Katherine M. ClarkDéclaration
Annual Report | Déposée le 13 May 2015
Cette déclaration financière du Congrès déposée par Katherine M. Clark (annual report) contient 290 transactions boursières. Elle a été déposée le 13 mai 2015. Les titres déclarés incluent BGS, PFE, PSX, PKG, DOW et 67 autres. En vertu du STOCK Act, les membres du Congrès sont tenus de divulguer leurs transactions sur titres sous 45 jours.
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Nom du politicien
Katherine M. ClarkType de déclaration
Annual Report
Date de dépôt
13 May 2015
Transactions
290 transactions
PKG | P | 18 Dec 2014 | $1,001 - $15,000 | - |
OKE | P | 17 Dec 2014 | $15,001 - $50,000 | - |
OXY | P | 17 Dec 2014 | $15,001 - $50,000 | - |
SANDRIDGE ENERGY INCGTD S... | S | 17 Dec 2014 | $1,001 - $15,000 | 8.625%, 4/1/2015 |
SE | S | 17 Dec 2014 | $1,001 - $15,000 | - |
COP | S | 17 Dec 2014 | $15,001 - $50,000 | - |
UNP | P | 2 Dec 2014 | $1,001 - $15,000 | - |
COP | P | 2 Dec 2014 | $1,001 - $15,000 | - |
UPS | P | 2 Dec 2014 | $1,001 - $15,000 | - |
LYB | S (partial) | 1 Dec 2014 | $1,001 - $15,000 | - |
NSC | S (partial) | 1 Dec 2014 | $1,001 - $15,000 | - |
SE | S | 1 Dec 2014 | $1,001 - $15,000 | - |
EXC | P | 1 Dec 2014 | $1,001 - $15,000 | - |
HP | S | 1 Dec 2014 | $1,001 - $15,000 | - |
VZ | S (partial) | 24 Nov 2014 | $1,001 - $15,000 | - |
INTC | P | 24 Nov 2014 | $1,001 - $15,000 | - |
HUNTINGTON INGALLS INDS I... | S | 18 Nov 2014 | $1,001 - $15,000 | 6.875% 03/15/18 |
ABBV | P | 13 Nov 2014 | $1,001 - $15,000 | - |
CSCO | P | 13 Nov 2014 | $1,001 - $15,000 | - |
HYH | S | 13 Nov 2014 | $1,001 - $15,000 | - |
MO | P | 13 Nov 2014 | $1,001 - $15,000 | - |
SE | S (partial) | 13 Nov 2014 | $1,001 - $15,000 | - |
QCOM | S | 10 Nov 2014 | $1,001 - $15,000 | - |
CHD | P | 7 Nov 2014 | $1,001 - $15,000 | - |
DOLLAR GEN CORP NEW SR FX... | P | 4 Nov 2014 | $1,001 - $15,000 | 3.250% 04/15/23 |
AQR Funds Diversified Arb... | S | 30 Oct 2014 | $1,001 - $15,000 | - |
INTC | P | 28 Oct 2014 | $1,001 - $15,000 | - |
MRK | S (partial) | 28 Oct 2014 | $1,001 - $15,000 | - |
VZ | P | 28 Oct 2014 | $1,001 - $15,000 | - |
LYB | S (partial) | 27 Oct 2014 | $1,001 - $15,000 | - |
ABBV | P | 27 Oct 2014 | $1,001 - $15,000 | - |
UPS | P | 27 Oct 2014 | $1,001 - $15,000 | - |
ASHLAND INC NEW GTD FIXED... | S (partial) | 21 Oct 2014 | $1,001 - $15,000 | 3.875% 04/15/18 |
ASHLAND INC NEW GTD FIXED... | S | 21 Oct 2014 | $1,001 - $15,000 | 3.875% 04/15/18 |
SE | P | 16 Oct 2014 | $1,001 - $15,000 | - |
