Nancy PelosiFiling
Transactions filing | Filed on 09 Apr 2021
This congressional financial disclosure from Nancy Pelosi (transactions filing) filed on April 9, 2021 contains 6 stock trades including AB, MSFT. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.
This filing contains 2 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 108 days after the trade date. Only 67% of transactions met the disclosure requirement.
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STOCK Act Compliance Violation
This filing contains 2 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.
Transactions
MSFT | s | 19 Mar 2021 | $1,000,001 - $5,000,000 | Exercised 150 call options (15,000 shares) expiring 3/19/2021 at a strike p... |
MSFT | s | 19 Mar 2021 | $1,000,001 - $5,000,000 | Exercised 100 call options (10,000 shares) expiring 3/19/2021 at a strike p... |
Roblox Corporation | P | 10 Mar 2021 | $500,001 - $1,000,000 | Purchased 10,000 shares. |
AB | P | 23 Feb 2021 | $500,001 - $1,000,000 | Purchased 25,000 units in a global asset management firm providing investme... |
AB | P | 18 Feb 2021 | $500,001 - $1,000,000 | Purchased 15,000 units in a global asset management firm providing investme... |
AB | P | 22 Dec 2020 | $500,001 - $1,000,000 | Purchased 20,000 units in a global asset management firm providing investme... |