Sheldon WhitehouseFiling

Periodic Transaction Report | Filed on 10 Aug 2017

This congressional financial disclosure from Sheldon Whitehouse (periodic transaction report) contains 19 stock trades. It was filed on 10 August 2017. Reported tickers include NWL, UA, AAPL, XER.BE, AMZN, and 9 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 19 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 485 days after the trade date. Only 0% of transactions met the disclosure requirement.

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STOCK Act Compliance Violation

This filing contains 19 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

485
Days Late (Max)
0%
Compliance Rate
19/19
Non-Compliant
About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.
Politician Name
Sheldon Whitehouse
Filing Type
Periodic Transaction Report
Filed Date
10 Aug 2017
View Original Filing

Transactions

19 transactions
MACYS RETAIL HLDINGS INC ...
Purchase4 May 2016$15,001 - $50,000Joint; --
XER.BE
Purchase4 May 2016$1,001 - $15,000Joint; --
GE
Purchase4 May 2016$1,001 - $15,000Spouse; --
NWL
Purchase26 Apr 2016$1,001 - $15,000Self; --
AAPL
Sale (Partial)26 Apr 2016$15,001 - $50,000Joint; --
NVDA
Purchase26 Apr 2016$1,001 - $15,000Self; --
AAPL
Sale (Partial)26 Apr 2016$15,001 - $50,000Self; --
LRCX
Purchase26 Apr 2016$1,001 - $15,000Self; --
VMW
Sale (Full)19 Apr 2016$1,001 - $15,000Child; --
NVDA
Purchase19 Apr 2016$1,001 - $15,000Child; --
AMZN
Sale (Partial)19 Apr 2016$1,001 - $15,000Child; --
DIS
Purchase19 Apr 2016$1,001 - $15,000Child; --
WBA
Purchase19 Apr 2016$1,001 - $15,000Child; --
STT-State Street Corporat...
Sale (Partial)12 Apr 2016$15,001 - $50,000Child; --
UA
Sale (Partial)12 Apr 2016$1,001 - $15,000Self; Split into 2 share classes A & C. He sold the A shares and kept the C...
AMZN
Purchase12 Apr 2016$15,001 - $50,000Spouse; --
AMGN
Purchase12 Apr 2016$1,001 - $15,000Spouse; --
TJX
Purchase12 Apr 2016$1,001 - $15,000Spouse; --
GOOGL
Purchase12 Apr 2016$1,001 - $15,000Spouse; --
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