Tom MalinowskiFiling

Transactions filing | Filed on 26 Aug 2021

This congressional financial disclosure from Tom Malinowski (transactions filing) contains 134 stock trades. It was filed on 26 August 2021. Reported tickers include CL, CSLT, TRHC, PCPL.U, PTON, and 54 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 134 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 946 days after the trade date. Only 0% of transactions met the disclosure requirement.

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STOCK Act Compliance Violation

This filing contains 134 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

946

Days Late (Max)

Compliance Rate

134/134

Non-Compliant

About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.

Politician Name

Tom Malinowski

Filing Type

Transactions filing

Filed Date

26 Aug 2021

View Original Filing (PDF)

Transactions

134 transactions


Ameresco, Inc. Class A (A... AMRC	P	9 Mar 2021	$15,001 - $50,000	Short Cover Purchase. Capital gains Exceed $200.
CC Neuberger Principal Ho... PCPL	P	28 Jan 2021	$1,001 - $15,000	-
Pacira BioSciences, Inc. ... PCRX	P	25 Jan 2021	$1,001 - $15,000	-
Blackline, Inc. (BL) [ST] BL	S (partial)	15 Jan 2021	$15,001 - $50,000	Short Sale.
DoorDash, Inc. Class A (D... DASH	P	15 Jan 2021	$15,001 - $50,000	Short Cover Purchase.
DermTech, Inc. (DMTK) [ST... DMTK	P	11 Jan 2021	$1,001 - $15,000	-
CareDx, Inc. (CDNA) [ST] CDNA	S (partial)	11 Jan 2021	$1,001 - $15,000	Short Sale.
CareDx, Inc. (CDNA) [ST] CDNA	S (partial)	8 Jan 2021	$1,001 - $15,000	Short Sale.
Ameresco, Inc. Class A (A... AMRC	S (partial)	8 Jan 2021	$15,001 - $50,000	Short Sale.
Ameresco, Inc. Class A (A... AMRC	S (partial)	7 Jan 2021	$1,001 - $15,000	Short Sale.
CNFinance Holdings Limite... CNF	P	6 Jan 2021	$1,001 - $15,000	-
CareDx, Inc. (CDNA) [ST] CDNA	S (partial)	6 Jan 2021	$15,001 - $50,000	Short Sale.
CC Neuberger Principal Ho... PCPL.u	P	5 Jan 2021	$1,001 - $15,000	-
CNFinance Holdings Limite... CNF	P	4 Jan 2021	$1,001 - $15,000	-
CNFinance Holdings Limite... CNF	P	30 Dec 2020	$1,001 - $15,000	-
Heron Therapeutics, Inc. ... APPAD	S (partial)	30 Dec 2020	$1,001 - $15,000	Short Sale.
CareDx, Inc. (CDNA) [ST] CDNA	P	29 Dec 2020	$1,001 - $15,000	Call Closing Transaction.
Ameresco, Inc. Class A (A... AMRC	P	29 Dec 2020	$1,001 - $15,000	Call Closing Transaction.
CareDx, Inc. (CDNA) [ST] CDNA	P	23 Dec 2020	$1,001 - $15,000	Call Closing Transaction.
DoorDash, Inc. Class A (D... DASH	S (partial)	22 Dec 2020	$1,001 - $15,000	Short Sale.
CC Neuberger Principal Ho... PCPL	P	21 Dec 2020	$1,001 - $15,000	-
Ameresco, Inc. Class A (A... AMRC	P	18 Dec 2020	$1,001 - $15,000	Call Closing Transaction.
Yext, Inc. (YEXT) [ST] YEXT	P	8 Dec 2020	$1,001 - $15,000	-
CareDx, Inc. (CDNA) [ST] CDNA	P	7 Dec 2020	$1,001 - $15,000	Call Closing Transaction.
General Finance Corporati... GFN	P	3 Dec 2020	$1,001 - $15,000	-