HP | P | 16 Oct 2014 | $1,001 - $15,000 | - |
COP | S (partial) | 16 Oct 2014 | $1,001 - $15,000 | - |
TXN | P | 16 Oct 2014 | $1,001 - $15,000 | - |
CHESAPEAKE ENERGY CORP SR... | S | 16 Oct 2014 | $15,001 - $50,000 | 5.375% 06/15/21 |
UNP | P | 16 Oct 2014 | $1,001 - $15,000 | - |
DOW | S (partial) | 15 Oct 2014 | $1,001 - $15,000 | - |
ABBV | S (partial) | 15 Oct 2014 | $1,001 - $15,000 | - |
HD | S (partial) | 15 Oct 2014 | $1,001 - $15,000 | - |
HPQ | P | 15 Oct 2014 | $1,001 - $15,000 | - |
MO | P | 15 Oct 2014 | $1,001 - $15,000 | - |
QQQ | S | 15 Oct 2014 | $15,001 - $50,000 | - |
SPG | P | 15 Oct 2014 | $1,001 - $15,000 | - |
INTC | S (partial) | 15 Oct 2014 | $1,001 - $15,000 | - |
AMLP | S (partial) | 15 Oct 2014 | $1,001 - $15,000 | - |
KMB | P | 15 Oct 2014 | $1,001 - $15,000 | - |
SANDRIDGE ENERGY INCGTD S... | P | 12 Oct 2014 | $1,001 - $15,000 | 7.500% 03/15/21 |
TXN | S (partial) | 10 Oct 2014 | $1,001 - $15,000 | - |
WILLIAMS COS INC SR NT | S (partial) | 10 Oct 2014 | $1,001 - $15,000 | 3.700% 01/15/23 |
KLAC | S (partial) | 10 Oct 2014 | $1,001 - $15,000 | - |
COP | S (partial) | 9 Oct 2014 | $1,001 - $15,000 | - |
SPG | P | 9 Oct 2014 | $1,001 - $15,000 | - |
MO | P | 9 Oct 2014 | $1,001 - $15,000 | - |
DFS | P | 3 Oct 2014 | $1,001 - $15,000 | - |
VTR | P | 2 Oct 2014 | $1,001 - $15,000 | - |
CVX | S | 2 Oct 2014 | $1,001 - $15,000 | - |
HD | P | 26 Sept 2014 | $1,001 - $15,000 | - |
NSC | P | 26 Sept 2014 | $1,001 - $15,000 | - |
MO | P | 26 Sept 2014 | $15,001 - $50,000 | - |
PM | S | 26 Sept 2014 | $1,001 - $15,000 | - |
PPG | S | 26 Sept 2014 | $1,001 - $15,000 | - |
DOW | P | 26 Sept 2014 | $1,001 - $15,000 | - |
DFS | P | 19 Sept 2014 | $1,001 - $15,000 | - |
KLAC | S (partial) | 18 Sept 2014 | $1,001 - $15,000 | - |
NLY | S | 18 Sept 2014 | $1,001 - $15,000 | - |
JPM | P | 18 Sept 2014 | $1,001 - $15,000 | - |
AAPL | S (partial) | 18 Sept 2014 | $1,001 - $15,000 | - |
AMP | P | 18 Sept 2014 | $1,001 - $15,000 | - |
SPG | S (partial) | 18 Sept 2014 | $1,001 - $15,000 | - |
DFS | P | 18 Sept 2014 | $1,001 - $15,000 | - |
CTL | P | 18 Sept 2014 | $1,001 - $15,000 | - |
PM | S (partial) | 18 Sept 2014 | $1,001 - $15,000 | - |
SPECTRUM BRANDS INC SR NT | P | 17 Sept 2014 | $1,001 - $15,000 | 6.750% 03/15/20 |
ACN | S | 17 Sept 2014 | $1,001 - $15,000 | - |
LLY | P | 17 Sept 2014 | $1,001 - $15,000 | - |
CSCO | P | 17 Sept 2014 | $1,001 - $15,000 | - |
NSC | P | 17 Sept 2014 | $1,001 - $15,000 | - |
PNC | P | 17 Sept 2014 | $1,001 - $15,000 | - |
