Donald S. BeyerFiling

Amendment | Filed on 06 Oct 2021

This congressional financial disclosure from Donald S. Beyer (filing amendment) contains 448 stock trades. It was filed on 6 October 2021. Reported tickers include ROP, DIS, NVDA, JPM, C, and 52 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 448 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 636 days after the trade date. Only 0% of transactions met the disclosure requirement.

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STOCK Act Compliance Violation

This filing contains 448 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

636

Days Late (Max)

Compliance Rate

448/448

Non-Compliant

About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.

Politician Name

Donald S. Beyer

Filing Type

Amendment

Filed Date

06 Oct 2021

View Original Filing (PDF)

Transactions

448 transactions


BLF FedFund TDDXX	S	26 Dec 2020	$1,001 - $15,000	D: Sweep sale Blackrock Liq FDS Fedfunds
Berkshire Hathaway Inc. N... BRK.B	P	24 Dec 2020	$1,001 - $15,000	D: 25 units of Berkshire Hathaway Inc Class B
BLF FedFund TDDXX	P	23 Dec 2020	$1,001 - $15,000	D: Sweep purchase Blackrock Liq FDS Fed Fund
Microsoft Corporation (MS... MSFT	S	23 Dec 2020	$1,001 - $15,000	D: sale of 10 units of Microsoft Corp
Roper Technologies, Inc. ... ROP	S	16 Dec 2020	$1,001 - $15,000	D: sale of 5 units Roper Technologies Inc. common
Apple Inc. (AAPL) AAPL	S	16 Dec 2020	$1,001 - $15,000	D: sale of 10 units Apple Inc. common
BLF FedFund TDDXX	P	16 Dec 2020	$1,001 - $15,000	D: Sweep purchase Blackrock Liq FDS FedFund
BLF FedFund TDDXX	S	15 Dec 2020	$1,001 - $15,000	D: Sweep sale Blackrock Liq FDS FedFund
Kadant Inc (KAI) KAI	P	15 Dec 2020	$1,001 - $15,000	D: 45 units Kadant Inc. Common
Goldman Sachs Group, Inc.... GS	P	15 Dec 2020	$1,001 - $15,000	D: 5 units Goldman Sachs Group Inc.
BLF FedFund TDDXX	S	14 Dec 2020	$15,001 - $50,000	D: Sweep sale Blackrock Liq FDS FedFund
Virginia College Bldg 3.0...	P	14 Dec 2020	$15,001 - $50,000	D: 35,000 units Virginia College Building 3.00% 02/01/37
Walt Disney Company (DIS) DIS	P	7 Dec 2020	$1,001 - $15,000	D: 10 units The Walt Disney Co
BLF FedFund TDDXX	S	7 Dec 2020	$1,001 - $15,000	D: Sweep sale Blackrock Liq FDS FedFund
VGP N.V. NPV Common	P	4 Dec 2020	$1,001 - $15,000	D: 15 units VGP N.V. NPV Common
BLF FedFund TDDXX	S	4 Dec 2020	$1,001 - $15,000	D: Sweep sale Blackrock Liq FDS FedFund
MSCI Inc (MSCI) MSCI	P	3 Dec 2020	$1,001 - $15,000	D: 5 units MSCI Inc Class A
BLF FedFund TDDXX	S	3 Dec 2020	$1,001 - $15,000	D: Sweep sale Blackrock Liq FDS FedFund
Cognex Corporation (CGNX) CGNX	P	3 Dec 2020	$1,001 - $15,000	D: 15 units Cognex Corp
BLF FedFund TDDXX	S	2 Dec 2020	$1,001 - $15,000	D: Sweep sale Blackrock Liq FDS FedFund
Ecolab Inc. (ECL) ECL	P	2 Dec 2020	$1,001 - $15,000	D: 5 units Ecolab Inc.
LVMH Moet Hennessy Louis ... LVMHF	P	2 Dec 2020	$1,001 - $15,000	D: 10 units LVMH Moet Hennessy ADR
BLF FedFund TDDXX	P	1 Dec 2020	$1,001 - $15,000	D: Sweep purchase Blackrock Liq FDS FedFund
BLF FedFund TDDXX	S	27 Nov 2020	$1,001 - $15,000	D: sweep sale Blackrock Liq FDS Fed Fund
Ecolab Inc. (ECL) ECL	P	25 Nov 2020	$1,001 - $15,000	D: 10 units Ecolab Inc.
Fanuc Limited Ordinary Sh... FANUF	P	25 Nov 2020	$1,001 - $15,000	D: 5 units Fanuc LTd
BLF FedFund TDDXX	S	25 Nov 2020	$15,001 - $50,000	D: sweep sale Blackrock Liq FDS Fed Fund
Putnam Cnty W Va BRD Ed 1...	P	25 Nov 2020	$15,001 - $50,000	D: 25,000 units Putnam West VA Board Education 1.123% 05/01/24
Microsoft Corporation (MS... MSFT	P	24 Nov 2020	$1,001 - $15,000	D: 40 units Microsoft Corp
BLF FedFund TDDXX	S	24 Nov 2020	$1,001 - $15,000	D: sweep sale Blackrock Liq FDS Fed Fund
BLF FedFund TDDXX	S	20 Nov 2020	$1,001 - $15,000	D: sweep sale Blackrock Liq FDS Fed Fund
Roche Holdings AG Basel O... RHHBF	P	20 Nov 2020	$1,001 - $15,000	D: 25 units Roche Holdings Ltd
Fanuc Limited Ordinary Sh... FANUF	P	19 Nov 2020	$1,001 - $15,000	D: 5 units Fanuc Ltd
BLF FedFund TDDXX	S	19 Nov 2020	$1,001 - $15,000	D: sweep sale Blackrock Liq FDS Fed Fund
Daifuku Co Ltd Ordinary S... DAIUF	P	18 Nov 2020	$1,001 - $15,000	D: 15 units Daifuku Co Ltd
BLF FedFund TDDXX	S	18 Nov 2020	$1,001 - $15,000	D: sweep sale Blackrock Liq FDS Fed Fund
Estee Lauder Companies, I... EL	P	18 Nov 2020	$1,001 - $15,000	D: 15 units Estee Lauder Companies Class A
Walt Disney Company (DIS) DIS	P	18 Nov 2020	$1,001 - $15,000	D: 15 units The Walt Disney Co
Intellia Therapeutics, In... NTLA	P	18 Nov 2020	$1,001 - $15,000	D: 50 units Intellia Therapeutics Inc.
Roper Technologies, Inc. ... ROP	P	17 Nov 2020	$1,001 - $15,000	D: 5 units Roper Technologies Inc common
Novartis AG (NVS) NVS	P	17 Nov 2020	$1,001 - $15,000	D: 15 units Novartis AG Spon ADR
Nike, Inc. (NKE) NKE	P	17 Nov 2020	$1,001 - $15,000	D: 20 units Nike Inc Class B
Square, Inc. Class A (SQ) SQ	P	17 Nov 2020	$1,001 - $15,000	D: 10 units Square Inc Class A common
Editas Medicine, Inc. (ED... EDIT	P	17 Nov 2020	$1,001 - $15,000	D: 50 units Editas Medicine Inc common
Apple Inc. (AAPL) AAPL	P	17 Nov 2020	$1,001 - $15,000	D: 50 units Apple Inc common
Target Corporation (TGT) TGT	P	17 Nov 2020	$1,001 - $15,000	D: 15 units Target Corp
NVIDIA Corporation (NVDA) NVDA	P	17 Nov 2020	$1,001 - $15,000	D: 5 units Nvidia Corp
Teladoc Health, Inc. (TDO... TDOC	P	17 Nov 2020	$1,001 - $15,000	D: 2o units Teladoc Health Inc common
Accenture plc Class A Ord... ACN	P	17 Nov 2020	$1,001 - $15,000	D: 10 units Accenture PLC
