollover to Questar Capital IRA account
Investco Small Cap Growth...	S	6 Aug 2018	$15,001 - $50,000	Rollover to Questar Capital IRA account
The Hartford Midcap R4	S	6 Aug 2018	$15,001 - $50,000	Rollover to Questar Capital IRA account
Fixed Account	S	6 Aug 2018	$15,001 - $50,000	Rollover to Questar Capital IRA account
Oppenheimer Developing Ma...	S	6 Aug 2018	$50,001 - $100,000	Rollover to Questar Capital IRA account
Amazon.com, Inc. (AMZN) AMZN	P	3 Aug 2018	$1,001 - $15,000	DC#2
Tesla, Inc. (TSLA) TSLA	S (partial)	3 Aug 2018	$1,001 - $15,000	DC#2
Tesla, Inc. (TSLA) TSLA	P	24 Jul 2018	$1,001 - $15,000	DC#2
NVIDIA Corporation (NVDA) NVDA	S	24 Jul 2018	$1,001 - $15,000	DC#2
First Trust Healthcare Al...	S	29 Jun 2018	$1,001 - $15,000	-
Yield10 Bioscience, Inc. ... YTEN	S	14 Mar 2018	$1,001 - $15,000	Asset purchased 3/14/2018, purchase did not meet reporting threshold.
IVY Global Equity Income ...	P	23 Feb 2018	$1,001 - $15,000	DC#2
IVY Dividend Opportunitie...	S	23 Feb 2018	$1,001 - $15,000	DC#1
IVY Global Equity Income ...	P	23 Feb 2018	$1,001 - $15,000	DC#1
IVY Dividend Opportunitie...	S	23 Feb 2018	$1,001 - $15,000	DC#2
Washington DC Condo	P	4 Jan 2018	$250,001 - $500,000	-