Tom MalinowskiFiling

Amendment | Filed on 26 Aug 2021

This congressional financial disclosure from Tom Malinowski (filing amendment) contains 138 stock trades. It was filed on 26 August 2021. Reported tickers include KIM, CDNA, OSUR, NVGS, YEXT, and 55 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 138 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 598 days after the trade date. Only 0% of transactions met the disclosure requirement.

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STOCK Act Compliance Violation

This filing contains 138 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

598

Days Late (Max)

Compliance Rate

138/138

Non-Compliant

About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.

Politician Name

Tom Malinowski

Filing Type

Amendment

Filed Date

26 Aug 2021

View Original Filing (PDF)

Transactions

138 transactions


CNFinance Holdings Limite... CNF	P	30 Dec 2020	$1,001 - $15,000	-
Heron Therapeutics, Inc. ... APPAD	S (partial)	30 Dec 2020	$1,001 - $15,000	Short Sale.
Ameresco, Inc. Class A (A... AMRC	P	29 Dec 2020	$1,001 - $15,000	Call Closing Transaction.
CareDx, Inc. (CDNA) CDNA	P	29 Dec 2020	$1,001 - $15,000	Call Closing Transaction.
CareDx, Inc. (CDNA) CDNA	P	23 Dec 2020	$1,001 - $15,000	Call Closing Transaction.
DoorDash, Inc. Class A (D... DASH	S (partial)	22 Dec 2020	$1,001 - $15,000	Short Sale.
CC Neuberger Principal Ho... PCPL	P	21 Dec 2020	$1,001 - $15,000	-
Ameresco, Inc. Class A (A... AMRC	P	18 Dec 2020	$1,001 - $15,000	Call Closing Transaction.
DoorDash, Inc. Class A (D... DASH	S	16 Dec 2020	$15,001 - $50,000	short sale
Navigator Holdings Ltd. O... NVGS	P	14 Dec 2020	$1,001 - $15,000	-
Heron Therapeutics, Inc. ... APPAD	S	11 Dec 2020	$1,001 - $15,000	short sale
OraSure Technologies, Inc... OSUR	S	9 Dec 2020	$15,001 - $50,000	short sale
Yext, Inc. (YEXT) YEXT	P	8 Dec 2020	$1,001 - $15,000	-
CareDx, Inc. (CDNA) CDNA	P	7 Dec 2020	$1,001 - $15,000	Call Closing Transaction.
General Finance Corporati... GFN	P	3 Dec 2020	$1,001 - $15,000	-
General Finance Corporati... GFN	S	2 Dec 2020	$1,001 - $15,000	-
General Finance Corporati... GFN	S	1 Dec 2020	$1,001 - $15,000	-
General Finance Corporati... GFN	S	30 Nov 2020	$1,001 - $15,000	-
General Finance Corporati... GFN	S	20 Nov 2020	$1,001 - $15,000	-
Power Solutions Internati... PSIX	P	20 Nov 2020	$1,001 - $15,000	-
Fastly, Inc. Class A (FSL... FSLY	S	19 Nov 2020	$15,001 - $50,000	short sale
Navigator Holdings Ltd. O... NVGS	P	17 Nov 2020	$1,001 - $15,000	-
Enterprise Products Partn... EPD	S	17 Nov 2020	$15,001 - $50,000	-
CareDx, Inc. (CDNA) CDNA	P	16 Nov 2020	$1,001 - $15,000	Call Closing Transaction.
