Scott H. PetersFiling

Annual Report | Filed on 12 May 2015

This congressional financial disclosure from Scott H. Peters (annual report) contains 191 stock trades. It was filed on 12 May 2015. Reported tickers include VTI, APAGF, SAMBX, JHAIX, PMFG, and 14 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

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Politician Name

Scott H. Peters

Filing Type

Annual Report

Filed Date

12 May 2015

View Original Filing (PDF)

Transactions

191 transactions


Henderson Enterprises Inc...	S	31 Dec 2014	Spouse/DC Over $1,000,000	LOCATION: Manchester, IA, US; DESCRIPTION: Manufacturing Company
Mainstay Epoch Global	P	17 Dec 2014	$1,001 - $15,000	-
MFS Muni High Income Fund	P	17 Dec 2014	$15,001 - $50,000	-
Ridgeworth Seix Float (SA... SAMBX	S	16 Dec 2014	$1,000,001 - $5,000,000	-
Ridgeworth Seix Float (SA... SAMBX	S (partial)	15 Dec 2014	$500,001 - $1,000,000	-
Ridgeworth Seix Float (SA... SAMBX	S (partial)	15 Dec 2014	Spouse/DC Over $1,000,000	-
Harding Loevner Emerging ...	P	8 Dec 2014	$1,001 - $15,000	-
Ishares Russell Growth	P	5 Dec 2014	$15,001 - $50,000	-
Ishares TR Russell 1000	P	5 Dec 2014	$15,001 - $50,000	-
Ishares TR Russell 1000	P	5 Dec 2014	$100,001 - $250,000	-
Ishares Russell Growth	S (partial)	5 Dec 2014	$15,001 - $50,000	-
Ishares Russell Growth	P	5 Dec 2014	$1,001 - $15,000	-
Vanguard Total Stock Mark... VTI	S (partial)	5 Dec 2014	$100,001 - $250,000	-
Sacramento County CA Bond...	S	1 Dec 2014	$250,001 - $500,000	-
Essex County Bonds	S	4 Nov 2014	$500,001 - $1,000,000	-
Mainstay Marketfield Fund... MFLDX	S	8 Oct 2014	$100,001 - $250,000	-
Mainstay Marketfield Fund... MFLDX	S	8 Oct 2014	$15,001 - $50,000	-
Ishares Core S&P ETF	S	3 Oct 2014	$250,001 - $500,000	-
Ishares Core S&P ETF	S (partial)	30 Sept 2014	$1,001 - $15,000	-
Ishares Core S&P ETF	S (partial)	30 Sept 2014	$50,001 - $100,000	-
University of Texas Bonds	S	15 Aug 2014	$1,000,001 - $5,000,000	-
Tortoise Energy Capital (... TYY	P	13 Aug 2014	$1,001 - $15,000	-
Barclays ETN Plus Select ... ATMP	S (partial)	13 Aug 2014	$1,001 - $15,000	-
Tortoise Energy Capital (... TYY	P	13 Aug 2014	$1,001 - $15,000	-
Barclays ETN Plus Select ... ATMP	S	13 Aug 2014	$50,001 - $100,000	-
Barclays ETN Plus Select ... ATMP	S (partial)	13 Aug 2014	$1,001 - $15,000	-
Mainstay Marketfield Fund... MFLDX	S (partial)	12 Aug 2014	$15,001 - $50,000	-
JHancock2 Glgl Absolute (... JHAIX	S	12 Aug 2014	$15,001 - $50,000	-
Mainstay Marketfield Fund... MFLDX	S (partial)	12 Aug 2014	$100,001 - $250,000	-
Mainstay Marketfield Fund... MFLDX	S (partial)	12 Aug 2014	$1,001 - $15,000	-
Tortoise Energy Capital (... TYY	P	8 Aug 2014	$50,001 - $100,000	-
AMG Timesquare Mid Cap	P	6 Aug 2014	$100,001 - $250,000	-
Deleware US Growth Fund	P	6 Aug 2014	$500,001 - $1,000,000	-
Harding Loevner Emerging ...	P	6 Aug 2014	$50,001 - $100,000	-
AMG Yacktman Focused Fund	P	6 Aug 2014	$500,001 - $1,000,000	-
Ishares Core S&P ETF	P	6 Aug 2014	$100,001 - $250,000	-
Ishares Russell Growth	P	6 Aug 2014	$100,001 - $250,000	-
Matthews Pacific Tiger (M... MAPTX	P	6 Aug 2014	$50,001 - $100,000	-
Harbor International (HAI... HAINX	P	6 Aug 2014	$250,001 - $500,000	-
Huntington Beach, CA Bond...	S	1 Aug 2014	$500,001 - $1,000,000	-
Columbia County, Wis. Bon...	S	1 Aug 2014	$1,000,001 - $5,000,000	-
Ishares Core S&P ETF	P	29 Jul 2014	$1,001 - $15,000	-
Aston Tamro Small Cap (AT... ATSIX	S	28 Jul 2014	$1,001 - $15,000	-
