Roger MarshallFiling

Amendment | Filed on 13 Aug 2020

This congressional financial disclosure from Roger Marshall (filing amendment) contains 137 stock trades. It was filed on 13 August 2020. Reported tickers include CASY, NFLX, PM, OCN, JNUG, and 40 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 137 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 1318 days after the trade date. Only 0% of transactions met the disclosure requirement.

Want to automatically copy Pelosi trades?

Mirror Nancy Pelosi's portfolio with just one click on eToro.

Claim Free Asset Copy Automatically with eToro

Copy Trading does not amount to investment advice. The value of your investments may go up or down. Your capital is at risk.

Past Performance is not an indication of future results.

STOCK Act Compliance Violation

This filing contains 137 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

1318

Days Late (Max)

Compliance Rate

137/137

Non-Compliant

About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.

Politician Name

Roger Marshall

Filing Type

Amendment

Filed Date

13 Aug 2020

View Original Filing (PDF)

Transactions

137 transactions


Colgate Palmolive Co Com	S	7 Dec 2017	$1,001 - $15,000	-
Procter & Gamble Co Com	S	7 Dec 2017	$1,001 - $15,000	-
Hartford Floating Rate Fu...	S	7 Dec 2017	$1,001 - $15,000	-
Mutual Funds ⇒ LPL Financ...	S	1 Dec 2017	$15,001 - $50,000	-
Mutual Funds ⇒ LPL Financ...	S	1 Dec 2017	$15,001 - $50,000	-
Mutual Funds ⇒ LPL Financ...	P	1 Dec 2017	$1,001 - $15,000	-
Mutual Funds ⇒ LPL Financ...	P	1 Dec 2017	$1,001 - $15,000	-
Mutual Funds ⇒ LPL Financ...	P	1 Dec 2017	$1,001 - $15,000	-
Mutual Funds ⇒ LPL Financ...	P	1 Dec 2017	$1,001 - $15,000	-
Mutual Funds ⇒ LPL Financ...	P	1 Dec 2017	$1,001 - $15,000	-
Mutual Funds ⇒ LPL Financ...	P	1 Dec 2017	$1,001 - $15,000	-
Mutual Funds ⇒ LPL Financ...	S	1 Dec 2017	$1,001 - $15,000	-
Mutual Funds ⇒ LPL Financ...	P	1 Dec 2017	$1,001 - $15,000	-
Mutual Funds ⇒ LPL Financ...	P	1 Dec 2017	$1,001 - $15,000	-
Mutual Funds ⇒ LPL Financ...	P	1 Dec 2017	$1,001 - $15,000	-
Mutual Funds ⇒ LPL Financ...	P	1 Dec 2017	$1,001 - $15,000	-
Mutual Funds ⇒ LPL Financ...	P	1 Dec 2017	$1,001 - $15,000	-
Mutual Funds ⇒ LPL Financ...	S	1 Dec 2017	$15,001 - $50,000	-
Mutual Funds ⇒ LPL Financ...	P	1 Dec 2017	$1,001 - $15,000	-
Mutual Funds ⇒ LPL Financ...	S	1 Dec 2017	$15,001 - $50,000	-
Mutual Funds ⇒ LPL Financ...	P	1 Dec 2017	$1,001 - $15,000	-
Tesla, Inc. TSLA	P	7 Nov 2017	$1,001 - $15,000	-
NVIDIA Corporation NVDA	P	7 Nov 2017	$1,001 - $15,000	-
Pareteum Corporation TEUM	S	30 Oct 2017	$1,001 - $15,000	-