Castlight Health, Inc. Cl... CSLT	P	13 Nov 2020	$1,001 - $15,000	-
Meridian Bioscience Inc. ... VIVO	S	13 Nov 2020	$1,001 - $15,000	short sale
Castlight Health, Inc. Cl... CSLT	P	13 Nov 2020	$1,001 - $15,000	-
Castlight Health, Inc. Cl... CSLT	P	12 Nov 2020	$1,001 - $15,000	-
Ameresco, Inc. Class A (A... AMRC	S (partial)	10 Nov 2020	$1,001 - $15,000	Call Option.
Ameresco, Inc. Class A (A... AMRC	P	10 Nov 2020	$1,001 - $15,000	Call Closing Transaction.
Merck & Company, Inc. Com... MRK	S	4 Nov 2020	$15,001 - $50,000	-
Pacira BioSciences, Inc. ... PCRX	P	2 Nov 2020	$1,001 - $15,000	-
Apollo Endosurgery, Inc. ... APEN	P	30 Oct 2020	$1,001 - $15,000	-
Fastly, Inc. Class A (FSL... FSLY	S	27 Oct 2020	$15,001 - $50,000	short sale
Teradata Corporation (TDC... TDC	S	20 Oct 2020	$1,001 - $15,000	short sale
Ferrari N.V. Common Share... RACE	P	20 Oct 2020	$15,001 - $50,000	covered short
Planet Fitness, Inc. (PLN... PLNT	P	20 Oct 2020	$15,001 - $50,000	covered short
CC Neuberger Principal Ho... PCPL	P	16 Oct 2020	$15,001 - $50,000	-
CM Life Sciences, Inc. - ... CMLFU	P	16 Oct 2020	$1,001 - $15,000	-
Ameresco, Inc. Class A (A... AMRC	S (partial)	16 Oct 2020	$1,001 - $15,000	Call Option.
CM Life Sciences, Inc. - ... CMLFU	P	15 Oct 2020	$1,001 - $15,000	-
CM Life Sciences, Inc. - ... CMLF	P	14 Oct 2020	$1,001 - $15,000	-
Enterprise Products Partn... EPD	P	13 Oct 2020	$15,001 - $50,000	-
CareDx, Inc. (CDNA) CDNA	S (partial)	9 Oct 2020	$1,001 - $15,000	Call Option.
OraSure Technologies, Inc... OSUR	S (partial)	8 Oct 2020	$1,001 - $15,000	Short Sale.
OraSure Technologies, Inc... OSUR	S	7 Oct 2020	$15,001 - $50,000	short sale
Yext, Inc. (YEXT) YEXT	P	6 Oct 2020	$1,001 - $15,000	-
Apollo Endosurgery, Inc. ... APEN	P	2 Oct 2020	$1,001 - $15,000	-
WPX Energy, Inc. (WPX) WPX	S	30 Sept 2020	$1,001 - $15,000	-
Power Solutions Internati... PSIX	S	24 Sept 2020	$15,001 - $50,000	-
Meridian Bioscience Inc. ... VIVO	S (partial)	16 Sept 2020	$1,001 - $15,000	Short Sale.
Meridian Bioscience Inc. ... VIVO	S	15 Sept 2020	$1,001 - $15,000	short sale
Yext, Inc. (YEXT) YEXT	P	9 Sept 2020	$1,001 - $15,000	-
CM Life Sciences, Inc. - ... CMLF	P	4 Sept 2020	$15,001 - $50,000	-
Meridian Bioscience Inc. ... VIVO	S	31 Aug 2020	$1,001 - $15,000	-
Merck & Company, Inc. Com... MRK	P	26 Aug 2020	$15,001 - $50,000	-
Power Solutions Internati... PSIX	P	25 Aug 2020	$1,001 - $15,000	-
Planet Fitness, Inc. (PLN... PLNT	S	10 Aug 2020	$15,001 - $50,000	short sale
Lumber Liquidators Holdin... LL	P	7 Aug 2020	$1,001 - $15,000	-
WPX Energy, Inc. (WPX) WPX	P	31 Jul 2020	$1,001 - $15,000	-
Castlight Health, Inc. Cl... CSLT	S	27 Jul 2020	$1,001 - $15,000	-
Apollo Endosurgery, Inc. ... APEN	S	25 Jul 2020	$1,001 - $15,000	-