NextEra Energy, Inc. (NEE... NEE	P	17 Nov 2020	$1,001 - $15,000	D: 50 units Nextera Energy Inc.
Cognex Corporation (CGNX) CGNX	P	17 Nov 2020	$1,001 - $15,000	D: 20 units Cognex Corp
BLF FedFund TDDXX	S	17 Nov 2020	$15,001 - $50,000	D: sweep sale of Blackrock Liq Fds Fed Funds
CryoPort, Inc. (CYRX) CYRX	P	17 Nov 2020	$1,001 - $15,000	D: 30 units Cryoport Inc. Common par
Illumina, Inc. (ILMN) ILMN	P	17 Nov 2020	$1,001 - $15,000	D: 10 units Illumina Inc.
JP Morgan Chase & Co. (JP... JPM	P	13 Nov 2020	$1,001 - $15,000	D: 50 units J P Morgan Chase & Co
BLF FedFund TDDXX	S	13 Nov 2020	$1,001 - $15,000	D: sweep sale of Blackrock Liq Fds Fed Funds
ASML Holding N.V. - New Y... ASML	P	13 Nov 2020	$1,001 - $15,000	D: 5 units ASML Holding NV
Costco Wholesale Corporat... COST	P	13 Nov 2020	$1,001 - $15,000	D: 5 units Costco Wholesale Corp
Fanuc Limited Ordinary Sh... FANUF	P	13 Nov 2020	$1,001 - $15,000	D: 5 units Fanuc Ltd.
BLF FedFund TDDXX	S	10 Nov 2020	$1,001 - $15,000	D: sweep sale of Blackrock Liq Fds Fed Funds
Fanuc Limited Ordinary Sh... FANUF	P	9 Nov 2020	$1,001 - $15,000	D: 5 units Fanuc Ltd.
BLF FedFund TDDXX	S	9 Nov 2020	$1,001 - $15,000	D: sweep sale of Blackrock Liq Fds Fed Funds
Daifuku Co Ltd Ordinary S... DAIUF	P	5 Nov 2020	$1,001 - $15,000	D: 20 units Daifuku Co Ltd.
Intuitive Surgical, Inc. ... ISRG	P	5 Nov 2020	$1,001 - $15,000	D: 5 units Intuitive Surgical Inc
Fanuc Limited Ordinary Sh... FANUF	P	5 Nov 2020	$1,001 - $15,000	D: 5 units Fanuc Ltd
BLF FedFund TDDXX	S	5 Nov 2020	$1,001 - $15,000	D: sweep sale of Blackrock Liq Fds Fed Funds
Apple Inc. (AAPL) AAPL	P	4 Nov 2020	$1,001 - $15,000	D: 35 units Apple Inc common
NVIDIA Corporation (NVDA) NVDA	P	4 Nov 2020	$1,001 - $15,000	D: 10 units Nvidia Corp
Nike, Inc. (NKE) NKE	P	3 Nov 2020	$1,001 - $15,000	D: 15 units Nike Inc Class B
BLF FedFund TDDXX	S	3 Nov 2020	$15,001 - $50,000	D: sweep sale of Blackrock Liq Fds Fed Funds
ishares Gold Trust (IAU) IAU	P	3 Nov 2020	$1,001 - $15,000	D: 85 shares IShares Gold Trust
Splunk Inc. (SPLK) SPLK	P	3 Nov 2020	$1,001 - $15,000	D: 10 units Splunk Inc.
Estee Lauder Companies, I... EL	P	3 Nov 2020	$1,001 - $15,000	D: 15 units Estee Lauder Companies Class A
LVMH Moet Hennessy Louis ... LVMHF	P	3 Nov 2020	$1,001 - $15,000	D: 25 units LVMH Moet Hennessy ADR
NextEra Energy, Inc. (NEE... NEE	P	2 Nov 2020	$1,001 - $15,000	D: 25 units Nextera Energy Inc.
CryoPort, Inc. (CYRX) CYRX	P	2 Nov 2020	$1,001 - $15,000	D: 45 units Cryoport Inc Common par
BLF FedFund TDDXX	S	2 Nov 2020	$15,001 - $50,000	D: sweep sale of Blackrock Liq Fds Fed Funds
Guardant Health, Inc. (GH... GH	P	2 Nov 2020	$1,001 - $15,000	D: 15 units Guardant Health Inc common
Virginia College Bldg 4.0...	P	2 Nov 2020	$15,001 - $50,000	D: 25,000 units Virginia College Building 4.00% 02/01/33
Costco Wholesale Corporat... COST	P	2 Nov 2020	$1,001 - $15,000	D: 5 units Costco Wholesale Corp
Target Corporation (TGT) TGT	P	2 Nov 2020	$1,001 - $15,000	D: 10 units Target Corp
UnitedHealth Group Incorp... UNH	P	2 Nov 2020	$1,001 - $15,000	D: 10 units Unitedhealth Group Inc common
BLF FedFund TDDXX	P	28 Oct 2020	$375,000.00	D: sweep purchase of Blackrock Liq FDS Fedfund-in
Target Corporation (TGT) TGT	P	26 Oct 2020	$1,001 - $15,000	D: 10 units Target Corporation
BLF FedFund TDDXX	S	26 Oct 2020	$1,001 - $15,000	D: sweep sale of Blackrock Liq FDS Fedfund-in
VGP NV common	P	26 Oct 2020	$1,001 - $15,000	D: 25 units VGP N.V. NPV common
Ecolab Inc. (ECL) ECL	S	23 Oct 2020	$1,001 - $15,000	D: 10 units Ecolab Inc
NextEra Energy, Inc. (NEE... NEE	P	23 Oct 2020	$1,001 - $15,000	D: 5 units Nextera Energy
BLF FedFund TDDXX	P	22 Oct 2020	$1,001 - $15,000	D: sweep purchase of Blackrock Liq FDS Fedfund-in
Guardant Health, Inc. (GH... GH	P	22 Oct 2020	$1,001 - $15,000	D: 10 units Guardant Health Inc common
Microsoft Corporation (MS... MSFT	S	22 Oct 2020	$1,001 - $15,000	D: sale 10 units Microsoft Corp
BLF FedFund TDDXX	S	14 Oct 2020	$15,001 - $50,000	D: sweep sale of Blackrock Liq FDS Fedfund-in
Texas Mun Gas Acquisition...	P	14 Oct 2020	$15,001 - $50,000	D: 20,000 units Texas Mun Gas Acquisition 5.00%
Estee Lauder Companies, I... EL	P	8 Oct 2020	$1,001 - $15,000	D: 5 units Estee Lauder Companies Class A
Roper Technologies, Inc. ... ROP	S	8 Oct 2020	$1,001 - $15,000	D: sale of 5 units Roper Technologies Inc common
Terreno Realty Corporatio... TRNO	S	8 Oct 2020	$1,001 - $15,000	D: sale of 45 units Terreno Realty Corp
BLF FedFund TDDXX	P	8 Oct 2020	$1,001 - $15,000	D: sweep purchase of Blackrock Liq FDS Fedfund-in
Novartis AG (NVS) NVS	S	5 Oct 2020	$1,001 - $15,000	D: sale of 25 units Novartis AG
Guardant Health, Inc. (GH... GH	P	5 Oct 2020	$1,001 - $15,000	D: 20 units Guardant Health Inc common
BLF FedFund TDDXX	S	5 Oct 2020	$1,001 - $15,000	D: sweep sale of Blackrock Liq FDS Fedfund-in
Goldman Sachs Group, Inc.... GS	S	5 Oct 2020	$1,001 - $15,000	D: sale 10 units Goldman Sachs Group Inc
BLF FedFund TDDXX	S	2 Oct 2020	$1,001 - $15,000	D: sweep sale of Blackrock Liq FDS Fedfund-in
BLF FedFund TDDXX	P	1 Oct 2020	$1,001 - $15,000	D: sweep purchase of Blackrock Liq FDS Fedfund-in
California St Various 5.0...	P	29 Sept 2020	$15,001 - $50,000	D: 20,000 units of California St Various 5.00% 04/01/37
BLF FedFund TDDXX	S	29 Sept 2020	$15,001 - $50,000	D: sweep sale of Blackrock Lig FED Fed Fund-in
BLF FedFund TDDXX	S	15 Sept 2020	$15,001 - $50,000	D: sweep sale of Blackrock Liq FDS Fed Fund
Pepsico, Inc. (PEP) PEP	S	11 Sept 2020	$1,001 - $15,000	D: sale of 25 units Pepsico Inc