Los Angeles CA Waste Wate...	S	1 Jul 2014	$500,001 - $1,000,000	-
Los Angeles Unified Sch D...	S (partial)	1 Jul 2014	$500,001 - $1,000,000	-
San Francisco CA Rev. Bon...	S (partial)	1 Jul 2014	$500,001 - $1,000,000	-
Los Angeles County Met Tr...	S	1 Jul 2014	$500,001 - $1,000,000	-
Ecology and Environment, ... EEI	S (partial)	30 Jun 2014	Spouse/DC Over $1,000,000	-
AT MLP Fund LLC	P	30 Jun 2014	Spouse/DC Over $1,000,000	-
Ecology and Environment, ... EEI	S (partial)	11 Jun 2014	$1,001 - $15,000	-
Ecology and Environment, ... EEI	S	11 Jun 2014	$1,001 - $15,000	-
Ecology and Environment, ... EEI	S (partial)	10 Jun 2014	$1,001 - $15,000	-
Ecology and Environment, ... EEI	S (partial)	10 Jun 2014	$1,001 - $15,000	-
Ishares TR Bond (CSJ) CSJ	P	10 Jun 2014	$500,001 - $1,000,000	-
Ishares TR Bond (CSJ) CSJ	S (partial)	10 Jun 2014	Spouse/DC Over $1,000,000	-
Ishares Core S&P ETF	P	10 Jun 2014	$100,001 - $250,000	-
Ishares TR Bond (CSJ) CSJ	S (partial)	10 Jun 2014	$250,001 - $500,000	-
Ishares Russell Growth	P	10 Jun 2014	$250,001 - $500,000	-
Barclays ETN Plus Select ... ATMP	P	9 Jun 2014	$1,001 - $15,000	-
Harding Loevner Emerging ...	P	6 Jun 2014	$100,001 - $250,000	-
Ridgeworth Seix Float (SA... SAMBX	P	6 Jun 2014	$250,001 - $500,000	-
Tweedy Browne Global Fund	P	6 Jun 2014	$250,001 - $500,000	-
Deleware US Growth Fund	P	6 Jun 2014	Spouse/DC Over $1,000,000	-
Ridgeworth Seix Float (SA... SAMBX	P	6 Jun 2014	$250,001 - $500,000	-
Matthews Pacific Tiger (M... MAPTX	P	6 Jun 2014	$50,001 - $100,000	-
MFS Muni High Income Fund	P	6 Jun 2014	$250,001 - $500,000	-
MFS Muni High Income Fund	P	6 Jun 2014	$250,001 - $500,000	-
MFS Muni High Income Fund	P	6 Jun 2014	Spouse/DC Over $1,000,000	-
Angel Oak Multi Strategy ... ANGIX	P	6 Jun 2014	$100,001 - $250,000	-
AMG Timesquare Mid Cap	P	6 Jun 2014	$250,001 - $500,000	-
AMG Yacktman Focused Fund	P	6 Jun 2014	Spouse/DC Over $1,000,000	-
Angel Oak Multi Strategy ... ANGIX	P	6 Jun 2014	$100,001 - $250,000	-
Barclays ETN Plus Select ... ATMP	P	5 Jun 2014	$50,001 - $100,000	-
JHancock2 Glgl Absolute (... JHAIX	S	4 Jun 2014	$15,001 - $50,000	-
Angel Oak Multi Strategy ... ANGIX	P	4 Jun 2014	$1,001 - $15,000	-
Harding Loevner Emerging ...	P	4 Jun 2014	$1,001 - $15,000	-
MFS Muni High Income Fund	P	4 Jun 2014	$15,001 - $50,000	-
Matthews Pacific Tiger (M... MAPTX	P	4 Jun 2014	$1,001 - $15,000	-
Vanguard Total Stock Mark... VTI	S (partial)	4 Jun 2014	$15,001 - $50,000	-
Ishares Core S&P ETF	P	4 Jun 2014	$1,001 - $15,000	-
Harbor International (HAI... HAINX	P	4 Jun 2014	$1,001 - $15,000	-
Mainstay Epoch Global	P	4 Jun 2014	$1,001 - $15,000	-
Tweedy Browne Global Fund	P	4 Jun 2014	$1,001 - $15,000	-
Ishares Russell Growth	P	4 Jun 2014	$15,001 - $50,000	-
Harding Loevner Emerging ...	P	2 Jun 2014	$15,001 - $50,000	-
Ishares Russell Growth	P	2 Jun 2014	$250,001 - $500,000	-
Tweedy Browne Global Fund	S (partial)	2 Jun 2014	$1,001 - $15,000	-
JHancock2 Glgl Absolute (... JHAIX	S (partial)	2 Jun 2014	$100,001 - $250,000	-
Ishares Core S&P ETF	P	2 Jun 2014	$50,001 - $100,000	-
MFS Muni High Income Fund	P	2 Jun 2014	$15,001 - $50,000	-
Mainstay Epoch Global	P	2 Jun 2014	$50,001 - $100,000	-
AMG Yacktman Focused Fund	S (partial)	2 Jun 2014	$15,001 - $50,000	-
Ridgeworth Seix Float (SA... SAMBX	S (partial)	2 Jun 2014	$250,001 - $500,000	-
Harbor International (HAI... HAINX	P	2 Jun 2014	$15,001 - $50,000	-