Castlight Health, Inc. Cl... CSLT	S	24 Jul 2020	$1,001 - $15,000	-
Profound Medical Corp. - ... PROF	P	21 Jul 2020	$1,001 - $15,000	-
Teradata Corporation (TDC... TDC	S	17 Jul 2020	$1,001 - $15,000	short sale
Peloton Interactive, Inc.... PTON	P	14 Jul 2020	$15,001 - $50,000	covered short
BioLife Solutions, Inc. (... BLFS	P	7 Jul 2020	$1,001 - $15,000	-
Teradata Corporation (TDC... TDC	S	24 Jun 2020	$15,001 - $50,000	short sale
Celcuity Inc. (CELC) CELC	P	23 Jun 2020	$1,001 - $15,000	-
Celcuity Inc. (CELC) CELC	P	22 Jun 2020	$1,001 - $15,000	-
BioLife Solutions Inc. NE... BLFSD	P	19 Jun 2020	$1,001 - $15,000	-
Celcuity Inc. (CELC) CELC	P	18 Jun 2020	$1,001 - $15,000	-
BioLife Solutions, Inc. (... BLFS	P	17 Jun 2020	$15,001 - $50,000	-
TFF Pharmaceuticals, Inc.... TFFP	P	11 Jun 2020	$1,001 - $15,000	-
Peloton Interactive, Inc.... PTON	S	5 Jun 2020	$15,001 - $50,000	short sale
Ferrari N.V. Common Share... RACE	S	3 Jun 2020	$15,001 - $50,000	short sale
Navigator Holdings Ltd. O... NVIGF	P	3 Jun 2020	$1,001 - $15,000	-
Navigator Holdings Ltd. O... NVGS	P	2 Jun 2020	$1,001 - $15,000	-
iShares 20+ Year Treasury... TLT	S	1 Jun 2020	$15,001 - $50,000	short sale
TFF Pharmaceuticals, Inc.... TFFP	P	1 Jun 2020	$1,001 - $15,000	-
Flexion Therapeutics, Inc... FLXN	S	12 May 2020	$1,001 - $15,000	-
Flexion Therapeutics, Inc... FLXN	S	11 May 2020	$1,001 - $15,000	-
Flexion Therapeutics, Inc... FLXN	S	7 May 2020	$1,001 - $15,000	-
Power Solutions Internati... PSIX	P	7 May 2020	$1,001 - $15,000	-
Flexion Therapeutics, Inc... FLXN	S	5 May 2020	$1,001 - $15,000	-
Onto Innovation Inc. (ONT... ONTO	S	1 May 2020	$1,001 - $15,000	-
Onto Innovation Inc. (ONT... ONTO	S	30 Apr 2020	$1,001 - $15,000	-
Flexion Therapeutics, Inc... FLXN	S	29 Apr 2020	$1,001 - $15,000	-
Flexion Therapeutics, Inc... FLXN	S	27 Apr 2020	$1,001 - $15,000	-
Pan Orient Energy Corp Or... POEFF	S	22 Apr 2020	$1,001 - $15,000	-
Onto Innovation Inc. (ONT... ONTO	S	21 Apr 2020	$1,001 - $15,000	-
Ameresco, Inc. Class A (A... AMRC	S	9 Apr 2020	$1,001 - $15,000	-
Five9, Inc. (FIVN) FIVN	S	1 Apr 2020	$15,001 - $50,000	-
Everbridge, Inc. (EVBG) EVBG	S	1 Apr 2020	$1,001 - $15,000	-
Equinix, Inc. (EQIX) EQIX	S	30 Mar 2020	$15,001 - $50,000	-
Ameresco, Inc. Class A (A... AMRC	S	30 Mar 2020	$1,001 - $15,000	-
Federal Realty Investment... FRT	P	25 Mar 2020	$15,001 - $50,000	covered short
Regency Centers Corporati... REG	P	25 Mar 2020	$15,001 - $50,000	Short Cover Purchase. Capital Gains Exceed $200.
Simon Property Group, Inc... SPG	P	25 Mar 2020	$1,001 - $15,000	covered short
Chembio Diagnostics, Inc.... CEMI	S	24 Mar 2020	$1,001 - $15,000	-