General Finance Corporati... GFN	S	2 Dec 2020	$1,001 - $15,000	-
General Finance Corporati... GFN	S	30 Nov 2020	$1,001 - $15,000	-
General Finance Corporati... GFN	S	20 Nov 2020	$1,001 - $15,000	-
CareDx, Inc. (CDNA) [ST] CDNA	P	16 Nov 2020	$1,001 - $15,000	Call Closing Transaction.
Castlight Health, Inc. Cl... CSLT	P	13 Nov 2020	$1,001 - $15,000	-
Castlight Health, Inc. Cl... CSLT	P	13 Nov 2020	$1,001 - $15,000	-
Ameresco, Inc. Class A (A... AMRC	S (partial)	10 Nov 2020	$1,001 - $15,000	Call Option.
Ameresco, Inc. Class A (A... AMRC	P	10 Nov 2020	$1,001 - $15,000	Call Closing Transaction.
Apollo Endosurgery, Inc. ... APEN	P	30 Oct 2020	$1,001 - $15,000	-
Ameresco, Inc. Class A (A... AMRC	S (partial)	16 Oct 2020	$1,001 - $15,000	Call Option.
CM Life Sciences, Inc. - ... CMLFu	P	16 Oct 2020	$1,001 - $15,000	-
CM Life Sciences, Inc. - ... CMLFu	P	15 Oct 2020	$1,001 - $15,000	-
CM Life Sciences, Inc. - ... CMLF	P	14 Oct 2020	$1,001 - $15,000	-
CareDx, Inc. (CDNA) [ST] CDNA	S (partial)	9 Oct 2020	$1,001 - $15,000	Call Option.
OraSure Technologies, Inc... OSUR	S (partial)	8 Oct 2020	$1,001 - $15,000	Short Sale.
Meridian Bioscience Inc. ... VIVO	S (partial)	16 Sept 2020	$1,001 - $15,000	Short Sale.
Merck & Company, Inc. Com... MRK	P	26 Aug 2020	$15,001 - $50,000	-
Castlight Health, Inc. Cl... CSLT	S	27 Jul 2020	$1,001 - $15,000	-
Celcuity Inc. (CELC) [ST] CELC	P	23 Jun 2020	$1,001 - $15,000	-
Celcuity Inc. (CELC) [ST] CELC	P	22 Jun 2020	$1,001 - $15,000	-
Biolife Solutions Inc. NE... BLFSD	P	19 Jun 2020	$1,001 - $15,000	-
TFF Pharmaceuticals, Inc.... TFFP	P	11 Jun 2020	$1,001 - $15,000	-
Navigator Holdings Ltd. O... NVIGF	P	3 Jun 2020	$1,001 - $15,000	-
Flexion Therapeutics, Inc... FLXN	S	12 May 2020	$1,001 - $15,000	-
Flexion Therapeutics, Inc... FLXN	S	11 May 2020	$1,001 - $15,000	-
Onto Innovation Inc. (ONT... ONTO	S	30 Apr 2020	$1,001 - $15,000	-
Regency Centers Corporati... REG	P	25 Mar 2020	$15,001 - $50,000	Short Cover Purchase. Capital gains Exceed $200.
Chembio Diagnostics, Inc.... CEMI	S	24 Mar 2020	$1,001 - $15,000	-
Everbridge, Inc. (EVBG) [... EVBG	S	20 Mar 2020	$1,001 - $15,000	-
Everbridge, Inc. (EVBG) [... EVBG	S	13 Mar 2020	$1,001 - $15,000	-
Hormel Foods Corporation ... HRL	P	3 Mar 2020	$15,001 - $50,000	Short Cover Purchase.
Anika Therapeutics Inc. (... ANIK	P	28 Feb 2020	$1,001 - $15,000	Short Cover Purchase.
Anika Therapeutics Inc. (... ANIK	P	27 Feb 2020	$1,001 - $15,000	Short Cover Purchase.
Taubman Centers, Inc. (TC... TCO	P	12 Feb 2020	$1,001 - $15,000	Short Cover Purchase. Capital gains Exceed $200.
Anika Therapeutics Inc. (... ANIK	S (partial)	28 Jan 2020	$1,001 - $15,000	Short Sale.
Talend S.A. - American De... TLND	P	27 Jan 2020	$15,001 - $50,000	-
Profound Medical Corp. - ... PROF	P	27 Jan 2020	$1,001 - $15,000	-
Zuora, Inc. Class A (ZUO)... ZUO	P	27 Jan 2020	$1,001 - $15,000	-
