Sheldon WhitehouseFiling
Periodic Transaction Report | Filed on 12 Aug 2015
This congressional financial disclosure from Sheldon Whitehouse (periodic transaction report) contains 13 stock trades. It was filed on 12 August 2015. Reported tickers include COF, UL, KORS, QQQ, YUM, and 6 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.
This filing contains 13 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 314 days after the trade date. Only 0% of transactions met the disclosure requirement.
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STOCK Act Compliance Violation
This filing contains 13 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.
Transactions
COF | Sale (Full) | 15 Oct 2014 | $15,001 - $50,000 | Joint; same transaction using settlement date was deleted in 11/18/14 repor... |
BMY | Purchase | 14 Oct 2014 | $1,001 - $15,000 | Joint; -- |
SBUX | Purchase | 14 Oct 2014 | $1,001 - $15,000 | Child; -- |
CY | Purchase | 14 Oct 2014 | $1,001 - $15,000 | Joint; -- |
UL | Purchase | 7 Oct 2014 | $1,001 - $15,000 | Self; -- |
TRIP | Purchase | 7 Oct 2014 | $1,001 - $15,000 | Self; -- |
UL | Purchase | 2 Oct 2014 | $1,001 - $15,000 | Self; -- |
KORS | Purchase | 2 Oct 2014 | $1,001 - $15,000 | Self; -- |
QQQ | Purchase | 2 Oct 2014 | $1,001 - $15,000 | Self; -- |
YUM | Sale (Full) | 2 Oct 2014 | $15,001 - $50,000 | Self; -- |
M | Purchase | 2 Oct 2014 | $1,001 - $15,000 | Self; -- |
A | Purchase | 2 Oct 2014 | $1,001 - $15,000 | Self; -- |
SBUX | Purchase | 2 Oct 2014 | $1,001 - $15,000 | Child; -- |