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Nancy Pelosi Filing

Annual Report | Filed on 16 May 2022

STOCK Act Compliance Violation

This filing contains 21 transactions that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

452
Days Late (Max)
0%
Compliance Rate
21/21
Non-Compliant
About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.
Politician Name
Nancy Pelosi
Filing Type
Annual Report
Filed Date
16 May 2022
View Original Filing (PDF)

Transactions

96 transactions
AAPL
S (partial)30 Dec 2021$500,001 - $1,000,000Contribution of 3,000 shares held personally to the Paul F. ...
MU
S (partial)30 Dec 2021$500,001 - $1,000,000Contribution of 3,000 shares held personally to Trinity Coll...
12/22/2021P$50,001 - $100,000 D: Additio...
P22 Dec 2021$50,001 - $100,000Additional investment in LLC which acquired five Courtyard b...
MSFT
P21 Dec 2021$250,001 - $500,000Purchased 100 call options with a strike price of $50 and an...
CRM
P20 Dec 2021$250,001 - $500,000Purchased 100 call options with a strike price of $100 and a...
CRM
P20 Dec 2021$500,001 - $1,000,000Purchased 100 call options with a strike price of $210 and a...
WORK
P20 Dec 2021$100,001 - $250,000Purchased 30 call options with a strike price of $210 and an...
AMZN
P17 Dec 2021$500,001 - $1,000,000Purchased 10 call options with a strike price of $2000 and a...
Unknown
P17 Dec 2021$100,001Purchased 50 call options with a strike price of $130 and an...
NVDA
P23 Jul 2021$500,001 - $1,000,000Purchased 5,000 shares. NVIDIA Corporation (NVDA) [OP]
07/23/2021P$250,001 - $500,000 D: Purcha...
P23 Jul 2021$250,001 - $500,000Purchased 50 call options with a strike price of $100 and an...
DIS
S22 Jul 2021$250,001 - $500,00010,000 shares of Slack Technologies Inc. exchanged for 776 s...
07/13/2021P$250,001 - $500,000 D: Invest...
P13 Jul 2021$250,001 - $500,000Investment in LLC which is acquiring eleven Marriott-branded...
GOOG
P18 Jun 2021$1,000,001 - $5,000,000Exercised 40 call options (4,000 shares) expiring 6/18/21 at...
AAPL
P21 May 2021$500,001 - $1,000,000Purchased 20 call options with a strike price of $3,000 and ...
AAPL
P21 May 2021$100,001 - $250,000Purchased 50 call options with a strike price of $100 and an...
MSFT
P19 Mar 2021$1,000,001 - $5,000,000Exercised 150 call options (15,000 shares) expiring 3/19/202...
NVDA
P19 Mar 2021$1,000,001 - $5,000,000Exercised 100 call options (10,000 shares) expiring 3/19/202...
RBLX
P10 Mar 2021$500,001 - $1,000,000Purchased 10,000 shares. Roblox Corporation Class A (RBLX) [...
GOOGL
P23 Feb 2021$500,001 - $1,000,000Purchased 25,000 units in a global asset management firm pro...
AB
P18 Feb 2021$500,001 - $1,000,000Purchased 15,000 units in a global asset management firm pro...
$5,000,001 - $25,000,000 Rent$100,001 - ...
SUnknown$5,000,001 - $25,000,000-
AB
SUnknown$5,000,001 - $25,000,000-
GOOGL
PUnknown$1,000,001 - $5,000,000Limited partnership in a global asset management firm provid...
GOOGL
pUnknown$5,000,001 - $25,000,000-
GOOGL
pUnknown$500,001 - $1,000,00010 call options with a strike price of $2,000 and an expirat...
AMZN
pUnknown$1,20040 call options with a strike price of $1,200 with an expira...
AMZN
PUnknown$5,000,001 - $25,000,000-
AXP
pUnknown$500,001 - $1,000,00020 call options with a strike price of $3,000 and an expirat...
AAPL
pUnknown$250,001 - $500,00050 call options with a strike price of $80 with an expiratio...
AAPL
sUnknown$5,000,001 - $25,000,000-
$1,000,001 - $5,000,000 None D: 100 call...
pUnknown$1,000,001 - $5,000,000100 call options with a strike price of $100 with an expirat...
T
SUnknown$15,001 - $50,000Limited partnership investment in Aristotle Publishing, Inc....
$100,001 - $250,000 Dividends$15,001 - $...
sUnknown$100,001 - $250,000-
$5,000,001 - $25,000,000 Partnership Inc...
PUnknown$5,000,001 - $25,000,000Limited partnership investment in resort hotel. Bank of Amer...
$1,001 - $15,000None D: San Francisco, C...
SUnknown$1,001 - $15,000San Francisco, CA Bank of America - Checking Account [BA]JT$...
SQ
sUnknown$1 - $1,000Washington, DC AssetOwnerValue of AssetIncome Type(s)IncomeT...
$500,001 - $1,000,000 None Borel Real Es...
sUnknown$500,001 - $1,000,000-
$1,001 - $15,000Partnership Income, Rent...
PUnknown$1,001 - $15,000Limited partnership interest in shopping center. City Car Se...
$50,001 - $100,000 Partnership Loss$2,50...
PUnknown$50,001 - $100,000Limited partnership investment in limousine company. City Na...
$100,001 - $250,000 Interest$1 - $200 D:...
sUnknown$100,001 - $250,000San Francisco, CA City National Securities - Brokerage Money...
CLNE
sUnknown$15,001 - $50,000-
CMCSA
sUnknown$15,001 - $50,000-
$500,001 - $1,000,000 Dividends$15,001 -...
