Mikie SherrillFiling

Transactions filing | Filed on 03 Dec 2021

This congressional financial disclosure from Mikie Sherrill (transactions filing) contains 2 stock trades. It was filed on 3 December 2021. Reported tickers include UBS. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 2 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 583 days after the trade date. Only 0% of transactions met the disclosure requirement.

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STOCK Act Compliance Violation

This filing contains 2 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

583
Days Late (Max)
0%
Compliance Rate
2/2
Non-Compliant
About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.
Politician Name
Mikie Sherrill
Filing Type
Transactions filing
Filed Date
03 Dec 2021
View Original Filing (PDF)

Transactions

2 transactions
UBS group Ag Registered O...
UBS
S1 Jun 2020$50,001 - $100,000Spouse, SUBHOLDING OF: UBS 401K
UBS group Ag Registered O...
UBS
S (partial)29 Apr 2020$100,001 - $250,000Spouse, SUBHOLDING OF: UBS 401K
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