BLF FedFund TDDXX	P	11 Sept 2020	$1,001 - $15,000	D: sweep purchase of Blackrock Liq FDS Fed Fund
BLF FedFund TDDXX	S	9 Sept 2020	$1,001 - $15,000	D: sweep sale of Blackrock Liq FDS Fed Fund
VGP Group	P	9 Sept 2020	$1,001 - $15,000	D: 25 units VGP Group NV
BLF FedFund TDDXX	S	3 Sept 2020	$1,001 - $15,000	D: sweep sale of Blackrock Liq FDS Fed Fund
BLF FedFund TDDXX	S	2 Sept 2020	$1,001 - $15,000	D: sweep sale of Blackrock Liq FDS Fed Fund
Halifax Cnty VA Indl Dev ...	P	1 Sept 2020	$15,001 - $50,000	D: purchase 25 units Halifax County Virginia Industrial Development Var 12/...
Moody's Corporation (MCO) MCO	P	28 Aug 2020	$1,001 - $15,000	D: 15 units Moodys Corp
NextEra Energy, Inc. (NEE... NEE	P	28 Aug 2020	$1,001 - $15,000	D: 5 units NextEra Energy Inc
BLF FedFund TDDXX	S	28 Aug 2020	$1,001 - $15,000	D: Sweep sale of Blackrock Liq FDS FedFund
Roper Technologies, Inc. ... ROP	P	27 Aug 2020	$1,001 - $15,000	D: 5 units Roper Technologies Inc common
Ecolab Inc. (ECL) ECL	S	27 Aug 2020	$1,001 - $15,000	D: sale of 10 units of Ecolab Inc.
Pepsico, Inc. (PEP) PEP	S	27 Aug 2020	$1,001 - $15,000	D: sale of 25 units Pepsico Inc.
Accenture plc Class A Ord... ACN	P	27 Aug 2020	$1,001 - $15,000	D: 10 shares Accenture PLC
Texas St Tax Rev 4.00% 08...	S	27 Aug 2020	$15,001 - $50,000	D: Bond maturity of Texas State Tax Revenue 4.00%
Costco Wholesale Corporat... COST	P	27 Aug 2020	$1,001 - $15,000	D: 15 shares Costco Wholesale Corp
BLF FedFund TDDXX	P	27 Aug 2020	$15,001 - $50,000	D: Sweep purchase of Blackrock Liq FDS FedFund
Illumina, Inc. (ILMN) ILMN	S	27 Aug 2020	$1,001 - $15,000	D: sale of 5 units Illumina Inc.
Fiverr International Ltd.... FVRR	P	27 Aug 2020	$1,001 - $15,000	D: 40 units Fiverr Intl Ord
Intellia Therapeutics, In... NTLA	S	26 Aug 2020	$1,001 - $15,000	D: sale 185 units Intellia Therapeutics
BLF FedFund TDDXX	P	26 Aug 2020	$1,001 - $15,000	D: Sweep purchase of Blackrock Liq FDS FedFund
ASML Holding N.V. - New Y... ASML	S	14 Aug 2020	$1,001 - $15,000	D: sale 15 units ASML Holding NV
Regeneron Pharmaceuticals... REGN	S	14 Aug 2020	$1,001 - $15,000	D: sale of 5 units Regeron Pharmaceuticals
BLF FedFund TDDXX	P	14 Aug 2020	$1,001 - $15,000	D: Sweep purchase of Blackrock Liq FDS FedFund
BLF FedFund TDDXX	P	13 Aug 2020	$50,001 - $100,000	D: Sweep purchase of Blackrock Liq FDS FedFund
BLF FedFund TDDXX	S	4 Aug 2020	$1,001 - $15,000	D: Sweep sale of Blackrock Liq FDS FedFund
BLF FedFund TDDXX	S	3 Aug 2020	$1,001 - $15,000	D: Sweep sale of Blackrock Liq FDS FedFund
BLF FedFund TDDXX	P	27 Jul 2020	$1,001 - $15,000	D: sweep purchase Blackrock Liq DFDS FedFundIn
Impinj, Inc. (PI) PI	S	27 Jul 2020	$1,001 - $15,000	D: sale of 75 units Inpinj Inc.
NVIDIA Corporation (NVDA) NVDA	S	14 Jul 2020	$15,001 - $50,000	D: sale of 50 units Nvidia Corp
Target Corporation (TGT) TGT	S	14 Jul 2020	$1,001 - $15,000	D: sale of 70 units Target Corp
Roche Holdings AG Basel O... RHHBF	S	14 Jul 2020	$1,001 - $15,000	D: sale of 125 units Roche Holdings Ltd
Verizon Communications In... VZ	S	14 Jul 2020	$1,001 - $15,000	D: sale of 140 units Verizon Communications
Visa Inc. (V) V	S	14 Jul 2020	$15,001 - $50,000	D: sale of 100 units Visa Inc Class A
Square, Inc. Class A (SQ) SQ	S	14 Jul 2020	$1,001 - $15,000	D: sale of 70 units Square Inc Class A common
Terreno Realty Corporatio... TRNO	S	14 Jul 2020	$1,001 - $15,000	D: sale of 180 units Terreno Realty Corp
Estee Lauder Companies, I... EL	S	14 Jul 2020	$1,001 - $15,000	D: sale of 70 units Estee Lauder Companies Class A
Teladoc Health, Inc. (TDO... TDOC	S	14 Jul 2020	$15,001 - $50,000	D: sale of 80 units Teladoc Health Inc common
Intuitive Surgical, Inc. ... ISRG	S	14 Jul 2020	$1,001 - $15,000	D: sale of 20 units Intuitive Surgical Inc.
Ecolab Inc. (ECL) ECL	S	14 Jul 2020	$15,001 - $50,000	D: sale of 80 units Ecolab Inc.
District of Columbia 4.00...	S	14 Jul 2020	$50,001 - $100,000	D: sale of 50,000 units District of Columbia 4.00% 06/01/35
ishares Gold Trust (IAU) IAU	S	14 Jul 2020	$1,001 - $15,000	D: sale of 535 units of iShares Gold Trust
Pepsico, Inc. (PEP) PEP	S	14 Jul 2020	$1,001 - $15,000	D: sale of 50 units Pepsico Inc
CryoPort, Inc. (CYRX) CYRX	S	14 Jul 2020	$1,001 - $15,000	D: sale of 310 units of Cryoport Inc Common
Nasdaq, Inc. (NDAQ) NDAQ	S	14 Jul 2020	$1,001 - $15,000	D: sale of 65 units of NASDAQ Inc.
Alphabet Inc. - Class C C... GOOG	S	14 Jul 2020	$15,001 - $50,000	D: sale of 15 units Alphabet Inc Class C
BLF FedFund TDDXX	S	14 Jul 2020	$1,000,001 - $5,000,000	D: sweep sale of Blackrock Liq FDS FedFundIn
Daifuku Co Ltd Ordinary S... DAIUF	S	14 Jul 2020	$15,001 - $50,000	D: sale of 135 units Daifuku Co Ltd
Guardant Health, Inc. (GH... GH	S	14 Jul 2020	$1,001 - $15,000	D: sale of 50 units Guardant Health Inc common
LVMH Moet Hennessy Louis ... LVMHF	S	14 Jul 2020	$1,001 - $15,000	D: sale of 140 units LVMH Moet Hennessy ADR
Roper Technologies, Inc. ... ROP	S	14 Jul 2020	$15,001 - $50,000	D: sale of 40 units of Roper Technologies Inc
Illumina, Inc. (ILMN) ILMN	S	14 Jul 2020	$1,001 - $15,000	D: sale of 45 units Illumina Inc.
TJX Companies, Inc. (TJX) TJX	S	14 Jul 2020	$1,001 - $15,000	D: sale of 220 units TJX Companies Inc
NextEra Energy, Inc. (NEE... NEE	S	14 Jul 2020	$15,001 - $50,000	D: sale of 85 units Nextera Energy
Accenture plc Class A Ord... ACN	S	14 Jul 2020	$1,001 - $15,000	D: sale of 35 units of Accenture PLC
Novartis AG (NVS) NVS	S	14 Jul 2020	$1,001 - $15,000	D: sale of 150 units Novartis AG Spon ADR
