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Nancy Pelosi Filing

Transactions filing | Filed on 09 Apr 2021

STOCK Act Compliance Violation

This filing contains 2 transactions that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

108
Days Late (Max)
67%
Compliance Rate
2/6
Non-Compliant
About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.
Politician Name
Nancy Pelosi
Filing Type
Transactions filing
Filed Date
09 Apr 2021
View Original Filing (PDF)

Transactions

6 transactions
MSFT
s19 Mar 2021$1,000,001 - $5,000,000Exercised 150 call options (15,000 shares) expiring 3/19/202...
MSFT
s19 Mar 2021$1,000,001 - $5,000,000Exercised 100 call options (10,000 shares) expiring 3/19/202...
Roblox Corporation
P10 Mar 2021$500,001 - $1,000,000Purchased 10,000 shares.
AB
P23 Feb 2021$500,001 - $1,000,000Purchased 25,000 units in a global asset management firm pro...
AB
P18 Feb 2021$500,001 - $1,000,000Purchased 15,000 units in a global asset management firm pro...
AB
P22 Dec 2020$500,001 - $1,000,000Purchased 20,000 units in a global asset management firm pro...
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