Advanced Micro Devices, I... AMD	S	30 Oct 2017	$1,001 - $15,000	-
Advanced Micro Devices, I... AMD	P	27 Oct 2017	$1,001 - $15,000	-
The Bon-Ton Stores, Inc. BONT	S	25 Oct 2017	$1,001 - $15,000	asset purchased 10/01/2017, purchase did not meet reporting .
Atossa Genetics Inc. ATOS	P	25 Oct 2017	$1,001 - $15,000	Entire asset sold 10/30/2017, sale did not meet reporting threshold & there...
Dextera Surgical Inc. DXTR	S	23 Oct 2017	$1,001 - $15,000	-
Pareteum Corporation TEUM	P	23 Oct 2017	$1,001 - $15,000	-
Neothetics, Inc. NEOT	P	17 Oct 2017	$1,001 - $15,000	-
TransEnterix, Inc. TRXC	P	17 Oct 2017	$1,001 - $15,000	-
Neothetics, Inc. NEOT	S	17 Oct 2017	$1,001 - $15,000	-
TransEnterix, Inc. TRXC	S	17 Oct 2017	$1,001 - $15,000	-
Recon Technology, Ltd. - ... RCON	S	16 Oct 2017	$1,001 - $15,000	-
Chipotle Mexican Grill, I... CMG	S	16 Oct 2017	$1,001 - $15,000	-
Recon Technology, Ltd. - ... RCON	P	16 Oct 2017	$1,001 - $15,000	-
Net Element, Inc. NETE	S	13 Oct 2017	$1,001 - $15,000	asset purchased 10/13/2017, purchase did not meet reporting threshold.
Leading Brands Inc - Comm... LBIX	S	13 Oct 2017	$1,001 - $15,000	asset purchased 10/13/2017, purchase did not meet reporting threshold.
Infinity Pharmaceuticals,... INFI	P	12 Oct 2017	$1,001 - $15,000	Entire asset sold 10/16/2017, sale did not meet reporting threshold & there...
Rosetta Genomics Ltd. - o... ROSG	P	12 Oct 2017	$1,001 - $15,000	Entire asset sold 10/16/2017, sale did not meet reporting threshold & there...
Otonomy, Inc. OTIC	S	9 Oct 2017	$1,001 - $15,000	-
lululemon athletica inc. LULU	S	9 Oct 2017	$1,001 - $15,000	-
Mutual Funds ⇒ LPL Financ...	P	3 Oct 2017	$15,001 - $50,000	-
Dextera Surgical Inc. DXTR	P	1 Oct 2017	$1,001 - $15,000	-
529 College Savings Plan ...	P	1 Oct 2017	$1,001 - $15,000	-
Roku, Inc. - Class A ROKU	S	28 Sept 2017	$1,001 - $15,000	-
Roku, Inc. - Class A ROKU	P	28 Sept 2017	$1,001 - $15,000	-
Netflix, Inc. NFLX	S	14 Sept 2017	$1,001 - $15,000	-
Inotek Pharmaceuticals Co... ITEK	S	13 Sept 2017	$1,001 - $15,000	-
Inotek Pharmaceuticals Co... ITEK	P	13 Sept 2017	$1,001 - $15,000	-
lululemon athletica inc. LULU	P	5 Sept 2017	$1,001 - $15,000	-
United States Steel Corpo... X	S	5 Sept 2017	$1,001 - $15,000	-
Chipotle Mexican Grill, I... CMG	P	28 Aug 2017	$1,001 - $15,000	-
Twitter, Inc. TWTR	S	25 Aug 2017	$1,001 - $15,000	-
root9B Holdings, Inc. RTNB	S	25 Aug 2017	$1,001 - $15,000	-
root9B Holdings, Inc. RTNB	P	24 Aug 2017	$1,001 - $15,000	-
Snap Inc. Class A SNAP	S	22 Aug 2017	$1,001 - $15,000	-
Netflix, Inc. NFLX	P	22 Aug 2017	$1,001 - $15,000	-
Appliance Recycling Cente... ARCI	S	21 Aug 2017	$1,001 - $15,000	-