Nestle SA Sponsored ADR r... NSRGY	S	14 Jul 2020	$1,001 - $15,000	D: sale of 125 units Nestle Nam Spon ADR
Nike, Inc. (NKE) NKE	S	14 Jul 2020	$1,001 - $15,000	D: sale of 135 units Nike Inc Class B
Amazon.com, Inc. (AMZN) AMZN	S	14 Jul 2020	$15,001 - $50,000	D: sale of 5 units of Amazon.com Inc.
Costco Wholesale Corporat... COST	S	14 Jul 2020	$1,001 - $15,000	D: sale of 20 units Costco Wholesale Corp
Cognex Corporation (CGNX) CGNX	S	14 Jul 2020	$1,001 - $15,000	D: sale of 110 units Cognex Corp
UnitedHealth Group Incorp... UNH	S	14 Jul 2020	$1,001 - $15,000	D: sale of 35 units UnitedHealth Group Inc
Fanuc Limited Ordinary Sh... FANUF	S	14 Jul 2020	$1,001 - $15,000	D: sale of 25 units Fanuc Ltd
MSCI Inc (MSCI) MSCI	S	14 Jul 2020	$15,001 - $50,000	D: sale of 55 units of MSCI Inc Class A
District of Columbia 4.00...	S	14 Jul 2020	$50,001 - $100,000	D: sale of 50,000 units District of Columbia Rev 4.00% 04/01/32
Walt Disney Company (DIS) DIS	S	14 Jul 2020	$1,001 - $15,000	D: sale of 75 units The Walt Disney Company
Berkshire Hathaway Inc. N... BRK.B	S	14 Jul 2020	$1,001 - $15,000	D: sale of 45 units Berkshire Hathaway Inc Class B
London Stock Exchange Gro... LDNXF	S	14 Jul 2020	$1,001 - $15,000	D: sale of 75 units London Stock Exchange ordinary
Microsoft Corporation (MS... MSFT	S	14 Jul 2020	$15,001 - $50,000	D: sale of 130 units Microsoft Corp
Citigroup, Inc. (C) C	S	14 Jul 2020	$15,001 - $50,000	D: sale of 300 units of Citigroup Inc.
Splunk Inc. (SPLK) SPLK	S	14 Jul 2020	$1,001 - $15,000	D: sale of 65 units of Splunk Inc
Apple Inc. (AAPL) AAPL	S	14 Jul 2020	$15,001 - $50,000	D: sale of 75 units of Apple Inc common
Goldman Sachs Group, Inc.... GS	S	14 Jul 2020	$1,001 - $15,000	D: sale of 10 units Goldman Sachs Group Inc.
BLF FedFund TDDXX	S	10 Jul 2020	$50,001 - $100,000	D: sweep sale of Blackrock Liq FDS FedFund
ASML Holding N.V. - New Y... ASML	S	10 Jul 2020	$1,001 - $15,000	D: sale of 20 units of ASML Holding NV
Intellia Therapeutics, In... NTLA	P	10 Jul 2020	$1,001 - $15,000	D: 235 units of Intellia Therapeutics Inc
Regeneron Pharmaceuticals... REGN	S	10 Jul 2020	$1,001 - $15,000	D: sale of two units of Regeneron Pharmaceuticals
CME Group Inc. - Class A ... CME	S	10 Jul 2020	$1,001 - $15,000	D: sale 75 units CME Group Inc
BLF FedFund TDDXX	S	2 Jul 2020	$1,001 - $15,000	D: sweep sale of Blackrock Liq FDS FedFund
BLF FedFund TDDXX	S	1 Jul 2020	$1,001 - $15,000	D: sweep sale of Blackrock Liq FDS FedFund
Bexar Cnty Tex Health 6.2...	S	1 Jul 2020	$15,001 - $50,000	D: called security of Bexar County Texas Health bonds 6.2% 07/01/45
ASML Holding N.V. - New Y... ASML	P	24 Jun 2020	$1,001 - $15,000	D: 10 units ASML Holdings NV
FLIR Systems, Inc. (FLIR) FLIR	S	24 Jun 2020	$1,001 - $15,000	D: sale of 150 units Flir Systems Inc.
BLF FedFund TDDXX	P	24 Jun 2020	$1,001 - $15,000	D: sweep purchase Blackrock Liq FDS FedFund-In
BLF FedFund TDDXX	S	2 Jun 2020	$15,001 - $50,000	D: sweep sale Blackrock Liq FDS FedFund-In
Wise County VA V-A 1.875%...	P	1 Jun 2020	$15,001 - $50,000	D: 25,000 units Wise County Virginia V-A 1.875% 11/01/40
BLF FedFund TDDXX	P	1 Jun 2020	$50,001 - $100,000	D: sweep purchase Blackrock Liq FDS FedFund-In
Twin Rivers CA V-A 06/01/...	S	1 Jun 2020	$15,001 - $50,000	D: "Called Security"
California St Var Purp 4....	P	21 May 2020	$15,001 - $50,000	D: 25,000 units California State Var Purp 4.00% 08/01/36
BLF FedFund TDDXX	S	21 May 2020	$15,001 - $50,000	D: sweep sale Blackrock Liq FDS Fedfund
BLF FedFund TDDXX	P	20 May 2020	$1,001 - $15,000	D: sweep purchase Blackrock Liq FDS Fedfund
Terreno Realty Corporatio... TRNO	S	20 May 2020	$1,001 - $15,000	D: sale 50 units Terreno Realty Corp
Regeneron Pharmaceuticals... REGN	P	20 May 2020	$1,001 - $15,000	D: 12 units Regeneron Pharmaceuticals
NextEra Energy, Inc. (NEE... NEE	S	20 May 2020	$1,001 - $15,000	D: sale 25 units NextEra Energy Inc.
BLF FedFund TDDXX	S	19 May 2020	$500,001 - $1,000,000	D: sweep sale Blackrock Liq FDS Fedfund
BLF FedFund TDDXX	S	18 May 2020	$50,001 - $100,000	D: sweep sale Blackrock Liq FDS Fedfund
King Cnty Wash LTD 4.00% ...	P	18 May 2020	$15,001 - $50,000	D: purchase 35,000 units King County, Washington, 4.00% 12/01/32
Virginia College BLDG 4,3...	P	18 May 2020	$15,001 - $50,000	D: 35,000 units Virginia College Building 4.375% 02/01/32
BLF FedFund TDDXX	P	11 May 2020	$1,001 - $15,000	D: sweep purchase Blackrock Liq FDS Fedfund
Horizon Discovery Ordinar...	S	11 May 2020	$1,001 - $15,000	D: sale 1,800 units Horizon Discovery ordinary HZD.LN
Daifuku Co Ltd Ordinary S... DAIUF	S	11 May 2020	$1,001 - $15,000	D: sale 25 units Daifuku Co Ltd
Estee Lauder Companies, I... EL	S	8 May 2020	$1,001 - $15,000	D: sale 25 units Estee Lauder Companies Class A
Teladoc Health, Inc. (TDO... TDOC	S	8 May 2020	$1,001 - $15,000	D: sale 10 units Teladoc Health Inc common
ishares Gold Trust (IAU) IAU	S	8 May 2020	$1,001 - $15,000	D: sale 100 units iShares Gold Trust
BLF FedFund TDDXX	P	8 May 2020	$1,001 - $15,000	D: sweep purchase Blackrock Liq FDS Fedfund
Target Corporation (TGT) TGT	S	7 May 2020	$1,001 - $15,000	D: sale 10 units Target Corp
Apple Inc. (AAPL) AAPL	S	7 May 2020	$1,001 - $15,000	D: sale 15 units Apple Inc common
Citigroup, Inc. (C) C	S	7 May 2020	$1,001 - $15,000	D: sale 25 units Citigroup Inc.
Novartis AG (NVS) NVS	S	7 May 2020	$1,001 - $15,000	D: sale 25 units Novartis AG Spon ADR
Nike, Inc. (NKE) NKE	S	7 May 2020	$1,001 - $15,000	D: sale 25 units Nike Inc Class B
Walt Disney Company (DIS) DIS	S	7 May 2020	$1,001 - $15,000	D: sale 25 units the Walt Disney Co