DOW | P | 17 Sept 2014 | $1,001 - $15,000 | - |
ARAMARK CORP GTD SR NT | P | 16 Sept 2014 | $1,001 - $15,000 | 5.750% 03/15/20 |
ALLY FINL INC MEDIUMTERM ... | S | 12 Sept 2014 | $1,001 - $15,000 | 2.350% 04/15/15 |
WELLCARE GROUP INC FXD RT... | P | 12 Sept 2014 | $1,001 - $15,000 | 5.750% 11/15/20 |
HUNTINGTON INGALLS INDS I... | P | 10 Sept 2014 | $1,001 - $15,000 | 6.875% 03/15/18 |
ATWOOD OCEANICS INC GTD F... | P | 9 Sept 2014 | $1,001 - $15,000 | 6.500% 02/01/20 |
DIS | P | 5 Sept 2014 | $1,001 - $15,000 | - |
DIS | S (partial) | 5 Sept 2014 | $1,001 - $15,000 | - |
BP | S | 4 Sept 2014 | $1,001 - $15,000 | - |
BANK AMER CORP FXD RT SUB... | P | 3 Sept 2014 | $1,001 - $15,000 | 4.200% 08/26/24 |
LLY | P | 26 Aug 2014 | $1,001 - $15,000 | - |
HD | P | 26 Aug 2014 | $1,001 - $15,000 | - |
M | P | 26 Aug 2014 | $1,001 - $15,000 | - |
MRK | P | 26 Aug 2014 | $1,001 - $15,000 | - |
VZ | S (partial) | 25 Aug 2014 | $1,001 - $15,000 | - |
QCOM | S (partial) | 25 Aug 2014 | $1,001 - $15,000 | - |
LLY | P | 25 Aug 2014 | $1,001 - $15,000 | - |
MRK | P | 14 Aug 2014 | $1,001 - $15,000 | - |
WLP | P | 14 Aug 2014 | $1,001 - $15,000 | *now Anthem |
KRFT | S (partial) | 14 Aug 2014 | $1,001 - $15,000 | - |
DOW | P | 30 Jul 2014 | $1,001 - $15,000 | - |
AMP | P | 30 Jul 2014 | $1,001 - $15,000 | - |
WMB | S (partial) | 30 Jul 2014 | $1,001 - $15,000 | - |
QCOM | S (partial) | 30 Jul 2014 | $1,001 - $15,000 | - |
LMT | P | 30 Jul 2014 | $1,001 - $15,000 | - |
BP | S (partial) | 30 Jul 2014 | $1,001 - $15,000 | - |
ETN | S | 30 Jul 2014 | $1,001 - $15,000 | - |
ROYAL BK SCOTLAND GROUP P... | P | 29 Jul 2014 | $1,001 - $15,000 | 6.000% 12/19/23 |
POPULAR INC SR NT ISIN#US... | P | 23 Jul 2014 | $1,001 - $15,000 | 7.000% 07/01/19 |
KMB | S (partial) | 22 Jul 2014 | $1,001 - $15,000 | - |
NEWFIELD EXPL CO FIXED RT... | P | 22 Jul 2014 | $1,001 - $15,000 | 6.875% 02/01/20 |
VZ | P | 22 Jul 2014 | $1,001 - $15,000 | - |
SYNOVUS FINL CORP SUB NT | P | 15 Jul 2014 | $1,001 - $15,000 | 5.125% 06/15/17 |
BALL CORP GTD FIXED RT SR... | P | 9 Jul 2014 | $1,001 - $15,000 | 5.750% 05/15/21 |
PSX | S | 8 Jul 2014 | $1,001 - $15,000 | - |
PKG | P | 2 Jul 2014 | $1,001 - $15,000 | - |
PSX | S (partial) | 2 Jul 2014 | $1,001 - $15,000 | - |
TXN | P | 2 Jul 2014 | $1,001 - $15,000 | - |
MICROSOFT CORP FIXEDRT NT | P | 25 Jun 2014 | $1,001 - $15,000 | 3.000% 10/01/20 |
BA | S | 25 Jun 2014 | $1,001 - $15,000 | - |
ZIONS BANCORPORATIONSUB N... | P | 24 Jun 2014 | $1,001 - $15,000 | 5.650% 11/15/23 |