Five9, Inc. (FIVN) [ST] FIVN	S	27 Jan 2020	$1,001 - $15,000	-
Everbridge, Inc. (EVBG) [... EVBG	S	24 Jan 2020	$15,001 - $50,000	-
Five9, Inc. (FIVN) [ST] FIVN	S	24 Jan 2020	$1,001 - $15,000	-
Profound Medical Corp. - ... PROF	P	14 Jan 2020	$1,001 - $15,000	-
Instructure Holdings, Inc... INST	S	6 Jan 2020	$15,001 - $50,000	-
BellRing Brands, Inc. Cla... BRBR	P	17 Dec 2019	$15,001 - $50,000	Short Cover Purchase.
New Relic, Inc. (NEWR) [S... NEWR	P	17 Dec 2019	$1,001 - $15,000	-
Post Holdings, Inc. (POST... POST	S (partial)	29 Nov 2019	$15,001 - $50,000	Short Sale.
Regency Centers Corporati... REG	P	29 Nov 2019	$15,001 - $50,000	Short Cover Purchase.
Peloton Interactive, Inc.... PTON	P	21 Nov 2019	$15,001 - $50,000	Short Cover Purchase.
J.M. Smucker Company (SJM... SJM	S (partial)	15 Nov 2019	$1,001 - $15,000	Short Sale.
Zuora, Inc. Class A (ZUO)... ZUO	P	14 Nov 2019	$1,001 - $15,000	-
Yext, Inc. (YEXT) [ST] YEXT	P	14 Nov 2019	$1,001 - $15,000	-
Zuora, Inc. Class A (ZUO)... ZUO	P	13 Nov 2019	$1,001 - $15,000	-
Tabula Rasa HealthCare, I... TRHC	P	13 Nov 2019	$1,001 - $15,000	Short Cover Purchase. Capital gains Exceed $200.
Tabula Rasa HealthCare, I... TRHC	S (partial)	12 Nov 2019	$1,001 - $15,000	Short Sale.
Restaurant Brands Interna... QSR	P	30 Oct 2019	$1,001 - $15,000	Short Cover Purchase.
Anika Therapeutics Inc. (... ANIK	S (partial)	29 Oct 2019	$1,001 - $15,000	Short Sale.
Regency Centers Corporati... REG	S (partial)	29 Oct 2019	$15,001 - $50,000	Short Sale.
Kellogg Company (K) [ST] K	S (partial)	29 Oct 2019	$15,001 - $50,000	Short Sale.
BellRing Brands, Inc. Cla... BRBR	S (partial)	24 Oct 2019	$1,001 - $15,000	Short Sale.
Peloton Interactive, Inc.... PTON	S (partial)	24 Oct 2019	$1,001 - $15,000	Short Sale.
BellRing Brands, Inc. Cla... BRBR	S (partial)	23 Oct 2019	$1,001 - $15,000	Short Sale.
Castlight Health, Inc. Cl... CSLT	P	22 Oct 2019	$1,001 - $15,000	-
Castlight Health, Inc. Cl... CSLT	P	21 Oct 2019	$1,001 - $15,000	-
Pool Corporation (POOL) [... POOL	P	17 Oct 2019	$15,001 - $50,000	Short Cover Purchase.
Castlight Health, Inc. Cl... CSLT	P	16 Oct 2019	$1,001 - $15,000	-
Castlight Health, Inc. Cl... CSLT	P	15 Oct 2019	$1,001 - $15,000	-
Restaurant Brands Interna... QSR	P	4 Oct 2019	$15,001 - $50,000	Short Cover Purchase.
Peloton Interactive, Inc.... PTON	S (partial)	1 Oct 2019	$15,001 - $50,000	Short Sale.
Tapestry, Inc. (TPR) [ST] TPR	S (partial)	24 Sept 2019	$15,001 - $50,000	Short Sale.
J.M. Smucker Company (SJM... SJM	S (partial)	29 Aug 2019	$1,001 - $15,000	Short Sale.
8x8 Inc (EGHT) [ST] EGHT	S (partial)	16 Aug 2019	$1,001 - $15,000	Short Sale.
MicroStrategy Incorporate... MSTR	P	16 Aug 2019	$1,001 - $15,000	Short Cover Purchase.
Dave & Buster's Entertain... PLAY	P	9 Aug 2019	$15,001 - $50,000	Short Cover Purchase. Capital gains Exceed $200.
Anika Therapeutics Inc. (... ANIK	P	1 Aug 2019	$50,001 - $100,000	Short Cover Purchase.