FLIR Systems, Inc. (FLIR) FLIR	S	7 May 2020	$1,001 - $15,000	D: sale 50 units FLIR Systems Inc
Berkshire Hathaway Inc. N... BRK.B	S	7 May 2020	$1,001 - $15,000	D: sale 30 units Berkshire Hathaway Inc Class B
Verizon Communications In... VZ	S	7 May 2020	$1,001 - $15,000	D: sale 25 units Verizon Communications
Splunk Inc. (SPLK) SPLK	S	7 May 2020	$1,001 - $15,000	D: sale 10 units Splunk Inc
Visa Inc. (V) V	S	7 May 2020	$1,001 - $15,000	D: sale 10 units Visa Inc Class A
Ecolab Inc. (ECL) ECL	S	7 May 2020	$1,001 - $15,000	D: sale 10 units Ecolab Inc.
Accenture plc Class A Ord... ACN	S	7 May 2020	$1,001 - $15,000	D: sale 25 units Accenture PLC
Daifuku Co Ltd Ordinary S... DAIUF	S	7 May 2020	$1,001 - $15,000	D: sale 50 units Daifuku Co Ltd
Intuitive Surgical, Inc. ... ISRG	S	7 May 2020	$1,001 - $15,000	D: sale 5 units Intuitive Surgical Inc
Fanuc Limited Ordinary Sh... FANUF	S	7 May 2020	$1,001 - $15,000	D: sale 25 units Fanuc Ltd
Cognex Corporation (CGNX) CGNX	S	7 May 2020	$1,001 - $15,000	D: sale 25 units Cognex Corp
MSCI Inc (MSCI) MSCI	S	7 May 2020	$1,001 - $15,000	D: sale 5 units MSCI Inc Class A
BLF FedFund TDDXX	P	7 May 2020	$15,001 - $50,000	D: sweep purchase Blackrock Liq FDS Fedfund
CryoPort, Inc. (CYRX) CYRX	S	7 May 2020	$1,001 - $15,000	D: sale 100 units Cryoport Inc Common par
Pepsico, Inc. (PEP) PEP	S	4 May 2020	$1,001 - $15,000	D: sale 25 units Pepsico Inc
BLF FedFund TDDXX	P	4 May 2020	$15,001 - $50,000	D: sweep purchase Blackrock Liq FDS Fedfund
NextEra Energy, Inc. (NEE... NEE	S	4 May 2020	$1,001 - $15,000	D: sale 50 units NextEra Energy Inc
London Stock Exchange Gro... LDNXF	S	4 May 2020	$1,001 - $15,000	D: sale 25 units London Stock Exchange Ordinary
Novartis AG (NVS) NVS	S	4 May 2020	$1,001 - $15,000	D: sale 50 units Novartis AG Spon ADR
Teladoc Health, Inc. (TDO... TDOC	S	4 May 2020	$1,001 - $15,000	D: sale 50 units Teladoc Health Inc common
Nestle SA Sponsored ADR r... NSRGY	S	4 May 2020	$1,001 - $15,000	D: sale 50 units Nestle Nam Spon ADR
Roper Technologies, Inc. ... ROP	S	1 May 2020	$1,001 - $15,000	D: sale 20 units Roper Technologies Inc common
Goldman Sachs Group, Inc.... GS	S	1 May 2020	$1,001 - $15,000	D: sale 10 units Goldman Sachs Group Inc
MSCI Inc (MSCI) MSCI	S	1 May 2020	$1,001 - $15,000	D: sale 15 units MSCI Inc. Class A
Guardant Health, Inc. (GH... GH	S	1 May 2020	$1,001 - $15,000	D: sale 15 units Guardant Health Inc. common
UnitedHealth Group Incorp... UNH	S	1 May 2020	$1,001 - $15,000	D: sale 15 units United Health Group Inc
Square, Inc. Class A (SQ) SQ	S	1 May 2020	$1,001 - $15,000	D: sale of 25 units of Square Inc Class A common
Illumina, Inc. (ILMN) ILMN	S	1 May 2020	$1,001 - $15,000	D: sale 10 units Illumina Inc.
Ecolab Inc. (ECL) ECL	S	1 May 2020	$1,001 - $15,000	D: sale 25 units Ecolab Inc.
Estee Lauder Companies, I... EL	S	1 May 2020	$1,001 - $15,000	D: 25 units Estee Lauder Companies Class A
Intuitive Surgical, Inc. ... ISRG	S	1 May 2020	$1,001 - $15,000	D: sale 5 units Intuitive Surgical Inc.
Terreno Realty Corporatio... TRNO	S	1 May 2020	$1,001 - $15,000	D: sale 125 units Terreno Realty Corp
Target Corporation (TGT) TGT	S	1 May 2020	$1,001 - $15,000	D: sale of 25 units Target Corp
Cognex Corporation (CGNX) CGNX	S	1 May 2020	$1,001 - $15,000	D: sale 75 units Cognex Corp
Citigroup, Inc. (C) C	S	1 May 2020	$1,001 - $15,000	D: sale of 25 units of Citigroup Inc
Verizon Communications In... VZ	S	1 May 2020	$1,001 - $15,000	D: sale 50 units Verizon Communications
NVIDIA Corporation (NVDA) NVDA	S	1 May 2020	$1,001 - $15,000	D: sale 20 units NVIDIA Corp
Visa Inc. (V) V	S	1 May 2020	$1,001 - $15,000	D: sale 25 units Visa Inc. Class A
TJX Companies, Inc. (TJX) TJX	S	1 May 2020	$1,001 - $15,000	D: sale 150 units TJX Companies Inc. New
Editas Medicine, Inc. (ED... EDIT	S	1 May 2020	$1,001 - $15,000	D: sale 50 units Editas Medicine Inc Common
Microsoft Corporation (MS... MSFT	S	1 May 2020	$1,001 - $15,000	D: sale 50 units Microsoft Corp
Apple Inc. (AAPL) AAPL	S	1 May 2020	$1,001 - $15,000	D: sale of 25 units Apple Inc. common
Virginia Commonwealth Tra...	P	1 May 2020	$15,001 - $50,000	D: 25,000 units Virginia Commonwealth Transn 5.00% 5/15/33
Splunk Inc. (SPLK) SPLK	S	1 May 2020	$1,001 - $15,000	D: sale 25 units Splunk Inc.
LVMH Moet Hennessy Louis ... LVMHF	S	1 May 2020	$1,001 - $15,000	D: sale 50 units LVMH Moet Hennessy ADR
BLF FedFund TDDXX	P	1 May 2020	$50,001 - $100,000	D: sweep purchase Blackrock Liq FDS Fedfund
Accenture plc Class A Ord... ACN	S	1 May 2020	$1,001 - $15,000	D: sale 25 units Accenture PLC
Alphabet Inc. - Class C C... GOOG	S	1 May 2020	$1,001 - $15,000	D: sale of 5 units of Alphabet Inc Class C
Nasdaq, Inc. (NDAQ) NDAQ	S	1 May 2020	$1,001 - $15,000	D: 25 units of NASDAQ Inc.
Amazon.com, Inc. (AMZN) AMZN	S	1 May 2020	$1,001 - $15,000	D: sales of 3 units Amazon.Com Inc
BLF FedFund TDDXX	P	29 Apr 2020	$1,001 - $15,000	D: Sweep purchase of Blackrock Liq FDS Fed Fund-In
Cognex Corporation (CGNX) CGNX	S	28 Apr 2020	$1,001 - $15,000	D: 100 units Cognex Corp
Nike, Inc. (NKE) NKE	S	28 Apr 2020	$1,001 - $15,000	D: 25 units Nike Inc Class B
TJX Companies, Inc. (TJX) TJX	S	28 Apr 2020	$1,001 - $15,000	D: 100 units TJX Companies Inc New
NextEra Energy, Inc. (NEE... NEE	S	28 Apr 2020	$1,001 - $15,000	D: 50 units NextEra Energy Inc.
Nestle SA Sponsored ADR r... NSRGY	S	28 Apr 2020	$1,001 - $15,000	D: 25 units Nestle NAM Spon ADR
Berkshire Hathaway Inc. N... BRK.B	S	28 Apr 2020	$1,001 - $15,000	D: 15 units Berkshire Hathaway B
