Brian BabinFiling

Amendment Report | Filed on 12 Nov 2019

This congressional financial disclosure from Brian Babin (amendment report) contains 18 stock trades. It was filed on 12 November 2019. Reported tickers include PNRZX, PICEX, ETE, MANLX, TOLCX, and 8 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 18 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed NaN days after the trade date. Only 0% of transactions met the disclosure requirement.

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STOCK Act Compliance Violation

This filing contains 18 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

NaN

Days Late (Max)

Compliance Rate

18/18

Non-Compliant

About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.

Politician Name

Brian Babin

Filing Type

Amendment Report

Filed Date

12 Nov 2019

View Original Filing (PDF)

Transactions

18 transactions


UBS SEP-IRA 2 ⇒ Energy Tr... ETE	E	20 Dec 2018	$15,001 - $50,000	exchanged to Energy Transfer LP Unites LTD Partnership- ET
UBS SEP-IRA 2 ⇒ PGIM JENN... PNRZX	P	5 Nov 2018	$1,001 - $15,000	-
UBS SEP-IRA 2 ⇒ Virtus Vo... PICEX	P	5 Nov 2018	$1,001 - $15,000	-
UBS Resource Management A... MANLX	P	5 Nov 2018	$1,001 - $15,000	-
UBS SEP-IRA 2 ⇒ DWS RREEF... TOLCX	P	5 Nov 2018	$1,001 - $15,000	-
UBS Resource Management A... LMHIX	P	5 Nov 2018	$1,001 - $15,000	-
UBS Resource Management A...	P	5 Nov 2018	$1,001 - $15,000	-
UBS Resource Management A... ATOIX	P	5 Nov 2018	$1,001 - $15,000	-
UBS Resource Management A... GFFFX	P	5 Nov 2018	$1,001 - $15,000	-
UBS Resource Management A...	P	5 Nov 2018	$1,001 - $15,000	-
UBS Resource Management A...	P	5 Nov 2018	$1,001 - $15,000	-
UBS SEP-IRA ⇒ Hartford In...	P	18 Jan 2018	$1,001 - $15,000	-
UBS SEP-IRA ⇒ Fidelity Ad... FCLCX	P	8 Jan 2018	$1,001 - $15,000	-
UBS SEP-IRA ⇒ Goldman Sac... GSTGX	P	5 Jan 2018	$1,001 - $15,000	-
UBS SEP-IRA ⇒ Transameric... TDHIX	P	5 Jan 2018	$1,001 - $15,000	-
UBS SEP-IRA ⇒ Voya Corpor... LEXCX	P	5 Jan 2018	$1,001 - $15,000	-
UBS SEP-IRA ⇒ American Ce... AIAHX	P	5 Jan 2018	$1,001 - $15,000	-
Brian Babin DDS Dental Pr...	S (partial)	N/A	$1,001 - $15,000	5 year agreement to sell dental practice