Katherine M. ClarkFiling

Transactions filing | Filed on 15 Aug 2021

This congressional financial disclosure from Katherine M. Clark (transactions filing) contains 41 stock trades. It was filed on 15 August 2021. Reported tickers include GOOGL, SONY, XYL, IRM, SPG, and 16 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 19 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 72 days after the trade date. Only 54% of transactions met the disclosure requirement.

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STOCK Act Compliance Violation

This filing contains 19 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

Days Late (Max)

54%

Compliance Rate

19/41

Non-Compliant

About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.

Politician Name

Katherine M. Clark

Filing Type

Transactions filing

Filed Date

15 Aug 2021

View Original Filing (PDF)

Transactions

41 transactions


Edwards Lifesciences Corp... EW	S	27 Jul 2021	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Honeywell International I... HON	P	27 Jul 2021	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
UBS Group AG Registered O... UBS	P	27 Jul 2021	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Merck & Company, Inc. Com... MRK	P	27 Jul 2021	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Starbucks Corporation (SB... SBUX	S (partial)	27 Jul 2021	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Cisco Systems, Inc. (CSCO... CSCO	P	27 Jul 2021	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Home Depot, Inc. (HD) HD	P	27 Jul 2021	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Iron Mountain Incorporate... IRM	S	27 Jul 2021	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Visa Inc. (V) V	P	27 Jul 2021	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
ABB Ltd (ABB) ABB	S	27 Jul 2021	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Orange (ORAN) ORAN	S	27 Jul 2021	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Honeywell International I... HON	P	27 Jul 2021	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Iron Mountain Incorporate... IRM	S	27 Jul 2021	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Microsoft Corporation (MS... MSFT	P	27 Jul 2021	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Microsoft Corporation (MS... MSFT	P	27 Jul 2021	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Visa Inc. (V) V	P	27 Jul 2021	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Cisco Systems, Inc. (CSCO... CSCO	P	27 Jul 2021	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
UBS Group AG Registered O... UBS	P	27 Jul 2021	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Orange (ORAN) ORAN	S	27 Jul 2021	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Merck & Company, Inc. Com... MRK	P	27 Jul 2021	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Home Depot, Inc. (HD) HD	P	27 Jul 2021	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
ABB Ltd (ABB) ABB	S	27 Jul 2021	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Alphabet Inc. - Class A (... GOOGL	S (partial)	4 Jun 2021	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Sony Group Corporation Am... SONY	P	4 Jun 2021	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Xylem Inc. Common Stock N... XYL	S	4 Jun 2021	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Iron Mountain Incorporate... IRM	S (partial)	4 Jun 2021	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Simon Property Group, Inc... SPG	S	4 Jun 2021	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
BlackRock, Inc. (BLK) BLK	S	4 Jun 2021	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Best Buy Co., Inc. (BBY) BBY	P	4 Jun 2021	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Atlantica Sustainable Inf... AY	P	4 Jun 2021	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Best Buy Co., Inc. (BBY) BBY	P	4 Jun 2021	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
GlaxoSmithKline PLC (GSK) GSK	S	4 Jun 2021	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Simon Property Group, Inc... SPG	S	4 Jun 2021	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
First Solar, Inc. (FSLR) FSLR	P	4 Jun 2021	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Sony Group Corporation Am... SONY	P	4 Jun 2021	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
GlaxoSmithKline PLC (GSK) GSK	S	4 Jun 2021	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Iron Mountain Incorporate... IRM	S (partial)	4 Jun 2021	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Atlantica Sustainable Inf... AY	P	4 Jun 2021	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
First Solar, Inc. (FSLR) FSLR	P	4 Jun 2021	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Xylem Inc. Common Stock N... XYL	S	4 Jun 2021	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
BlackRock, Inc. (BLK) BLK	S	4 Jun 2021	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA