Roger MarshallFiling

Annual Report | Filed on 10 Aug 2018

This congressional financial disclosure from Roger Marshall (annual report) contains 135 stock trades. It was filed on 10 August 2018. Reported tickers include JNUG, TSLA, INFI, ARCI, CAPR, and 40 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

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Politician Name

Roger Marshall

Filing Type

Annual Report

Filed Date

10 Aug 2018

View Original Filing (PDF)

Transactions

135 transactions


Colgate Palmolive Co Com	S	7 Dec 2017	$1,001 - $15,000	-
Procter & Gamble Co Com	S	7 Dec 2017	$1,001 - $15,000	-
Hartford Floating Rate Fu...	S	7 Dec 2017	$1,001 - $15,000	-
iShares MSCI EAFE ETF	S	1 Dec 2017	$1,001 - $15,000	-
iShares iBoxx Investment ...	P	1 Dec 2017	$1,001 - $15,000	-
First Trust Technology Al...	P	1 Dec 2017	$1,001 - $15,000	-
Vanguard Total Bond Marke...	S	1 Dec 2017	$15,001 - $50,000	-
First Trust Large Cap Gro...	P	1 Dec 2017	$1,001 - $15,000	-
First Trust Exchanged Tra...	P	1 Dec 2017	$1,001 - $15,000	-
SPDR S & P 500 ETF	S	1 Dec 2017	$15,001 - $50,000	-
First Trust Europe AlphaD...	P	1 Dec 2017	$1,001 - $15,000	-
First Trust Financials Al...	P	1 Dec 2017	$1,001 - $15,000	-
iShares US Real Estate ET...	S	1 Dec 2017	$15,001 - $50,000	-
First Trust Small Cap Cor...	P	1 Dec 2017	$1,001 - $15,000	-
First Trust Japan AlphaDE...	P	1 Dec 2017	$1,001 - $15,000	-
First Trust Alternative A...	P	1 Dec 2017	$1,001 - $15,000	-
First Trust Mid Cap Core ...	P	1 Dec 2017	$1,001 - $15,000	-
First Trust Large Cap VLu...	P	1 Dec 2017	$1,001 - $15,000	-
PowerShares Actively Mana...	S	1 Dec 2017	$15,001 - $50,000	-
First Trust Low Duration ...	P	1 Dec 2017	$1,001 - $15,000	-
First Trust Healthcare Al...	P	1 Dec 2017	$1,001 - $15,000	-
Tesla, Inc. (TSLA) TSLA	P	7 Nov 2017	$1,001 - $15,000	-
NVIDIA Corporation (NVDA) NVDA	P	7 Nov 2017	$1,001 - $15,000	-
Advanced Micro Devices, I... AMD	S	30 Oct 2017	$1,001 - $15,000	-
Pareteum Corporation (TEU... TEUM	S	30 Oct 2017	$1,001 - $15,000	-
Advanced Micro Devices, I... AMD	P	27 Oct 2017	$1,001 - $15,000	-
The Bon-Ton Stores, Inc. ... BONT	S	25 Oct 2017	$1,001 - $15,000	Asset purchased 10/01/2017, purchase did not meet reporting .
Atossa Genetics Inc. (ATO... ATOS	P	25 Oct 2017	$1,001 - $15,000	Entire asset sold 10/30/2017, sale did not meet reporting threshold & there...
Pareteum Corporation (TEU... TEUM	P	23 Oct 2017	$1,001 - $15,000	-
Dextera Surgical Inc. (DX... DXTR	S	23 Oct 2017	$1,001 - $15,000	-
Neothetics, Inc. (NEOT) NEOT	P	17 Oct 2017	$1,001 - $15,000	-
TransEnterix, Inc. (TRXC) TRXC	S	17 Oct 2017	$1,001 - $15,000	-
Neothetics, Inc. (NEOT) NEOT	S	17 Oct 2017	$1,001 - $15,000	-
TransEnterix, Inc. (TRXC) TRXC	P	17 Oct 2017	$1,001 - $15,000	-
Chipotle Mexican Grill, I... CMG	S	16 Oct 2017	$1,001 - $15,000	-
Recon Technology, Ltd. - ... RCON	P	16 Oct 2017	$1,001 - $15,000	-
Recon Technology, Ltd. - ... RCON	S	16 Oct 2017	$1,001 - $15,000	-
Net Element, Inc. (NETE) NETE	S	13 Oct 2017	$1,001 - $15,000	Asset purchased 10/13/2017, purchase did not meet reporting threshold.
Leading Brands Inc - Comm... LBIX	S	13 Oct 2017	$1,001 - $15,000	Asset purchased 10/13/2017, purchase did not meet reporting threshold.
Infinity Pharmaceuticals,... INFI	P	12 Oct 2017	$1,001 - $15,000	Entire asset sold 10/16/2017, sale did not meet reporting threshold & there...
Rosetta Genomics Ltd. - o... ROSG	P	12 Oct 2017	$1,001 - $15,000	Entire asset sold 10/16/2017, sale did not meet reporting threshold & there...
lululemon athletica inc. ... LULU	S	9 Oct 2017	$1,001 - $15,000	-
Otonomy, Inc. (OTIC) OTIC	S	9 Oct 2017	$1,001 - $15,000	-
PowerShares Actively Mana...	P	3 Oct 2017	$15,001 - $50,000	-
Dextera Surgical Inc. (DX... DXTR	P	1 Oct 2017	$1,001 - $15,000	-
College 2021 Fund	P	1 Oct 2017	$1,001 - $15,000	-
Roku, Inc. - Class A (ROK... ROKU	P	28 Sept 2017	$1,001 - $15,000	-
Roku, Inc. - Class A (ROK... ROKU	S	28 Sept 2017	$1,001 - $15,000	-
Netflix, Inc. (NFLX) NFLX	S	14 Sept 2017	$1,001 - $15,000	-
Inotek Pharmaceuticals Co... ITEK	P	13 Sept 2017	$1,001 - $15,000	-
Inotek Pharmaceuticals Co... ITEK	S	13 Sept 2017	$1,001 - $15,000	-
United States Steel Corpo... X	S	5 Sept 2017	$1,001 - $15,000	-
lululemon athletica inc. ... LULU	P	5 Sept 2017	$1,001 - $15,000	-
Chipotle Mexican Grill, I... CMG	P	28 Aug 2017	$1,001 - $15,000	-
root9B Holdings, Inc. (RT... RTNB	S	25 Aug 2017	$1,001 - $15,000	-
Twitter, Inc. (TWTR) TWTR	S	25 Aug 2017	$1,001 - $15,000	-
root9B Holdings, Inc. (RT... RTNB	P	24 Aug 2017	$1,001 - $15,000	-
Snap Inc. Class A (SNAP) SNAP	S	22 Aug 2017	$1,001 - $15,000	-
Netflix, Inc. (NFLX) NFLX	P	22 Aug 2017	$1,001 - $15,000	-
Appliance Recycling Cente... ARCI	P	21 Aug 2017	$1,001 - $15,000	-
Appliance Recycling Cente... ARCI	S	21 Aug 2017	$1,001 - $15,000	-
CytRx Corporation (CYTR) CYTR	P	31 Jul 2017	$1,001 - $15,000	Entire asset sold 8/4/2017, sale did not meet reporting threshold & there w...
Capricor Therapeutics, In... CAPR	P	27 Jul 2017	$1,001 - $15,000	-
Capricor Therapeutics, In... CAPR	S	27 Jul 2017	$1,001 - $15,000	-
TearLab Corporation (TEAR... TEAR	S	21 Jul 2017	$1,001 - $15,000	-
TearLab Corporation (TEAR... TEAR	P	21 Jul 2017	$1,001 - $15,000	-
AEterna Zentaris Inc. (AE... AEZS	S	20 Jul 2017	$1,001 - $15,000	-
CymaBay Therapeutics Inc.... CBAY	P	19 Jul 2017	$1,001 - $15,000	-
AEterna Zentaris Inc. (AE... AEZS	P	19 Jul 2017	$1,001 - $15,000	-
CymaBay Therapeutics Inc.... CBAY	S	19 Jul 2017	$1,001 - $15,000	-
Zion Oil & Gas Inc (ZN) ZN	S	18 Jul 2017	$1,001 - $15,000	-
Zion Oil & Gas Inc (ZN) ZN	P	13 Jul 2017	$1,001 - $15,000	-
Celsion Corporation (CLSN... CLSN	P	16 Jun 2017	$1,001 - $15,000	-
Celsion Corporation (CLSN... CLSN	S	16 Jun 2017	$1,001 - $15,000	-
Delcath Systems, Inc. (DC... DCTH	S	9 Jun 2017	$1,001 - $15,000	Asset purchased 6/9/2017, purchase did not meet reporting threshold.
Celsion Corporation (CLSN... CLSN	P	5 Jun 2017	$1,001 - $15,000	-
Celsion Corporation (CLSN... CLSN	S	5 Jun 2017	$1,001 - $15,000	-
iShares MSCI EAFE ETF	S (partial)	1 Jun 2017	$1,001 - $15,000	-
iShares US Real Estate ET...	S (partial)	1 Jun 2017	$1,001 - $15,000	-
SPDR S & P 500 ETF	S (partial)	1 Jun 2017	$1,001 - $15,000	-
Vanguard Total Bond Marke...	P	1 Jun 2017	$15,001 - $50,000	-
Vince Holding Corp. (VNCE... VNCE	S	30 May 2017	$1,001 - $15,000	-
Vince Holding Corp. (VNCE... VNCE	P	25 May 2017	$1,001 - $15,000	-
Hertz Global Holdings, In... HTZ	S	22 May 2017	$1,001 - $15,000	-
Hertz Global Holdings, In... HTZ	P	22 May 2017	$1,001 - $15,000	-
Direxion Daily Junior Gol... JNUG	S	5 May 2017	$1,001 - $15,000	-
Direxion Daily Junior Gol... JNUG	P	5 May 2017	$1,001 - $15,000	-
First NBC Bank Holding Co... FNBC	S	4 May 2017	$1,001 - $15,000	-
Snap Inc. Class A (SNAP) SNAP	S	4 May 2017	$1,001 - $15,000	-
Ocwen Financial Corporati... OCN	S	4 May 2017	$1,001 - $15,000	-
First NBC Bank Holding Co... FNBC	P	4 May 2017	$1,001 - $15,000	-
Ocwen Financial Corporati... OCN	P	1 May 2017	$1,001 - $15,000	-
Intra-Cellular Therapies ... ITCI	P	1 May 2017	$1,001 - $15,000	Entire asset sold 5/2/2017, sale did not meet reporting threshold & there w...
Medical Transcription Bil... MTBC	P	1 May 2017	$1,001 - $15,000	-
Direxion Daily Junior Gol... JNUG	S	1 May 2017	$1,001 - $15,000	-
Otonomy, Inc. (OTIC) OTIC	P	1 May 2017	$1,001 - $15,000	-
Medical Transcription Bil... MTBC	S	1 May 2017	$1,001 - $15,000	-
Direxion Daily Junior Gol... JNUG	P	1 May 2017	$1,001 - $15,000	-
Medical Transcription Bil... MTBC	S	27 Apr 2017	$1,001 - $15,000	-
Medical Transcription Bil... MTBC	P	27 Apr 2017	$1,001 - $15,000	-
United States Steel Corpo... X	P	26 Apr 2017	$1,001 - $15,000	-
lululemon athletica inc. ... LULU	P	17 Apr 2017	$1,001 - $15,000	Entire asset sold 4/24 & 5/1/2017, sales did not meet reporting threshold &...
Philip Morris Internation... PM	S	11 Apr 2017	$1,001 - $15,000	-
PowerShares DB Commodity ...	S	31 Mar 2017	$15,001 - $50,000	-
iShares US Real Estate ET...	P	31 Mar 2017	$15,001 - $50,000	-
Great Bend Surgical Prope...	S	29 Mar 2017	$250,001 - $500,000	Sale of "redeemed units" in the company. Includes 25% interests owned by DC...
Great Bend Regional Hospi...	S	29 Mar 2017	$50,001 - $100,000	Sale of "redeemed units" in the Company
Mackinaw Surgery Property...	S	29 Mar 2017	$1,001 - $15,000	Sale of "redeemed units" in the Company
Caseys General Stores, In... CASY	S	21 Mar 2017	$1,001 - $15,000	-
Philip Morris Internation... PM	P	21 Mar 2017	$1,001 - $15,000	-
Caseys General Stores, In... CASY	P	17 Mar 2017	$1,001 - $15,000	-
Snap Inc. Class A (SNAP) SNAP	P	6 Mar 2017	$1,001 - $15,000	-
Chipotle Mexican Grill, I... CMG	S	3 Mar 2017	$1,001 - $15,000	-
Snap Inc. Class A (SNAP) SNAP	P	3 Mar 2017	$1,001 - $15,000	-
Snap Inc. Class A (SNAP) SNAP	P	2 Mar 2017	$1,001 - $15,000	-
Caseys General Stores, In... CASY	S	2 Mar 2017	$1,001 - $15,000	-
Verizon Communications In... VZ	S	23 Feb 2017	$1,001 - $15,000	-
Verizon Communications In... VZ	P	10 Feb 2017	$1,001 - $15,000	-
Netflix, Inc. (NFLX) NFLX	S	10 Feb 2017	$1,001 - $15,000	-
Twitter, Inc. (TWTR) TWTR	S (partial)	10 Feb 2017	$1,001 - $15,000	-
Chipotle Mexican Grill, I... CMG	P	7 Feb 2017	$1,001 - $15,000	-
Netflix, Inc. (NFLX) NFLX	P	6 Feb 2017	$1,001 - $15,000	-
Twitter, Inc. (TWTR) TWTR	S	3 Feb 2017	$15,001 - $50,000	-
Twitter, Inc. (TWTR) TWTR	P	3 Feb 2017	$15,001 - $50,000	-
SPDR S & P 500 ETF	S	31 Jan 2017	$1,001 - $15,000	-
iShares MSCI EAFE ETF	P	31 Jan 2017	$15,001 - $50,000	-
PowerShares DB Commodity ...	S (partial)	31 Jan 2017	$1,001 - $15,000	-
Tesla, Inc. (TSLA) TSLA	S	30 Jan 2017	$1,001 - $15,000	-
Tesla, Inc. (TSLA) TSLA	P	25 Jan 2017	$1,001 - $15,000	-
Caseys General Stores, In... CASY	P	25 Jan 2017	$1,001 - $15,000	-
Facebook, Inc. - Class A ... FB	S	17 Jan 2017	$1,001 - $15,000	Originally purchased 11/7/2016.
Tesla, Inc. (TSLA) TSLA	S	17 Jan 2017	$1,001 - $15,000	Originally purchased 10/18/2016.
lululemon athletica inc. ... LULU	S	17 Jan 2017	$1,001 - $15,000	Originally purchased 10/31/2016.
Pfizer, Inc. (PFE) PFE	S	3 Jan 2017	$1,001 - $15,000	-
Twitter, Inc. (TWTR) TWTR	P	3 Jan 2017	$15,001 - $50,000	-