BLF FedFund TDDXX	P	28 Apr 2020	$50,001 - $100,000	D: Sweep purchase of Blackrock Liq FDS Fed Fund-In
Nasdaq, Inc. (NDAQ) NDAQ	S	28 Apr 2020	$1,001 - $15,000	D: 15 units NASDAQ Inc
LVMH Moet Hennessy Louis ... LVMHF	S	28 Apr 2020	$1,001 - $15,000	D: 125 units LVMH Moet Hennessy ADR
Terreno Realty Corporatio... TRNO	S	28 Apr 2020	$1,001 - $15,000	D: 50 units Terreno Realty Corp
Daifuku Co Ltd Ordinary S... DAIUF	S	28 Apr 2020	$1,001 - $15,000	D: 100 units Daifuku Co Ltd; $578 capital gains
Fanuc Limited Ordinary Sh... FANUF	S	28 Apr 2020	$1,001 - $15,000	D: 10 units Fanuc LTD
Target Corporation (TGT) TGT	S	28 Apr 2020	$1,001 - $15,000	D: 50 units Target Corp
MSCI Inc (MSCI) MSCI	S	28 Apr 2020	$1,001 - $15,000	D: 10 units MSCI Inc Class A; $1,546 capital gains
London Stock Exchange Gro... LDNXF	S	28 Apr 2020	$1,001 - $15,000	D: 50 units London Stock Exchange Ordinary
Pepsico, Inc. (PEP) PEP	S	28 Apr 2020	$1,001 - $15,000	D: 25 units Pepsico Inc.
Citigroup, Inc. (C) C	S	27 Apr 2020	$1,001 - $15,000	D: 100 units Citigroup Inc.
Verizon Communications In... VZ	S	27 Apr 2020	$1,001 - $15,000	D: 25 units Verizon Communications
Splunk Inc. (SPLK) SPLK	S	27 Apr 2020	$1,001 - $15,000	D: 50 units Splunk Inc.
Illumina, Inc. (ILMN) ILMN	S	27 Apr 2020	$1,001 - $15,000	D: five units Illumina Inc.
Alphabet Inc. - Class C C... GOOG	S	27 Apr 2020	$1,001 - $15,000	D: five units Alphabet Inc Class C
Estee Lauder Companies, I... EL	S	27 Apr 2020	$1,001 - $15,000	D: 75 units Estee Lauder Companies Class A
UnitedHealth Group Incorp... UNH	S	27 Apr 2020	$1,001 - $15,000	D: 10 units United Health Group Inc.
Goldman Sachs Group, Inc.... GS	S	27 Apr 2020	$1,001 - $15,000	D: 20 units Goldman Sachs Group Inc.
Teladoc Health, Inc. (TDO... TDOC	S	27 Apr 2020	$1,001 - $15,000	D: 50 units Teladoc Health Inc common; $8,770 capital gain
Intuitive Surgical, Inc. ... ISRG	S	27 Apr 2020	$1,001 - $15,000	D: five units Intuitive Surgical
Walt Disney Company (DIS) DIS	S	27 Apr 2020	$1,001 - $15,000	D: 75 units The Walt Disney Co
Apple Inc. (AAPL) AAPL	S	27 Apr 2020	$1,001 - $15,000	D: 25 units Apple Inc. common
Editas Medicine, Inc. (ED... EDIT	S	27 Apr 2020	$1,001 - $15,000	D: 125 units of Editas Medicine Inc. common
Ecolab Inc. (ECL) ECL	S	27 Apr 2020	$1,001 - $15,000	D: 25 units Ecolab Inc.
Square, Inc. Class A (SQ) SQ	S	27 Apr 2020	$1,001 - $15,000	D: 50 units Square Inc Class A common
Guardant Health, Inc. (GH... GH	S	27 Apr 2020	$1,001 - $15,000	D: 35 units Guardant Health Inc common
Amazon.com, Inc. (AMZN) AMZN	S	27 Apr 2020	$1,001 - $15,000	D: two units Amazon Com Inc.
BLF FedFund TDDXX	P	27 Apr 2020	$50,001 - $100,000	D: Sweep purchase of Blackrock Liq FDS Fed Fund-In
Delta Air Lines, Inc. (DA... DAL	S	27 Apr 2020	$1,001 - $15,000	D: 125 units Delta Air Lines
Accenture plc Class A Ord... ACN	S	27 Apr 2020	$1,001 - $15,000	D: 25 units Accenture PLC
Roper Technologies, Inc. ... ROP	S	27 Apr 2020	$1,001 - $15,000	D: 10 units Roper Technologies Inc.common
Microsoft Corporation (MS... MSFT	S	27 Apr 2020	$1,001 - $15,000	D: 25 units Microsoft Corp
BLF FedFund TDDXX	S	22 Apr 2020	$15,001 - $50,000	D: Sweep sale of Blackrock Liq FDS Fed Fund-In
Costco Wholesale Corporat... COST	P	22 Apr 2020	$1,001 - $15,000	D: 25 units Costco Wholesale Corp
Roche Holdings AG Basel A... RHHBY	P	22 Apr 2020	$1,001 - $15,000	D: 250 units Roche Holdings AG Basel
Delta Air Lines, Inc. (DA... DAL	S	22 Apr 2020	$1,001 - $15,000	D: sale of 125 units of Delta Air Lines Inc.
Microsoft Corporation (MS... MSFT	S	20 Apr 2020	$1,001 - $15,000	D: 25 units Microsoft Corp; $848 capital gain.
BLF FedFund TDDXX	P	20 Apr 2020	$1,001 - $15,000	D: Sweep purchase of Blackrock Liq FDS Fed Fund-In
BLF FedFund TDDXX	S	2 Apr 2020	$1,001 - $15,000	D: sweep sale Blackrock Liquid Funds
BLF FedFund TDDXX	P	1 Apr 2020	$1,001 - $15,000	D: sweep purchase Blackrock Liquid Funds
Costco Wholesale Corporat... COST	P	24 Mar 2020	$1,001 - $15,000	D: 20 units Costco Wholesale Corp
BLF FedFund TDDXX	S	24 Mar 2020	$1,001 - $15,000	D: sweep sale of Blackrock Liquid Funds
FLIR Systems, Inc. (FLIR) FLIR	S	24 Mar 2020	$1,001 - $15,000	D: sale of 150 units of Flir Sytems Inc.
BLF FedFund TDDXX	P	23 Mar 2020	$1,001 - $15,000	D: sweep purchase Blackrock Liquid Funds
Citigroup, Inc. (C) C	S	23 Mar 2020	$1,001 - $15,000	D: sale of 50 units of Citigroup Inc.
ishares Gold Trust (IAU) IAU	P	12 Mar 2020	$1,001 - $15,000	D: 250 units of IShares Gold Trust
Goldman Sachs Group, Inc.... GS	S	12 Mar 2020	$1,001 - $15,000	D: sale of 20 units Goldman Sachs Group Inc
Regional Transn Dist 5.00...	P	11 Mar 2020	$15,001 - $50,000	D: 20,000 units Regional Transn 5.00% 06/01/29
BLF FedFund TDDXX	S	11 Mar 2020	$15,001 - $50,000	D: sweep sale of Blackrock Liquid Funds
BLF FedFund TDDXX	S	10 Mar 2020	$15,001 - $50,000	D: Sweep Sale of Blackrock Liquid Funds
BLF FedFund TDDXX	S	6 Mar 2020	$15,001 - $50,000	D: sale of Blackrock Liquid Funds
Dallas Tex Area Rapid 5.0...	P	6 Mar 2020	$15,001 - $50,000	D: 15,000 units Dallas Tex Area Rapid 5.00%
BLF FedFund TDDXX	S	3 Mar 2020	$1,001 - $15,000	D: sale of Blackrock Lig Funds
BLF FedFund TDDXX	P	2 Mar 2020	$1,001 - $15,000	D: purchase of Blackrock Lig Funds
Terreno Realty Corporatio... TRNO	P	20 Feb 2020	$1,001 - $15,000	D: 50 units Terreno Realty Corp
BLF FedFund TDDXX	S	20 Feb 2020	$1,001 - $15,000	D: Sweep sale Blackrock Liq FDS FedFund
Alphabet Inc. - Class C C... GOOG	P	19 Feb 2020	$1,001 - $15,000	D: 5 units Alphabet Inc. Class C