Anika Therapeutics Inc. (... ANIK	S (partial)	29 Jul 2019	$1,001 - $15,000	Short Sale.
Pool Corporation (POOL) [... POOL	S (partial)	22 Jul 2019	$15,001 - $50,000	Short Sale.
Pepsico, Inc. (PEP) [ST] PEP	S (partial)	12 Jul 2019	$15,001 - $50,000	Short Sale.
MicroStrategy Incorporate... MSTR	S (partial)	11 Jul 2019	$1,001 - $15,000	Short Sale.
Kellogg Company (K) [ST] K	S (partial)	8 Jul 2019	$1,001 - $15,000	Short Sale.
Blackline, Inc. (BL) [ST] BL	P	5 Jul 2019	$1,001 - $15,000	-
Hormel Foods Corporation ... HRL	S (partial)	1 Jul 2019	$15,001 - $50,000	Short Sale.
Kellogg Company (K) [ST] K	S (partial)	27 Jun 2019	$1,001 - $15,000	Short Sale.
Equinix, Inc. (EQIX) [ST] EQIX	S (partial)	19 Jun 2019	$1,001 - $15,000	-
Yext, Inc. (YEXT) [ST] YEXT	P	4 Jun 2019	$1,001 - $15,000	-
Tanger Factory Outlet Cen... SKT	P	4 Jun 2019	$15,001 - $50,000	Short Cover Purchase. Capital gains Exceed $200.
Macerich Company (MAC) [S... MAC	P	31 May 2019	$1,001 - $15,000	Short Cover Purchase. Capital gains Exceed $200.
Pacira BioSciences, Inc. ... PCRX	P	31 May 2019	$15,001 - $50,000	-
Tesla, Inc. (TSLA) [ST] TSLA	P	7 May 2019	$15,001 - $50,000	Short Cover Purchase.
Restaurant Brands Interna... QSR	S (partial)	2 May 2019	$15,001 - $50,000	Short Sale.
Colgate-Palmolive Company... CL	S (partial)	30 Apr 2019	$1,001 - $15,000	Short Sale.
Tesla, Inc. (TSLA) [ST] TSLA	S (partial)	25 Apr 2019	$1,001 - $15,000	Short Sale.
Viomi Technology Co., Ltd... VIOT	P	8 Apr 2019	$1,001 - $15,000	Short Cover Purchase.
Tesla, Inc. (TSLA) [ST] TSLA	S (partial)	8 Apr 2019	$15,001 - $50,000	Short Sale.
Dave & Buster's Entertain... PLAY	S (partial)	5 Apr 2019	$1,001 - $15,000	Short Sale.
Viomi Technology Co., Ltd... VIOT	P	2 Apr 2019	$1,001 - $15,000	Short Cover Purchase.
Flexion Therapeutics, Inc... FLXN	P	26 Mar 2019	$1,001 - $15,000	-
Everbridge, Inc. (EVBG) [... EVBG	S	26 Mar 2019	$1,001 - $15,000	-
Domo, Inc. - Class B (DOM... DOMO	P	20 Mar 2019	$15,001 - $50,000	Short Cover Purchase.
8x8 Inc (EGHT) [ST] EGHT	S (partial)	18 Mar 2019	$15,001 - $50,000	Short Sale.
Domo, Inc. - Class B (DOM... DOMO	P	6 Mar 2019	$15,001 - $50,000	Short Cover Purchase.
J.M. Smucker Company (SJM... SJM	S (partial)	28 Feb 2019	$15,001 - $50,000	Short Sale.
Yext, Inc. (YEXT) [ST] YEXT	P	19 Feb 2019	$15,001 - $50,000	-
Kellogg Company (K) [ST] K	S (partial)	11 Feb 2019	$15,001 - $50,000	Short Sale.
Post Holdings, Inc. (POST... POST	S (partial)	5 Feb 2019	$1,001 - $15,000	Short Sale.
Norwegian Cruise Line Hol... NCLH	S (partial)	4 Feb 2019	$1,001 - $15,000	Short Cover Purchase.
Colgate-Palmolive Company... CL	S (partial)	29 Jan 2019	$1,001 - $15,000	Short Sale.
Post Holdings, Inc. (POST... POST	S (partial)	28 Jan 2019	$1,001 - $15,000	-
Castlight Health, Inc. Cl... CSLT	P	25 Jan 2019	$1,001 - $15,000	-
Simon Property Group, Inc... SPG	P	23 Jan 2019	$1,001 - $15,000	Short Cover Purchase.