Appliance Recycling Cente... ARCI	P	21 Aug 2017	$1,001 - $15,000	-
CytRx Corporation CYTR	P	31 Jul 2017	$1,001 - $15,000	Entire asset sold 8/4/2017, sale did not meet reporting threshold & there w...
Capricor Therapeutics, In... CAPR	S	27 Jul 2017	$1,001 - $15,000	-
Capricor Therapeutics, In... CAPR	P	27 Jul 2017	$1,001 - $15,000	-
TearLab Corporation TEAR	S	21 Jul 2017	$1,001 - $15,000	-
TearLab Corporation TEAR	P	21 Jul 2017	$1,001 - $15,000	-
AEterna Zentaris Inc. AEZS	S	20 Jul 2017	$1,001 - $15,000	-
AEterna Zentaris Inc. AEZS	P	19 Jul 2017	$1,001 - $15,000	-
CymaBay Therapeutics Inc. CBAY	S	19 Jul 2017	$1,001 - $15,000	-
CymaBay Therapeutics Inc. CBAY	P	19 Jul 2017	$1,001 - $15,000	-
Zion Oil & Gas Inc ZN	S	18 Jul 2017	$1,001 - $15,000	-
Zion Oil & Gas Inc ZN	P	13 Jul 2017	$1,001 - $15,000	-
Celsion Corporation CLSN	P	16 Jun 2017	$1,001 - $15,000	-
Celsion Corporation CLSN	S	16 Jun 2017	$1,001 - $15,000	-
Delcath Systems, Inc. DCTH	S	9 Jun 2017	$1,001 - $15,000	asset purchased 6/9/2017, purchase did not meet reporting threshold.
Celsion Corporation CLSN	P	5 Jun 2017	$1,001 - $15,000	-
Celsion Corporation CLSN	S	5 Jun 2017	$1,001 - $15,000	-
Mutual Funds ⇒ LPL Financ...	S (partial)	1 Jun 2017	$1,001 - $15,000	-
Mutual Funds ⇒ LPL Financ...	S (partial)	1 Jun 2017	$1,001 - $15,000	-
Mutual Funds ⇒ LPL Financ...	P	1 Jun 2017	$15,001 - $50,000	-
Mutual Funds ⇒ LPL Financ...	S (partial)	1 Jun 2017	$1,001 - $15,000	-
Vince Holding Corp. VNCE	S	30 May 2017	$1,001 - $15,000	-
Vince Holding Corp. VNCE	P	25 May 2017	$1,001 - $15,000	-
Hertz Global Holdings, In... HTZ	S	22 May 2017	$1,001 - $15,000	-
Hertz Global Holdings, In... HTZ	P	22 May 2017	$1,001 - $15,000	-
Direxion Daily Junior Gol... JNUG	S	5 May 2017	$1,001 - $15,000	-
Direxion Daily Junior Gol... JNUG	P	5 May 2017	$1,001 - $15,000	-
Ocwen Financial Corporati... OCN	S	4 May 2017	$1,001 - $15,000	-
First NBC Bank Holding Co... FNBC	P	4 May 2017	$1,001 - $15,000	-
First NBC Bank Holding Co... FNBC	S	4 May 2017	$1,001 - $15,000	-
Snap Inc. Class A SNAP	S	4 May 2017	$1,001 - $15,000	-
Direxion Daily Junior Gol... JNUG	P	1 May 2017	$1,001 - $15,000	-
Intra-Cellular Therapies ... ITCI	P	1 May 2017	$1,001 - $15,000	Entire asset sold 5/2/2017, sale did not meet reporting threshold & there w...
Direxion Daily Junior Gol... JNUG	S	1 May 2017	$1,001 - $15,000	-
Otonomy, Inc. OTIC	P	1 May 2017	$1,001 - $15,000	-
Medical Transcription Bil... MTBC	S	1 May 2017	$1,001 - $15,000	-
Medical Transcription Bil... MTBC	P	1 May 2017	$1,001 - $15,000	-
Ocwen Financial Corporati... OCN	P	1 May 2017	$1,001 - $15,000	-
Medical Transcription Bil... MTBC	S	27 Apr 2017	$1,001 - $15,000	-
