Neal P. DunnFiling

Amendment | Filed on 13 Aug 2020

This congressional financial disclosure from Neal P. Dunn (filing amendment) contains 30 stock trades. It was filed on 13 August 2020. Reported tickers include DCCIX, PRHSX, ICEIX, NHMRX, AGDYX, and 12 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 30 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 954 days after the trade date. Only 0% of transactions met the disclosure requirement.

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STOCK Act Compliance Violation

This filing contains 30 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

954

Days Late (Max)

Compliance Rate

30/30

Non-Compliant

About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.

Politician Name

Neal P. Dunn

Filing Type

Amendment

Filed Date

13 Aug 2020

View Original Filing (PDF)

Transactions

30 transactions


The Neal Patrick Dunn Irr... AGDYX	S (partial)	27 Dec 2018	$1,001 - $15,000	-
The Neal Patrick Dunn Irr... DCCIX	P	24 Dec 2018	$1,001 - $15,000	-
IRA #1 ⇒ MFS Value Fund C... MEIIX	P	21 Dec 2018	$1,001 - $15,000	-
The Neal Patrick Dunn Irr...	P	19 Dec 2018	$250,001 - $500,000	-
IRA #4 ⇒ Hartford MidCap ... HFMIX	P	18 Dec 2018	$1,001 - $15,000	-
The Neal Patrick Dunn Irr... AGDYX	S (partial)	21 Nov 2018	$1,001 - $15,000	-
The Neal Patrick Dunn Irr... AGDYX	S (partial)	23 Oct 2018	$1,001 - $15,000	-
The Neal Patrick Dunn Irr... AGDYX	S (partial)	21 Sept 2018	$1,001 - $15,000	-
IRA #4 ⇒ AB High Income F... AGDYX	S (partial)	2 Aug 2018	$1,001 - $15,000	-
The Neal Patrick Dunn Irr... ANGL	S	21 Jun 2018	$50,001 - $100,000	-
The Neal Patrick Dunn Irr... NPSRX	S	21 Jun 2018	$50,001 - $100,000	-
The Neal Patrick Dunn Irr... DCCIX	P	21 Jun 2018	$15,001 - $50,000	-
IRA #4 ⇒ Morgan Stanley I... MGGIX	P	21 Jun 2018	$1,001 - $15,000	-
IRA #4 ⇒ Hartford MidCap ... HFMIX	P	21 Jun 2018	$1,001 - $15,000	-
The Leah Ott Dunn Irrevoc...	S	30 May 2018	$15,001 - $50,000	-
The Neal Patrick Dunn Irr...	S	25 May 2018	$100,001 - $250,000	-
The Leah Ott Dunn Irrevoc... NHMRX	S	4 May 2018	$15,001 - $50,000	-
The Leah Ott Dunn Irrevoc... EIHMX	S	4 May 2018	$15,001 - $50,000	-
The Neal Patrick Dunn Irr... DPIIX	S	17 Apr 2018	$50,001 - $100,000	-
The Neal Patrick Dunn Irr... DFP	S	17 Apr 2018	$50,001 - $100,000	-
The Neal Patrick Dunn Irr... ICEIX	S	13 Mar 2018	$50,001 - $100,000	-
IRA #1 ⇒ Morgan Stanley I... MGGIX	P	13 Mar 2018	$50,001 - $100,000	-
The Neal Patrick Dunn Irr... MGGIX	P	13 Mar 2018	$50,001 - $100,000	-
IRA #1 ⇒ Tweedy Browne Gl... TBGVX	S	13 Mar 2018	$15,001 - $50,000	-
IRA #1 ⇒ American Outdoor... AOBC	S	26 Feb 2018	$1,001 - $15,000	-
IRA #1 ⇒ T. Rowe Price He... PRHSX	S (partial)	3 Jan 2018	$15,001 - $50,000	-
IRA #4 ⇒ Loomis Sayles Gr... LSGRX	S	2 Jan 2018	$1,001 - $15,000	-
IRA #1 ⇒ MFS Value Fund C... MEIIX	P	2 Jan 2018	$50,001 - $100,000	-
IRA #4 ⇒ Delaware value f... DDVIX	S	2 Jan 2018	$1,001 - $15,000	-
IRA #1 ⇒ Loomis Sayles Gr... LSGRX	S	2 Jan 2018	$50,001 - $100,000	-