J.M. Smucker Company (SJM... SJM	P	20 Mar 2020	$15,001 - $50,000	covered short
Everbridge, Inc. (EVBG) EVBG	S	20 Mar 2020	$1,001 - $15,000	-
Talend S.A. - American De... TLND	S	19 Mar 2020	$1,001 - $15,000	-
Enterprise Products Partn... EPD	P	19 Mar 2020	$1,001 - $15,000	-
Suncor Energy Inc. (SU) SU	S	19 Mar 2020	$15,001 - $50,000	-
Zuora, Inc. Class A (ZUO) ZUO	S	18 Mar 2020	$15,001 - $50,000	-
Talend S.A. - American De... TLND	S	18 Mar 2020	$1,001 - $15,000	-
Kimco Realty Corporation ... KIM	P	16 Mar 2020	$15,001 - $50,000	covered short
Everbridge, Inc. (EVBG) EVBG	S	13 Mar 2020	$1,001 - $15,000	-
General Mills, Inc. (GIS) GIS	P	11 Mar 2020	$50,001 - $100,000	covered short
Everbridge, Inc. (EVBG) EVBG	S	11 Mar 2020	$15,001 - $50,000	-
Post Holdings, Inc. (POST... POST	P	10 Mar 2020	$15,001 - $50,000	covered short
Colgate-Palmolive Company... CL	P	10 Mar 2020	$15,001 - $50,000	covered short
8x8 Inc (EGHT) EGHT	P	10 Mar 2020	$15,001 - $50,000	covered short
Kellogg Company (K) K	P	3 Mar 2020	$15,001 - $50,000	covered short
Hormel Foods Corporation ... HRL	P	3 Mar 2020	$15,001 - $50,000	Short Cover Purchase.
Pepsico, Inc. (PEP) PEP	P	3 Mar 2020	$1,001 - $15,000	covered short
Anika Therapeutics Inc. (... ANIK	P	2 Mar 2020	$1,001 - $15,000	covered short
New Relic, Inc. (NEWR) NEWR	P	2 Mar 2020	$1,001 - $15,000	-
Anika Therapeutics Inc. (... ANIK	P	28 Feb 2020	$1,001 - $15,000	Short Cover Purchase.
Tapestry, Inc. (TPR) TPR	P	27 Feb 2020	$15,001 - $50,000	short cover
Anika Therapeutics Inc. (... ANIK	P	27 Feb 2020	$1,001 - $15,000	Short Cover Purchase.
Anika Therapeutics Inc. (... ANIK	P	26 Feb 2020	$15,001 - $50,000	short cover
Equinix, Inc. (EQIX) EQIX	S	18 Feb 2020	$15,001 - $50,000	-
Taubman Centers, Inc. (TC... TCO	P	12 Feb 2020	$1,001 - $15,000	Short Cover Purchase. Capital Gains Exceed $200.
Kimco Realty Corporation ... KIM	S	7 Feb 2020	$1,001 - $15,000	short sale
New Relic, Inc. (NEWR) NEWR	P	7 Feb 2020	$1,001 - $15,000	-
Anika Therapeutics Inc. (... ANIK	S (partial)	28 Jan 2020	$1,001 - $15,000	Short Sale.
Zuora, Inc. Class A (ZUO) ZUO	P	27 Jan 2020	$1,001 - $15,000	-
Profound Medical Corp. - ... PROF	P	27 Jan 2020	$1,001 - $15,000	-
Talend S.A. - American De... TLND	P	27 Jan 2020	$15,001 - $50,000	-
Five9, Inc. (FIVN) FIVN	S	27 Jan 2020	$1,001 - $15,000	-
Five9, Inc. (FIVN) FIVN	S	24 Jan 2020	$1,001 - $15,000	-
Everbridge, Inc. (EVBG) EVBG	S	24 Jan 2020	$15,001 - $50,000	-
Profound Medical Corp. - ... PROF	P	14 Jan 2020	$1,001 - $15,000	-
Enterprise Products Partn... EPD	S	13 Jan 2020	$15,001 - $50,000	-
Castlight Health, Inc. Cl... CSLT	P	13 Jan 2020	$1,001 - $15,000	-
Instructure Holdings, Inc... INST	S	6 Jan 2020	$15,001 - $50,000	-