Splunk Inc. (SPLK) SPLK	P	19 Feb 2020	$1,001 - $15,000	D: 25 units Splunk Inc.
BLF FedFund TDDXX	S	19 Feb 2020	$50,001 - $100,000	D: Sweep sale Blackrock Liq FDS FedFund
Estee Lauder Companies, I... EL	P	19 Feb 2020	$1,001 - $15,000	D: 25 units Estee Lauder Companies Class A
Daifuku Co Ltd Ordinary S... DAIUF	P	19 Feb 2020	$1,001 - $15,000	D: 50 units Daifuku Co Ltd
TJX Companies, Inc. (TJX) TJX	P	19 Feb 2020	$1,001 - $15,000	D: 100 units TJX Companies Inc New
Ecolab Inc. (ECL) ECL	P	19 Feb 2020	$1,001 - $15,000	D: 50 units Ecolab Inc.
Amazon.com, Inc. (AMZN) AMZN	P	19 Feb 2020	$1,001 - $15,000	D: 5 units Amazon.Com Inc.
CME Group Inc. - Class A ... CME	P	19 Feb 2020	$1,001 - $15,000	D: 10 units CME Group Inc
Walt Disney Company (DIS) DIS	P	19 Feb 2020	$1,001 - $15,000	D: 25 units The Walt Disney Co
CyrusOne Inc (CONE) CONE	S	18 Feb 2020	$1,001 - $15,000	D: sale of 110 units Cyrusone Inc REIT; $298 capital gains
Apple Inc. (AAPL) AAPL	P	18 Feb 2020	$1,001 - $15,000	D: 25 units Apple Inc common
Texas State Tax Rev 4.00%	P	18 Feb 2020	$50,001 - $100,000	D: 50,000 units Texas State Tax Rev 4.00% 08/27/20
Verizon Communications In... VZ	P	18 Feb 2020	$1,001 - $15,000	D: 25 units Verizon Communications
Nike, Inc. (NKE) NKE	P	18 Feb 2020	$1,001 - $15,000	D: 25 units NIKE Inc Class B
BLF FedFund TDDXX	S	18 Feb 2020	$50,001 - $100,000	D: Sweep sale Blackrock Liq FDS FedFund
CryoPort, Inc. (CYRX) CYRX	P	18 Feb 2020	$1,001 - $15,000	D: 100 units Cryoport Inc Com Par
LVMH Moet Hennessy Louis ... LVMUY	P	18 Feb 2020	$1,001 - $15,000	D: 50 units LVMH Moet Hennessy ADR
London Stock Exchange Gro... LDNXF	P	18 Feb 2020	$1,001 - $15,000	D: 25 units London Stock Exchange Ordinary
Horizon Global Corporatio... HZN	P	17 Feb 2020	$1,001 - $15,000	D: 2,625 units Horizon Discovery ordinary. Actual Asset Name likely "HZD"
ishares Gold Trust (IAU) IAU	P	14 Feb 2020	$15,001 - $50,000	D: 1,000 units iShares Gold Trust
Roper Technologies, Inc. ... ROP	P	14 Feb 2020	$1,001 - $15,000	D: 15 units Roper Technologies Inc.
Microsoft Corporation (MS... MSFT	P	14 Feb 2020	$1,001 - $15,000	D: 25 units Microsoft Corp
Illumina, Inc. (ILMN) ILMN	P	14 Feb 2020	$1,001 - $15,000	D: 15 units Illumina Inc.
NextEra Energy, Inc. (NEE... NEE	P	14 Feb 2020	$1,001 - $15,000	D: 50 units NextEra Energy Inc.
Cognex Corporation (CGNX) CGNX	P	14 Feb 2020	$1,001 - $15,000	D: 25 units Cognex Corp
Square, Inc. Class A (SQ) SQ	P	14 Feb 2020	$1,001 - $15,000	D: 25 units Square Inc. Class A common
FLIR Systems, Inc. (FLIR) FLIR	P	14 Feb 2020	$1,001 - $15,000	D: 50 units Flir Systems Inc
Teladoc Health, Inc. (TDO... TDOC	P	14 Feb 2020	$1,001 - $15,000	D: 25 units Teladoc Health Inc. common
Target Corporation (TGT) TGT	P	14 Feb 2020	$1,001 - $15,000	D: 25 units Target Corp
Nestle SA Sponsored ADR r... NSRGY	P	14 Feb 2020	$1,001 - $15,000	D: 25 units Nestle Nam Spon ADR
Guardant Health, Inc. (GH... GH	P	14 Feb 2020	$1,001 - $15,000	D: 150 units Guardant Health Inc. common
Pepsico, Inc. (PEP) PEP	P	14 Feb 2020	$1,001 - $15,000	D: 25 units Pepsico Inc.
Novartis AG (NVS) NVS	P	14 Feb 2020	$1,001 - $15,000	D: 25 units Novartis AG Spon ADR
BLF FedFund TDDXX	S	14 Feb 2020	$100,001 - $250,000	D: Sweep sale Blackrock Liq FDS FedFund
Nasdaq, Inc. (NDAQ) NDAQ	P	14 Feb 2020	$1,001 - $15,000	D: 15 units NASDAQ Inc
Accenture plc Class A Ord... ACN	P	14 Feb 2020	$1,001 - $15,000	D: 25 units Accenture PLC
Citigroup, Inc. (C) C	P	14 Feb 2020	$1,001 - $15,000	D: 50 units Citigroup Inc.
BLF FedFund TDDXX	S	7 Feb 2020	$50,001 - $100,000	D: Sweep sale Blackrock Liq FDS FedFund
Bexar County Texas Health...	P	7 Feb 2020	$50,001 - $100,000	D: 50,000 units Bexar County Texas Health 6.2% 07/01/45
BLF FedFund TDDXX	S	4 Feb 2020	$1,001 - $15,000	D: Sweep sale Blackrock Liq FDS FedFund
BLF FedFund TDDXX	P	3 Feb 2020	$1,001 - $15,000	D: Sweep purchase Blackrock Liq FDS FedFund
BLF FedFund TDDXX	S	30 Jan 2020	$15,001 - $50,000	D: Sweep sale Blackrock Liq FDS FedFund
Daifuku Co Ltd Ordinary S... DAIUF	P	29 Jan 2020	$1,001 - $15,000	D: 100 units Daifuku Co Ltd
BLF FedFund TDDXX	S	29 Jan 2020	$1,001 - $15,000	D: Sweep sale Blackrock Liq FDS FedFund
London Stock Exchange Gro... LDNXF	P	28 Jan 2020	$1,001 - $15,000	D: 100 units London Stock Exchange Ordinary
Alphabet Inc. - Class C C... GOOG	P	28 Jan 2020	$1,001 - $15,000	D: 5 units Alphabet Inc Class C
Teladoc Health, Inc. (TDO... TDOC	P	28 Jan 2020	$1,001 - $15,000	D: 50 units Teladoc Health Inc common
Apple Inc. (AAPL) AAPL	P	28 Jan 2020	$1,001 - $15,000	D: 25 units Apple Inc common
Square, Inc. Class A (SQ) SQ	P	28 Jan 2020	$1,001 - $15,000	D: 200 units Square Inc Class A common
NextEra Energy, Inc. (NEE... NEE	P	28 Jan 2020	$1,001 - $15,000	D: 25 units Nextera Energy Inc.
Intuitive Surgical, Inc. ... ISRG	P	28 Jan 2020	$1,001 - $15,000	D: 5 units Intuitive Surgical Inc.
Cognex Corporation (CGNX) CGNX	P	28 Jan 2020	$1,001 - $15,000	D: 50 units Cognex Corp
Impinj, Inc. (PI) PI	P	28 Jan 2020	$1,001 - $15,000	D: 115 units Impinj Inc.
BLF FedFund TDDXX	S	28 Jan 2020	$50,001 - $100,000	D: Sweep sale Blackrock Liq FDS FedFund
Nestle SA Sponsored ADR r... NSRGY	P	27 Jan 2020	$1,001 - $15,000	D: 50 units Nestle NAM Spon ADR
BLF FedFund TDDXX	S	27 Jan 2020	$15,001 - $50,000	D: Sweep sale Blackrock Liq FDS FedFund
Editas Medicine, Inc. (ED... EDIT	P	27 Jan 2020	$1,001 - $15,000	D: 75 units Editas Medicine Inc.
Walt Disney Company (DIS) DIS	P	27 Jan 2020	$1,001 - $15,000	D: 25 units The Walt Disney Co
