Josh GottheimerFiling
Transactions filing | Filed on 13 Aug 2018
This congressional financial disclosure from Josh Gottheimer (transactions filing) filed on August 13, 2018 contains 116 stock trades including GE, PCLN, CBM, ROK, BG and 86 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.
This filing contains 116 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 587 days after the trade date. Only 0% of transactions met the disclosure requirement.
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STOCK Act Compliance Violation
This filing contains 116 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.
Transactions
EBSB | P | 28 Dec 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
SUI | S | 28 Dec 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
BETR | S | 19 Dec 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account Filing Id #200099... |
GE | S | 18 Dec 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 2 |
GIS | S | 18 Dec 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 2 |
KMI | S | 18 Dec 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 2 |
SLB | S | 18 Dec 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 3 |
SLB | S | 18 Dec 2017 | $15,001 - $50,000 | Joint, SUBHOLDING OF: Morgan Stanley - Portfolio Management |
FET | S | 18 Dec 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
BAYRY | P | 15 Dec 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 3 |
HEI | S (partial) | 14 Dec 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
IBP | P | 22 Nov 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
IFNNY | P | 16 Nov 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 3 |
ISRG | P | 7 Nov 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
CMCSA | S (partial) | 3 Nov 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
PYPL | P | 3 Nov 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
CAA | S | 31 Oct 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
IPXL | P | 31 Oct 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
NWL | S | 18 Oct 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
ULTA | S (partial) | 18 Oct 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
PXD | S (partial) | 18 Oct 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
CMCSA | S (partial) | 12 Oct 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
BA | P | 5 Oct 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
WPP | S (partial) | 4 Oct 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 3 |
ICFI | P | 28 Sept 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
PFGC | P | 27 Sept 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
WB | P | 26 Sept 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 3 |
LNEGY | S | 22 Sept 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 3 |
AIQUY | P | 22 Sept 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 3 |
LNEGY | S (partial) | 21 Sept 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 3 |
SHW | S (partial) | 21 Sept 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
AIQUY | P | 21 Sept 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 3 |
BA | P | 23 Aug 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
BIDU | S (partial) | 22 Aug 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 3 |
MKTX | S | 21 Aug 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
QTS | P | 21 Aug 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
ACC | S | 21 Aug 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
CCI | P | 18 Aug 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 2 |
HAS | S (partial) | 18 Aug 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 2 |
KO | S (partial) | 17 Aug 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 2 |
BTI | S | 17 Aug 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 2 |
TGT | P | 17 Aug 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 2 |
CCI | P | 17 Aug 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 2 |
VRSN | S | 10 Aug 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
MKTX | S (partial) | 10 Aug 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
CBM | P | 8 Aug 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
ALB | P | 7 Aug 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
AAPL | P | 2 Aug 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
RHHBY | S (partial) | 27 Jul 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 3 |
AYI | S | 27 Jul 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
SHPG | P | 27 Jul 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 3 |
RAI | S | 25 Jul 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 2 |
ILMN | S (partial) | 24 Jul 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
VRTX | P | 19 Jul 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
TTC | S | 17 Jul 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
CGNX | S | 17 Jul 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
TTC | S (partial) | 30 Jun 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
JBT | P | 30 Jun 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
MKTX | S (partial) | 30 Jun 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
Wisconsin St Gnel oblig S... | P | 29 Jun 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Consulting & Evaluation Services |
DASTY | S (partial) | 26 Jun 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 3 |
PATK | P | 13 Jun 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
NVDA | S (partial) | 9 Jun 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
PCLN | P | 8 Jun 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
IFNNY | P | 30 May 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 3 |
CSLLY | S (partial) | 30 May 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 3 |
BAMXY | S (partial) | 19 May 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 3 |
SHPG | P | 18 May 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 3 |
UNH | P | 15 May 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
MNRO | S | 5 May 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
PATK | P | 5 May 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
SNHY | P | 5 May 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
CGNX | S (partial) | 3 May 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
MOS | S | 1 May 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 2 |
TGT | P | 1 May 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 2 |
AAPL | P | 1 May 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
GE | S (partial) | 28 Apr 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 2 |
MOS | S (partial) | 28 Apr 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 2 |
FTK | S | 27 Apr 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
POL | P | 27 Apr 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
BSX | S (partial) | 20 Apr 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
RAI | S | 17 Apr 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
GILD | S | 17 Apr 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
BG | S | 13 Apr 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 3 |
VRTX | P | 13 Apr 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
CEB | S | 6 Apr 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
LUV | P | 9 Mar 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
SNAP | P | 6 Mar 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
NXPI | S | 2 Mar 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
CLC | S | 28 Feb 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
ROK | P | 21 Feb 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
CATM | S | 21 Feb 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
WMT | S | 21 Feb 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
ALOG | S | 21 Feb 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
PM | P | 21 Feb 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 2 |
VMC | S (partial) | 21 Feb 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
FDX | S | 21 Feb 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
MCO | S | 21 Feb 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
CEB | S (partial) | 21 Feb 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
ACN | S | 21 Feb 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
GILD | S (partial) | 21 Feb 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
CHKP | P | 21 Feb 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 3 |
HRB | S | 21 Feb 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 2 |
MO | P | 21 Feb 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 2 |
URI | P | 21 Feb 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
GBOOY | P | 21 Feb 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 3 |
SLAB | P | 21 Feb 2017 | $1,001 - $15,000 | SUBHOLDING OF: Morgan Stanley > UMa active assets account |
RAI | S (partial) | 21 Feb 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
SIVB | P | 21 Feb 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
JNJ | S | 13 Jan 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
DXCM | P | 13 Jan 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 1 |
TKGBY | P | 4 Jan 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 3 |
FANUY | S (partial) | 4 Jan 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 3 |
KMI | P | 3 Jan 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 2 |
HRB | P | 3 Jan 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 2 |
BBVA | P | 3 Jan 2017 | $1,001 - $15,000 | Joint, SUBHOLDING OF: Morgan Stanley - Select UMa account # 3 |