NETAPP INC SR NT | P | 16 Jun 2014 | $1,001 - $15,000 | 3.250% 12/15/22 |
PM | P | 12 Jun 2014 | $1,001 - $15,000 | - |
WEC | S (partial) | 12 Jun 2014 | $1,001 - $15,000 | - |
WLP | P | 12 Jun 2014 | $1,001 - $15,000 | *now Anthem |
AAPL | P | 12 Jun 2014 | $1,001 - $15,000 | - |
NEE | S (partial) | 12 Jun 2014 | $1,001 - $15,000 | - |
VTR | S (partial) | 12 Jun 2014 | $1,001 - $15,000 | - |
Invesco Equally Weighted ... | P | 11 Jun 2014 | $1,001 - $15,000 | - |
John Hancock Income | S | 11 Jun 2014 | $1,001 - $15,000 | - |
MFS Utilities | P | 11 Jun 2014 | $1,001 - $15,000 | - |
Janus Triton | S | 11 Jun 2014 | $1,001 - $15,000 | - |
Invesco Equally Weighted ... | P | 11 Jun 2014 | $1,001 - $15,000 | - |
Columbia Dividend Income | S | 11 Jun 2014 | $1,001 - $15,000 | - |
Ishares JP Morgan USD Eme... | P | 11 Jun 2014 | $1,001 - $15,000 | - |
Columbia Dividend Income | S | 11 Jun 2014 | $1,001 - $15,000 | - |
LVS | S | 9 Jun 2014 | $1,001 - $15,000 | - |
KLAC | P | 9 Jun 2014 | $1,001 - $15,000 | - |
MANITOWOC INC GTD SRNT | P | 9 Jun 2014 | $1,001 - $15,000 | 5.875% 10/15/22 |
CSCO | P | 9 Jun 2014 | $1,001 - $15,000 | - |
PFE | S | 9 Jun 2014 | $1,001 - $15,000 | - |
WPG | S | 5 Jun 2014 | $1,001 - $15,000 | - |
Wells Fargo Advtg Divers ... | S (partial) | 3 Jun 2014 | $1,001 - $15,000 | - |
PSX | P | 29 May 2014 | $1,001 - $15,000 | - |
IBM | S | 29 May 2014 | $1,001 - $15,000 | - |
GE | S | 29 May 2014 | $1,001 - $15,000 | - |
AAPL | P | 29 May 2014 | $1,001 - $15,000 | - |
M | P | 29 May 2014 | $1,001 - $15,000 | - |
CVX | S (partial) | 29 May 2014 | $1,001 - $15,000 | - |
PFE | S (partial) | 23 May 2014 | $1,001 - $15,000 | - |
SPG | P | 23 May 2014 | $1,001 - $15,000 | - |
IBM | S (partial) | 23 May 2014 | $1,001 - $15,000 | - |
JPM | S (partial) | 23 May 2014 | $1,001 - $15,000 | - |
SE | P | 23 May 2014 | $1,001 - $15,000 | - |
TENNECO INC SR NT | P | 21 May 2014 | $1,001 - $15,000 | 6.875% 12/15/20 |
HAWK ACQUISITION SUBINC G... | P | 19 May 2014 | $1,001 - $15,000 | 4.250% 10/15/20 |
CHESAPEAKE ENERGY CORP GT... | S | 16 May 2014 | $1,001 - $15,000 | 6.125% 02/15/21 |
MICROSOFT CORP FXD RT | S | 15 May 2014 | $1,001 - $15,000 | 2.375% 05/01/23 |
RADIAN GROUP INC SR NT | P | 15 May 2014 | $1,001 - $15,000 | 5.500% 06/01/19 |
BA | P | 13 May 2014 | $1,001 - $15,000 | - |
KLAC | S (partial) | 13 May 2014 | $1,001 - $15,000 | - |
TXN | P | 12 May 2014 | $1,001 - $15,000 | - |
WEC | S (partial) | 9 May 2014 | $1,001 - $15,000 | - |
NEUSTAR INC GTD FXD RT | P | 7 May 2014 | $1,001 - $15,000 | 4.500% 01/15/23 |