TJX Companies, Inc. (TJX) TJX	P	27 Jan 2020	$1,001 - $15,000	D: 75 units TJX Companies Inc.
Nike, Inc. (NKE) NKE	P	27 Jan 2020	$1,001 - $15,000	D: 25 units Nike Inc Class B
Novartis AG (NVS) NVS	P	27 Jan 2020	$1,001 - $15,000	D: 50 Units Novartis AG Spon ADR
MSCI Inc (MSCI) MSCI	P	27 Jan 2020	$1,001 - $15,000	D: 25 units MSCI Inc. Class A
Illumina, Inc. (ILMN) ILMN	P	27 Jan 2020	$1,001 - $15,000	D: 15 units Illumina Inc.
Goldman Sachs Group, Inc.... GS	P	27 Jan 2020	$1,001 - $15,000	D: 25 units Goldman Sachs Group Inc.
Citigroup, Inc. (C) C	P	27 Jan 2020	$1,001 - $15,000	D: 100 units Citigroup Inc.
FLIR Systems, Inc. (FLIR) FLIR	P	24 Jan 2020	$1,001 - $15,000	D: 50 units Flir Systems Inc.
Nasdaq, Inc. (NDAQ) NDAQ	P	24 Jan 2020	$1,001 - $15,000	D: 25 units NASDAQ Inc.
Roper Technologies, Inc. ... ROP	P	24 Jan 2020	$1,001 - $15,000	D: 25 units Roper Technologies Inc
BLF FedFund TDDXX	S	24 Jan 2020	$15,001 - $50,000	D: Sweep sale Blackrock Liq FDS FedFund
Terreno Realty Corporatio... TRNO	P	24 Jan 2020	$1,001 - $15,000	D: 50 units Terreno Realty Corp
Microsoft Corporation (MS... MSFT	P	24 Jan 2020	$1,001 - $15,000	D: 25 units Microsoft Corp
Splunk Inc. (SPLK) SPLK	P	24 Jan 2020	$1,001 - $15,000	D: 50 units Splunk Inc.
Target Corporation (TGT) TGT	P	24 Jan 2020	$1,001 - $15,000	D: 25 units Target Corp
LVMH Moet Hennessy Louis ... LVMUY	P	24 Jan 2020	$1,001 - $15,000	D: 75 units LVMH Moet Hennessy ADR
Delta Air Lines, Inc. (DA... DAL	P	24 Jan 2020	$1,001 - $15,000	D: 50 units Delta Air Lines Inc
Estee Lauder Companies, I... EL	P	24 Jan 2020	$1,001 - $15,000	D: 25 units Estee Lauder Companies Class A
Fanuc Limited Ordinary Sh... FANUF	P	16 Jan 2020	$1,001 - $15,000	D: 10 units FANUC Ltd
BLF FedFund TDDXX	S	16 Jan 2020	$1,001 - $15,000	D: Sweep sale Blackrock Liq FDS FedFund
BLF FedFund TDDXX	S	15 Jan 2020	$1,001 - $15,000	D: Sweep sale Blackrock Liq FDS FedFund
Delta Air Lines, Inc. (DA... DAL	P	15 Jan 2020	$1,001 - $15,000	D: 100 units Delta Air Lines Inc.
Verizon Communications In... VZ	P	14 Jan 2020	$1,001 - $15,000	D: 50 units Verizon Communications
Estee Lauder Companies, I... EL	P	14 Jan 2020	$1,001 - $15,000	D: 50 units Estee Lauder Companies Class A
Apple Inc. (AAPL) AAPL	P	14 Jan 2020	$15,001 - $50,000	D: 50 units Apple Inc. com
BLF FedFund TDDXX	S	14 Jan 2020	$50,001 - $100,000	D: Sweep sale Blackrock Liq FDS FedFund
Roper Technologies, Inc. ... ROP	P	14 Jan 2020	$1,001 - $15,000	D: 20 units Roper Technologies Inc.
London Stock Exchange Gro... LDNXF	P	14 Jan 2020	$1,001 - $15,000	D: 100 units London Stock Exchange ordinary
Ecolab Inc. (ECL) ECL	P	14 Jan 2020	$1,001 - $15,000	D: 50 units Ecolab Inc.
NextEra Energy, Inc. (NEE... NEE	P	14 Jan 2020	$1,001 - $15,000	D: 50 units Nextera Energy Inc
Intellia Therapeutics, In... NTLA	P	14 Jan 2020	$1,001 - $15,000	D: 25 units Intellia Therapeutics Inc
Visa Inc. (V) V	P	14 Jan 2020	$1,001 - $15,000	D: 50 units Visa Inc Class A
Novartis AG (NVS) NVS	P	14 Jan 2020	$1,001 - $15,000	D: 25 units Novartis AG Spon ADR
Target Corporation (TGT) TGT	P	13 Jan 2020	$1,001 - $15,000	D: 25 units Target Corp
Alphabet Inc. - Class C C... GOOG	P	13 Jan 2020	$1,001 - $15,000	D: 5 units Alphabet Inc Class C
TJX Companies, Inc. (TJX) TJX	P	13 Jan 2020	$1,001 - $15,000	D: 125 units TJX Companies Inc. New
Berkshire Hathaway Inc. N... BRK.B	P	13 Jan 2020	$1,001 - $15,000	D: 25 units Berkshire Hathaway Inc - Class B
CryoPort, Inc. (CYRX) CYRX	P	13 Jan 2020	$1,001 - $15,000	D: 200 units Cryoport Inc. Common Par
BLF FedFund TDDXX	S	13 Jan 2020	$50,001 - $100,000	D: Sweep sale Blackrock Liq FDS FedFund
Pepsico, Inc. (PEP) PEP	P	13 Jan 2020	$1,001 - $15,000	D: 25 units Pepsico Inc.
New York State MTG AGY 3....	P	13 Jan 2020	$50,001 - $100,000	D: 50,000 units New York State MTG AGY 3.45% 10/01/33
Illumina, Inc. (ILMN) ILMN	P	10 Jan 2020	$1,001 - $15,000	D: 10 units Illumina Inc
MSCI Inc (MSCI) MSCI	P	10 Jan 2020	$1,001 - $15,000	D: 25 units MSCI inc Class A
BLF FedFund TDDXX	S	10 Jan 2020	$15,001 - $50,000	D: Sweep sale Blackrock Liq FDS FedFund
Amazon.com, Inc. (AMZN) AMZN	P	10 Jan 2020	$1,001 - $15,000	D: 5 units Amazon.com Inc
Walt Disney Company (DIS) DIS	P	10 Jan 2020	$1,001 - $15,000	D: 50 units The Walt Disney Co
NVIDIA Corporation (NVDA) NVDA	P	10 Jan 2020	$1,001 - $15,000	D: 25 units NVIDIA Corp
Terreno Realty Corporatio... TRNO	P	10 Jan 2020	$1,001 - $15,000	D: 100 units Terreno Realty Corp
Nike, Inc. (NKE) NKE	P	10 Jan 2020	$1,001 - $15,000	D: 50 units Nike Inc Class B
BLF FedFund TDDXX	S	9 Jan 2020	$100,001 - $250,000	D: Sweep sale Blackrock Liq FDS FedFund
Accenture plc Class A Ord... ACN	P	9 Jan 2020	$1,001 - $15,000	D: 25 units Accenture PLC
Microsoft Corporation (MS... MSFT	P	9 Jan 2020	$1,001 - $15,000	D: 75 units Microsoft Corp
Nestle SA Sponsored ADR r... NSRGY	P	9 Jan 2020	$1,001 - $15,000	D: 50 units Nestle NAM Sponsored ADR
LVMH Moet Hennessy Louis ... LVMUY	P	9 Jan 2020	$1,001 - $15,000	D: 50 units LVMH Moet Hennessy ADR
District Columbia Rev 4.0...	P	9 Jan 2020	$50,001 - $100,000	D: 50,000 units District Columbia Rev 4.00% 04/01/32
Editas Medicine, Inc. (ED... EDIT	P	9 Jan 2020	$1,001 - $15,000	D: 75 units of Editas Medicine Inc. common
Citigroup, Inc. (C) C	P	9 Jan 2020	$1,001 - $15,000	D: 50 units Citigroup Inc.
UnitedHealth Group Incorp... UNH	P	9 Jan 2020	$1,001 - $15,000	D: 25 units UnitedHealth Group Inc.
Teladoc Health, Inc. (TDO... TDOC	P	9 Jan 2020	$1,001 - $15,000	D: 50 units Teledoc Healthy Inc common