Lois FrankelFiling

Transactions filing | Filed on 03 Sept 2019

This congressional financial disclosure from Lois Frankel (transactions filing) contains 20 stock trades. It was filed on 3 September 2019. Reported tickers include SUI, WMGI, PDCE, XEL, SO, and 10 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 2 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 46 days after the trade date. Only 90% of transactions met the disclosure requirement.

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STOCK Act Compliance Violation

This filing contains 2 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

46
Days Late (Max)
90%
Compliance Rate
2/20
Non-Compliant
About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.
Politician Name
Lois Frankel
Filing Type
Transactions filing
Filed Date
03 Sept 2019
View Original Filing (PDF)

Transactions

20 transactions
CI
P14 Aug 2019$1,001 - $15,000-
CB
S (partial)14 Aug 2019$1,001 - $15,000-
WMGI
S9 Aug 2019$1,001 - $15,000-
SWK
P7 Aug 2019$1,001 - $15,000-
ACN
S (partial)7 Aug 2019$1,001 - $15,000-
MKL
P1 Aug 2019$1,001 - $15,000-
WMGI
P31 Jul 2019$1,001 - $15,000-
XEL
S (partial)31 Jul 2019$1,001 - $15,000-
BAH
S (partial)31 Jul 2019$1,001 - $15,000-
SO
P31 Jul 2019$1,001 - $15,000-
SUI
S (partial)30 Jul 2019$1,001 - $15,000-
PDCE
S30 Jul 2019$1,001 - $15,000-
WMGI
P30 Jul 2019$1,001 - $15,000-
ADI
S (partial)30 Jul 2019$1,001 - $15,000-
HAS
S (partial)30 Jul 2019$1,001 - $15,000-
BSX
S (partial)30 Jul 2019$1,001 - $15,000-
FAF
S (partial)30 Jul 2019$1,001 - $15,000-
PDCE
S (partial)24 Jul 2019$1,001 - $15,000-
XEL
S (partial)19 Jul 2019$1,001 - $15,000-
SO
P19 Jul 2019$1,001 - $15,000-
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