ALLEGHENY TECHNOLOGIES IN... | S | 7 May 2014 | $1,001 - $15,000 | 5.875% 08/15/23 |
HEALTHSOUTH CORP SR NT | P | 6 May 2014 | $1,001 - $15,000 | 5.750% 11/01/24 |
COP | P | 6 May 2014 | $1,001 - $15,000 | - |
LYB | P | 6 May 2014 | $1,001 - $15,000 | - |
PFE | S (partial) | 5 May 2014 | $1,001 - $15,000 | - |
JCI | S | 5 May 2014 | $1,001 - $15,000 | - |
BP | P | 5 May 2014 | $1,001 - $15,000 | - |
USB | S | 5 May 2014 | $15,001 - $50,000 | - |
NLY | P | 5 May 2014 | $1,001 - $15,000 | - |
WLP | P | 5 May 2014 | $1,001 - $15,000 | *now Anthem |
COP | P | 5 May 2014 | $1,001 - $15,000 | - |
CHS / CMNTY HEALTH SYS IN... | P | 1 May 2014 | $1,001 - $15,000 | 5.125% 08/15/18 |
Wisdom Tree Small Cap | S | 28 Apr 2014 | $1,001 - $15,000 | - |
CHD | P | 28 Apr 2014 | $1,001 - $15,000 | - |
KLAC | S (partial) | 28 Apr 2014 | $1,001 - $15,000 | - |
AMP | S (partial) | 28 Apr 2014 | $1,001 - $15,000 | - |
HPQ | P | 28 Apr 2014 | $1,001 - $15,000 | - |
VTR | P | 28 Apr 2014 | $1,001 - $15,000 | - |
JCI | S (partial) | 28 Apr 2014 | $1,001 - $15,000 | - |
KRFT | P | 28 Apr 2014 | $1,001 - $15,000 | - |
Columbia Acorn Select | P | 24 Apr 2014 | $1,001 - $15,000 | - |
VTR | P | 15 Apr 2014 | $1,001 - $15,000 | - |
LVS | S (partial) | 15 Apr 2014 | $1,001 - $15,000 | - |
SPG | P | 15 Apr 2014 | $1,001 - $15,000 | - |
STATE STR CORP SR SUB NT | P | 15 Apr 2014 | $1,001 - $15,000 | 3.100% 05/15/23 |
AMP | S (partial) | 15 Apr 2014 | $1,001 - $15,000 | - |
CHD | P | 15 Apr 2014 | $1,001 - $15,000 | - |
GCI | S | 15 Apr 2014 | $1,001 - $15,000 | - |
LMT | S (partial) | 9 Apr 2014 | $1,001 - $15,000 | - |
MMM | S (partial) | 9 Apr 2014 | $1,001 - $15,000 | - |
TWC | S (partial) | 9 Apr 2014 | $15,001 - $50,000 | - |
INTC | P | 3 Apr 2014 | $15,001 - $50,000 | - |
ACN | S (partial) | 3 Apr 2014 | $1,001 - $15,000 | - |
KRFT | P | 3 Apr 2014 | $1,001 - $15,000 | - |
LVS | S (partial) | 26 Mar 2014 | $1,001 - $15,000 | - |
HPQ | P | 26 Mar 2014 | $1,001 - $15,000 | - |
UPS | S (partial) | 26 Mar 2014 | $1,001 - $15,000 | - |
BARRICK NORTH AMER FIN LL... | P | 20 Mar 2014 | $1,001 - $15,000 | 4.400% 05/30/21 |
NLY | P | 18 Mar 2014 | $1,001 - $15,000 | - |
AMLP | S (partial) | 18 Mar 2014 | $1,001 - $15,000 | - |
BA | S (partial) | 18 Mar 2014 | $1,001 - $15,000 | - |
HPQ | P | 18 Mar 2014 | $1,001 - $15,000 | - |
BGS | S | 13 Mar 2014 | $1,001 - $15,000 | - |
LYB | P | 13 Mar 2014 | $1,001 - $15,000 | - |
CME | S | 13 Mar 2014 | $1,001 - $15,000 | - |
TRV | S | 13 Mar 2014 | $1,001 - $15,000 | - |