Medical Transcription Bil... MTBC	P	27 Apr 2017	$1,001 - $15,000	-
United States Steel Corpo... X	P	26 Apr 2017	$1,001 - $15,000	-
Investment Holding Entity...	S	20 Apr 2017	$100,001 - $250,000	-
Investment Holding Entity...	S	20 Apr 2017	$100,001 - $250,000	-
lululemon athletica inc. LULU	P	17 Apr 2017	$1,001 - $15,000	Entire asset sold 4/24 & 5/1/2017, sales did not meet reporting threshold &...
Philip Morris Internation... PM	S	11 Apr 2017	$1,001 - $15,000	-
Mutual Funds ⇒ LPL Financ...	S	31 Mar 2017	$15,001 - $50,000	-
Mutual Funds ⇒ LPL Financ...	P	31 Mar 2017	$15,001 - $50,000	-
Mackinaw Surgery Property...	S	29 Mar 2017	$1,001 - $15,000	Sale of "redeemed units" in the Company
Great Bend Regional Hospi...	S	29 Mar 2017	$50,001 - $100,000	Sale of "redeemed units" in the Company
Great Bend Surgical Prope...	S	29 Mar 2017	$250,001 - $500,000	Sale of "redeemed units" in the company. Includes 25% interests owned by DC...
Philip Morris Internation... PM	P	21 Mar 2017	$1,001 - $15,000	-
Caseys General Stores, In... CASY	S	21 Mar 2017	$1,001 - $15,000	-
Caseys General Stores, In... CASY	P	17 Mar 2017	$1,001 - $15,000	-
Snap Inc. Class A SNAP	P	6 Mar 2017	$1,001 - $15,000	-
Snap Inc. Class A SNAP	P	3 Mar 2017	$1,001 - $15,000	-
Chipotle Mexican Grill, I... CMG	S	3 Mar 2017	$1,001 - $15,000	-
Snap Inc. Class A SNAP	P	2 Mar 2017	$1,001 - $15,000	-
Caseys General Stores, In... CASY	S	2 Mar 2017	$1,001 - $15,000	-
Verizon Communications In... VZ	S	23 Feb 2017	$1,001 - $15,000	-
Twitter, Inc. TWTR	S (partial)	10 Feb 2017	$1,001 - $15,000	-
Verizon Communications In... VZ	P	10 Feb 2017	$1,001 - $15,000	-
Netflix, Inc. NFLX	S	10 Feb 2017	$1,001 - $15,000	-
Chipotle Mexican Grill, I... CMG	P	7 Feb 2017	$1,001 - $15,000	-
Netflix, Inc. NFLX	P	6 Feb 2017	$1,001 - $15,000	-
Twitter, Inc. TWTR	P	3 Feb 2017	$15,001 - $50,000	-
Twitter, Inc. TWTR	S	3 Feb 2017	$15,001 - $50,000	-
Mutual Funds ⇒ LPL Financ...	P	31 Jan 2017	$15,001 - $50,000	-
Mutual Funds ⇒ LPL Financ...	S (partial)	31 Jan 2017	$1,001 - $15,000	-
Mutual Funds ⇒ LPL Financ...	S	31 Jan 2017	$1,001 - $15,000	-
Tesla, Inc. TSLA	S	30 Jan 2017	$1,001 - $15,000	-
Tesla, Inc. TSLA	P	25 Jan 2017	$1,001 - $15,000	-
Caseys General Stores, In... CASY	P	25 Jan 2017	$1,001 - $15,000	-
lululemon athletica inc. LULU	S	17 Jan 2017	$1,001 - $15,000	Originally purchased 10/31/2016.
Tesla, Inc. TSLA	S	17 Jan 2017	$1,001 - $15,000	Originally purchased 10/18/2016.
Facebook, Inc. - Class A FB	S	17 Jan 2017	$1,001 - $15,000	Originally purchased 11/7/2016.
Twitter, Inc. TWTR	P	3 Jan 2017	$15,001 - $50,000	-
Pfizer, Inc. PFE	S	3 Jan 2017	$1,001 - $15,000	-