Matthews Pacific Tiger (M... MAPTX	S (partial)	2 Jun 2014	$1,001 - $15,000	-
Ishares Russell Growth	P	19 May 2014	$1,001 - $15,000	-
Ishares Russell Growth	P	19 May 2014	$1,001 - $15,000	-
Vanguard Total Stock Mark... VTI	P	19 May 2014	$1,001 - $15,000	-
Vanguard Total Stock Mark... VTI	P	19 May 2014	$1,001 - $15,000	-
Harding Loevner Emerging ...	P	15 May 2014	$1,001 - $15,000	-
Houston TX Bonds	S	15 May 2014	$250,001 - $500,000	-
Lazard Emerging Markets I... LZEMX	S (partial)	15 May 2014	$1,001 - $15,000	-
Lazard Emerging Markets I... LZEMX	S	15 May 2014	$1,001 - $15,000	-
Eastern Company (EML) EML	S	15 May 2014	$100,001 - $250,000	-
Harding Loevner Emerging ...	P	15 May 2014	$1,001 - $15,000	-
Eastern Company (EML) EML	S (partial)	14 May 2014	$1,001 - $15,000	-
Eastern Company (EML) EML	S (partial)	12 May 2014	$1,001 - $15,000	-
Vanguard Total Stock Mark... VTI	P	9 May 2014	$100,001 - $250,000	-
Eastern Company (EML) EML	S	9 May 2014	$50,001 - $100,000	-
Ishares Russell Growth	P	9 May 2014	$50,001 - $100,000	-
Ishares Russell Growth	P	9 May 2014	$1,001 - $15,000	-
Vanguard Total Stock Mark... VTI	P	9 May 2014	$100,001 - $250,000	-
Ishares Russell Growth	P	9 May 2014	$15,001 - $50,000	-
Vanguard Total Stock Mark... VTI	P	9 May 2014	$15,001 - $50,000	-
Ishares TR Bond (CSJ) CSJ	S (partial)	8 May 2014	$100,001 - $250,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	6 May 2014	$100,001 - $250,000	-
Apco Oil and Gas Internat... APAGF	S	6 May 2014	$15,001 - $50,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	5 May 2014	$15,001 - $50,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	5 May 2014	$100,001 - $250,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	2 May 2014	$100,001 - $250,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	2 May 2014	$15,001 - $50,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	1 May 2014	$1,001 - $15,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	1 May 2014	$50,001 - $100,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	30 Apr 2014	$1,001 - $15,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	30 Apr 2014	$50,001 - $100,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	24 Apr 2014	$100,001 - $250,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	23 Apr 2014	$15,001 - $50,000	-
Vanguard Total Stock Mark... VTI	P	22 Apr 2014	$1,001 - $15,000	-
Ishares Russell Growth	P	22 Apr 2014	$1,001 - $15,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	22 Apr 2014	$100,001 - $250,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	21 Apr 2014	$100,001 - $250,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	17 Apr 2014	$15,001 - $50,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	16 Apr 2014	$100,001 - $250,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	15 Apr 2014	$500,001 - $1,000,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	14 Apr 2014	$100,001 - $250,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	11 Apr 2014	$15,001 - $50,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	10 Apr 2014	$15,001 - $50,000	-
Ishares Russell Growth	P	9 Apr 2014	$1,001 - $15,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	9 Apr 2014	$50,001 - $100,000	-
Ridgeworth Seix Float (SA... SAMBX	P	9 Apr 2014	$1,001 - $15,000	-
Mainstay Marketfield Fund... MFLDX	P	9 Apr 2014	$1,001 - $15,000	-