KMB | P | 13 Mar 2014 | $1,001 - $15,000 | - |
JCI | S (partial) | 13 Mar 2014 | $1,001 - $15,000 | - |
QCOM | P | 13 Mar 2014 | $1,001 - $15,000 | - |
Adv Inner Circle Fund II ... | S | 13 Mar 2014 | $1,001 - $15,000 | - |
KRFT | P | 13 Mar 2014 | $1,001 - $15,000 | - |
BA | S (partial) | 13 Mar 2014 | $1,001 - $15,000 | - |
WEC | P | 13 Mar 2014 | $1,001 - $15,000 | - |
NEE | P | 13 Mar 2014 | $1,001 - $15,000 | - |
EMR | S | 13 Mar 2014 | $1,001 - $15,000 | - |
TOLL BROS FIN CORP GTD FX... | S (partial) | 13 Mar 2014 | $1,001 - $15,000 | 4.000% 12/31/18 |
KLAC | P | 13 Mar 2014 | $1,001 - $15,000 | - |
AMGN | P | 13 Mar 2014 | $1,001 - $15,000 | - |
USB | P | 13 Mar 2014 | $1,001 - $15,000 | - |
Hartford MF Cap Appreciat... | S | 12 Mar 2014 | $1,001 - $15,000 | - |
Hotchkis Wiley High Yield... | P | 12 Mar 2014 | $1,001 - $15,000 | - |
Eaton Vance Muni National... | S (partial) | 12 Mar 2014 | $1,001 - $15,000 | - |
Dodge Cox Stock Fund | P | 12 Mar 2014 | $1,001 - $15,000 | - |
ALLY FINL INC GTD SRFXD R... | S | 10 Mar 2014 | $15,001 - $50,000 | 4.750% 09/10/18 |
ALLY FINL INC GTD SRFXD R... | S (partial) | 6 Mar 2014 | $1,001 - $15,000 | 4.750% 09/10/18 |
WILLIAMS COS INC SR NT | P | 5 Mar 2014 | $1,001 - $15,000 | 3.700% 01/15/23 |
VTR | P | 27 Feb 2014 | $1,001 - $15,000 | - |
MRK | P | 27 Feb 2014 | $1,001 - $15,000 | - |
NSC | S (partial) | 27 Feb 2014 | $1,001 - $15,000 | - |
JPM | S (partial) | 27 Feb 2014 | $1,001 - $15,000 | - |
WELLS FARGO & CO NEWMEDIU... | P | 27 Feb 2014 | $1,001 - $15,000 | 4.125% 08/15/23 |
JPMORGAN CHASE & CO SR NT... | P | 27 Feb 2014 | $1,001 - $15,000 | 3.250% 09/23/22 |
CME | S (partial) | 27 Feb 2014 | $1,001 - $15,000 | - |
TEVA PHARMACEUTICAL FIN I... | P | 25 Feb 2014 | $1,001 - $15,000 | 3.650% 11/10/21 |
HD | S (partial) | 20 Feb 2014 | $1,001 - $15,000 | - |
KO | S | 20 Feb 2014 | $1,001 - $15,000 | - |
WEC | P | 20 Feb 2014 | $15,001 - $50,000 | - |
AMGN | P | 20 Feb 2014 | $1,001 - $15,000 | - |
RENT A CTR INC NEW GTD FI... | P | 18 Feb 2014 | $1,001 - $15,000 | 4.750% 05/01/21 |
Mirae Asset Global Emergi... | P | 12 Feb 2014 | $1,001 - $15,000 | - |
MFS Utilities | P | 12 Feb 2014 | $1,001 - $15,000 | - |
Mirae Asset Global Emergi... | P | 12 Feb 2014 | $1,001 - $15,000 | - |
MFS Bond Fund | S (partial) | 11 Feb 2014 | $1,001 - $15,000 | - |
Western Asset Core Plus B... | P | 11 Feb 2014 | $1,001 - $15,000 | - |
Oppenheimer International... | S | 11 Feb 2014 | $1,001 - $15,000 | - |