sUnknown$500,001 - $1,000,000Washington, DC CrowdStrike Holdings, Inc. - Class A (CRWD) [...
DBX
pUnknown$1,000,001 - $5,000,000-
$100,001 - $250,000 None EDI Associates
sUnknown$100,001 - $250,000-
$250,001 - $500,000 Partnership Income $...
PUnknown$250,001 - $500,000Limited partnership investment in El Dorado Hotel. Financial...
$100,001 - $250,000 None L: San Francisc...
SUnknown$100,001 - $250,000Investment consulting company. AssetOwnerValue of AssetIncom...
$1,000,001 - $5,000,000 Partnership Loss...
PUnknown$1,000,001 - $5,000,000Investment management company. Global Ambassador Concierge L...
IBKR
sUnknown$15,001 - $50,000Limited partnership interest in concierge services for inter...
$100,001 - $250,000 Dividends$1,001 - $2...
sUnknown$100,001 - $250,000-
MU
sUnknown$50,001 - $100,000-
MSFT
pUnknown$250,001 - $500,000100 call options with a strike price of $50 and an expiratio...
MSFT
sUnknown$5,000,001 - $25,000,000-
MORN
pUnknown$130150 call options with a strike price of $130 with an expirat...
$250,001 - $500,000 Dividends$1,001 - $2...
sUnknown$250,001 - $500,000-
NonePartnership Income $1,000,001 - $5,0...
PUnknown$1,000,001 - $5,000,000Undeveloped residential real estate investment. Nautilus Lea...
NFLX
SUnknown$50,001 - $100,000Container leasing company. Netflix, Inc. (NFLX) [ST]
$1,000,001 - $5,000,000 None Nine Forty ...
UnknownUnknown$1,000,001 - $5,000,000-
NVDA
PUnknown$5,000,001 - $25,000,000General partner in 945 Battery Street office building. NVIDI...
NVDA
sUnknown$1,000,001 - $5,000,000-
$1,000,001 - $5,000,000 None D: 200 call...
pUnknown$1,000,001 - $5,000,000200 call options with a strike price of $100 and an expirati...
PYPL
PUnknown$15,001 - $50,000Limited partnership interest in venture capital investment f...
PYPL
PUnknown$1,000,001 - $5,000,000-
$250,001 - $500,000 None D: 50 call opti...
pUnknown$250,001 - $500,00050 call options with a strike price of $100 with an expirati...
QCOM
PUnknown$1,000,001 - $5,000,000Limited partnership investment in restaurant company. QUALCO...
$15,001 - $50,000Dividends$201 - $1,000 ...
sUnknown$15,001 - $50,000-
$250,001 - $500,000 Partnership Loss$1,0...
PUnknown$250,001 - $500,000Investment in LLC which acquired five Courtyard Marriott hot...
$250,001 - $500,000 Partnership Income $...
PUnknown$250,001 - $500,000Investment in LLC which is acquiring three unique office bui...
RBLX
PUnknown$100,001 - $250,000Investment in LLC which is acquiring eleven Marriott-branded...
RBLX
pUnknown$1,000,001 - $5,000,000-
$250,001 - $500,000 None D: 100 call opt...
pUnknown$250,001 - $500,000100 call options with a strike price of $100 and an expirati...
CRM
PUnknown$5,000,001 - $25,000,000Limited partner in undeveloped residential real estate inves...
CRM
pUnknown$500,001 - $1,000,000130 call options with a strike price of $210 and an expirati...
$5,000,001 - $25,000,000 None Sierra Vis...
SUnknown$5,000,001 - $25,000,000-
WORK
PUnknown$1,000,001 - $5,000,000Limited partnership in undeveloped real estate investment. S...
SQ
pUnknown$100,001 - $1,000,000-
NoneNone Stoneridge LLC
SUnknownUnknown-
TSLA
PUnknown$250,001 - $500,000Limited partner in undeveloped residential real estate inves...
$1,000,001 - $5,000,000 None D: 25 call ...
pUnknown$1,000,001 - $5,000,00025 call options with a strike price of $500 with an expirati...
$5,000,001 - $25,000,000 Partnership Inc...
PUnknown$5,000,001 - $25,000,000General partner in 1301 Sansome Street office building. Trip...
$1 - $1,000None AssetOwnerValue of Asset...
sUnknown$1 - $1,000Common stock not actively traded. Trivium LLC [OL]
NonePartnership Loss$15,001 - $50,000 L:...
PUnknown$15,001 - $50,000Limited partnership investment in E-business software soluti...
$1 - $1,000None D: San Francisco, CA Uni...
SUnknown$1 - $1,000San Francisco, CA Union Bank of California - Money Market Ac...
$1 - $1,000None D: San Francisco, CA Uni...
SUnknown$1 - $1,000San Francisco, CA Union Bank of California - Pelosi Trust Ch...
V
sUnknown$1 - $1,000San Francisco, CA Visa Inc. (V) [ST]
DIS
sUnknown$5,000,001 - $25,000,000-
DIS
sUnknown$1,000,001 - $5,000,000-
$500,001 - $1,000,000 None D: 100 call o...
pUnknown$500,001 - $1,000,000100 call options with a strike price of $100 with an expirat...
NVDA
PUnknown$1,000,001 - $5,000,000Purchased 50 call options with a strike price of $400 and an...
Unknown
PUnknown$1,000,001 - $5,000,000-
Unknown
sUnknown$1,000,001 - $5,000,000-
Unknown
SUnknown$500,001 - $1,000,000-
Unknown
SUnknown$1,000,001 - $5,000,000-
Unknown
SUnknown$1,000,001 - $5,000,000-
Unknown
SUnknown$25,000,001 - $50,000,000A None disclosed. S G: G None disclosed. S H: T P R None dis...
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