Atlantic Trust Disc Eqty	P	9 Apr 2014	$1,001 - $15,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	7 Apr 2014	$50,001 - $100,000	-
Ridgeworth Seix Float (SA... SAMBX	P	4 Apr 2014	$250,001 - $500,000	-
MFS Muni High Income Fund	P	4 Apr 2014	$250,001 - $500,000	-
Ridgeworth Seix Float (SA... SAMBX	P	4 Apr 2014	$500,001 - $1,000,000	-
MFS Muni High Income Fund	P	4 Apr 2014	Spouse/DC Over $1,000,000	-
Prudential High Yield (PH... PHYZX	S	4 Apr 2014	Spouse/DC Over $1,000,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	4 Apr 2014	$50,001 - $100,000	-
Prudential High Yield (PH... PHYZX	S	4 Apr 2014	$500,001 - $1,000,000	-
Ridgeworth Seix Float (SA... SAMBX	P	3 Apr 2014	$50,001 - $100,000	-
MFS Muni High Income Fund	P	3 Apr 2014	$100,001 - $250,000	-
Prudential High Yield (PH... PHYZX	S (partial)	3 Apr 2014	$1,001 - $15,000	-
Prudential High Yield (PH... PHYZX	S (partial)	3 Apr 2014	$100,001 - $250,000	-
Prudential High Yield (PH... PHYZX	S (partial)	3 Apr 2014	$1,001 - $15,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	3 Apr 2014	$250,001 - $500,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	2 Apr 2014	$15,001 - $50,000	-
CA State GO Bonds	S	1 Apr 2014	$1,000,001 - $5,000,000	-
PMFG, Inc. (PMFG) PMFG	S (partial)	31 Mar 2014	$1,001 - $15,000	-
PMFG, Inc. (PMFG) PMFG	S (partial)	28 Mar 2014	$15,001 - $50,000	-
AT MLP Fund LLC	P	25 Mar 2014	Spouse/DC Over $1,000,000	-
Telos Corporation Preferr... TLSRP	S (partial)	24 Mar 2014	$1,001 - $15,000	-
Vanguard Total Stock Mark... VTI	P	24 Mar 2014	$50,001 - $100,000	-
Eastern Company (EML) EML	S (partial)	24 Mar 2014	$1,001 - $15,000	-
Ishares Russell Growth	P	24 Mar 2014	$1,001 - $15,000	-
PMFG, Inc. (PMFG) PMFG	S (partial)	24 Mar 2014	$15,001 - $50,000	-
Apco Oil and Gas Internat... APAGF	S (partial)	24 Mar 2014	$15,001 - $50,000	-
Vanguard Total Stock Mark... VTI	P	24 Mar 2014	$1,001 - $15,000	-
Ishares TR Russell 1000	P	24 Mar 2014	$15,001 - $50,000	-
PMFG, Inc. (PMFG) PMFG	S (partial)	24 Mar 2014	$1,001 - $15,000	-
Ecology and Environment, ... EEI	S (partial)	24 Mar 2014	$1,001 - $15,000	-
Ishares Russell Growth	P	13 Feb 2014	$100,001 - $250,000	-
Tweedy Browne Global Fund	P	13 Feb 2014	$50,001 - $100,000	-
PMFG, Inc. (PMFG) PMFG	S (partial)	4 Feb 2014	$250,001 - $500,000	-
Los Angeles County Sanita...	S	1 Feb 2014	$250,001 - $500,000	-
PMFG, Inc. (PMFG) PMFG	S (partial)	31 Jan 2014	$15,001 - $50,000	-
PMFG, Inc. (PMFG) PMFG	S (partial)	30 Jan 2014	$1,001 - $15,000	-
PMFG, Inc. (PMFG) PMFG	S (partial)	29 Jan 2014	$100,001 - $250,000	-
PMFG, Inc. (PMFG) PMFG	S (partial)	27 Jan 2014	$1,001 - $15,000	-
Lazard Emerging Markets I... LZEMX	S (partial)	27 Jan 2014	$15,001 - $50,000	-
Lazard Emerging Markets I... LZEMX	S (partial)	27 Jan 2014	$1,001 - $15,000	-
PMFG, Inc. (PMFG) PMFG	S (partial)	24 Jan 2014	$100,001 - $250,000	-
Vanguard Total Stock Mark... VTI	P	17 Jan 2014	$1,001 - $15,000	-
Ridgeworth Seix Float (SA... SAMBX	P	15 Jan 2014	$100,001 - $250,000	-
Lazard Emerging Markets I... LZEMX	S (partial)	14 Jan 2014	$1,001 - $15,000	-
Matthews Pacific Tiger (M... MAPTX	S (partial)	14 Jan 2014	$1,001 - $15,000	-
Atlantic Trust Disc Eqty	P	14 Jan 2014	$1,001 - $15,000	-
Lazard Emerging Markets I... LZEMX	S (partial)	14 Jan 2014	$50,001 - $100,000	-
ISI Managed Muni Fund (MU... MUNIZ	S	14 Jan 2014	$100,001 - $250,000	-
Atlantic Trust Disc Eqty	P	14 Jan 2014	$15,001 - $50,000	-
Vanguard Total Stock Mark... VTI	P	14 Jan 2014	$250,001 - $500,000	-