AllianceBernstein High In... | P | 11 Feb 2014 | $1,001 - $15,000 | - |
Columbia Marisco Flex Cap | S (partial) | 11 Feb 2014 | $1,001 - $15,000 | - |
Fidelity Advisor Floating... | P | 11 Feb 2014 | $1,001 - $15,000 | - |
Oppenheimer Developing Ma... | S | 11 Feb 2014 | $1,001 - $15,000 | - |
Ishares JP Morgan USD Eme... | P | 11 Feb 2014 | $1,001 - $15,000 | - |
Ameriprise Insured Money ... | P | 11 Feb 2014 | $1,001 - $15,000 | - |
Western Asset Core Plus B... | S (partial) | 11 Feb 2014 | $1,001 - $15,000 | - |
Fidelity Advisor Floating... | P | 11 Feb 2014 | $1,001 - $15,000 | - |
American Beacon Flex Bond... | P | 11 Feb 2014 | $1,001 - $15,000 | - |
AllianceBernstein High In... | P | 11 Feb 2014 | $1,001 - $15,000 | - |
Columbia Dividend Income | S | 11 Feb 2014 | $1,001 - $15,000 | - |
John Hancock Income | S | 11 Feb 2014 | $1,001 - $15,000 | - |
Putnam Capital Spectrum | P | 11 Feb 2014 | $1,001 - $15,000 | - |
Putnam Capital Spectrum | P | 11 Feb 2014 | $1,001 - $15,000 | - |
Ishares JP Morgan USD Eme... | P | 11 Feb 2014 | $1,001 - $15,000 | - |
MFS Utilities | S (partial) | 11 Feb 2014 | $1,001 - $15,000 | - |
Oppenheimer Developing Ma... | S | 11 Feb 2014 | $1,001 - $15,000 | - |
John Hancock Income | S | 11 Feb 2014 | $1,001 - $15,000 | - |
KMB | P | 5 Feb 2014 | $1,001 - $15,000 | - |
CVX | S (partial) | 5 Feb 2014 | $1,001 - $15,000 | - |
ETN | S (partial) | 5 Feb 2014 | $1,001 - $15,000 | - |
KLAC | P | 5 Feb 2014 | $1,001 - $15,000 | - |
AMGN | P | 5 Feb 2014 | $1,001 - $15,000 | - |
EMR | S (partial) | 5 Feb 2014 | $1,001 - $15,000 | - |
POST HLDGS INC GTD SR NT | S | 24 Jan 2014 | $1,001 - $15,000 | 7.375% 02/15/22 |
ICAHN ENTERPRISES L P / I... | P | 24 Jan 2014 | $1,001 - $15,000 | 6.000% 08/01/20 |
ADVISORSHARES TR PERITUS ... | S | 24 Jan 2014 | $15,001 - $50,000 | - |
TRV | S (partial) | 23 Jan 2014 | $1,001 - $15,000 | - |
UPS | S (partial) | 23 Jan 2014 | $1,001 - $15,000 | - |
NSC | P | 23 Jan 2014 | $1,001 - $15,000 | - |
MRK | P | 23 Jan 2014 | $1,001 - $15,000 | - |
GE | S (partial) | 23 Jan 2014 | $1,001 - $15,000 | - |
Heinz HJ Co SR NT | P | 15 Jan 2014 | $1,001 - $15,000 | 4.25% 10/15/20 Purchase date is an estimate. Exact date unknown due to poor... |
JNJ | P | 10 Jan 2014 | $1,001 - $15,000 | - |
USB | P | 10 Jan 2014 | $1,001 - $15,000 | - |
MAT | S | 10 Jan 2014 | $1,001 - $15,000 | - |
PM | S (partial) | 10 Jan 2014 | $1,001 - $15,000 | - |
ABBV | S (partial) | 10 Jan 2014 | $1,001 - $15,000 | - |
KB HOME SR NT 7.500% | P | 2 Jan 2014 | $1,001 - $15,000 | 7.500% 09/15/22 |