Katherine M. ClarkFiling

Transactions filing | Filed on 29 May 2020

This congressional financial disclosure from Katherine M. Clark (transactions filing) contains 17 stock trades. It was filed on 29 May 2020. Reported tickers include ABB, GOOGL, LHX, LGND, AMCX, and 4 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 17 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 56 days after the trade date. Only 0% of transactions met the disclosure requirement.

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STOCK Act Compliance Violation

This filing contains 17 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

Days Late (Max)

Compliance Rate

17/17

Non-Compliant

About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.

Politician Name

Katherine M. Clark

Filing Type

Transactions filing

Filed Date

29 May 2020

View Original Filing (PDF)

Transactions

17 transactions


ABB Ltd (ABB) ABB	S	3 Apr 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Alphabet Inc. - Class A (... GOOGL	P	3 Apr 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
L3Harris Technologies, In... LHX	P	3 Apr 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Ligand Pharmaceuticals In... LGND	P	3 Apr 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
AMC Networks Inc. - Class... AMCX	S	3 Apr 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
ABB Ltd (ABB) ABB	S	3 Apr 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Alphabet Inc. - Class A (... GOOGL	P	3 Apr 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Bristol-Myers Squibb Comp... BMY	P	3 Apr 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Bristol-Myers Squibb Comp... BMY	P	3 Apr 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Mosaic Company (MOS) MOS	P	3 Apr 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Apple Inc. (AAPL) AAPL	P	3 Apr 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
AMC Networks Inc. - Class... AMCX	S	3 Apr 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Emerson Electric Company ... EMR	S	3 Apr 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Apple Inc. (AAPL) AAPL	P	3 Apr 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
L3Harris Technologies, In... LHX	P	3 Apr 2020	$1,001 - $15,000	Subholding of: Ameriprise SEP IRA
Emerson Electric Company ... EMR	S	3 Apr 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA
Ligand Pharmaceuticals In... LGND	P	3 Apr 2020	$1,001 - $15,000	Subholding of: Ameriprise Traditional IRA