Carolyn McCarthyFiling

Termination Report | Filed on 01 May 2015

This congressional financial disclosure from Carolyn McCarthy (termination report) contains 26 stock trades. It was filed on 1 May 2015. Reported tickers include GXP, BABA, F, KKR, T, and 5 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 26 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 469 days after the trade date. Only 0% of transactions met the disclosure requirement.

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STOCK Act Compliance Violation

This filing contains 26 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

469

Days Late (Max)

Compliance Rate

26/26

Non-Compliant

About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.

Politician Name

Carolyn McCarthy

Filing Type

Termination Report

Filed Date

01 May 2015

View Original Filing (PDF)

Transactions

26 transactions


Source Capital Inc	S	22 Dec 2014	$1,001 - $15,000	-
Nuveen Eqty Premium Oppor...	S	15 Dec 2014	$1,001 - $15,000	-
Eaton Vance Tax-Mngd Glbl	S	15 Dec 2014	$1,001 - $15,000	-
Wisdomtree Trust Emrg Mkt...	S	15 Dec 2014	$1,001 - $15,000	-
Coach, Inc. (COH) COH	S	15 Dec 2014	$1,001 - $15,000	-
Vanguard Mega Cap Value E...	P	24 Oct 2014	$1,001 - $15,000	-
Ishares S&P Mid-Cap 400 E...	S	24 Oct 2014	$1,001 - $15,000	-
KKR & Co. L.P. Common Uni... KKR	P	24 Oct 2014	$1,001 - $15,000	-
Ishares MSCI Japan ETF	S	24 Oct 2014	$1,001 - $15,000	-
Powershares Nat AMT-FRE M...	P	24 Oct 2014	$1,001 - $15,000	-
Revenueshares Small Cap E...	S (partial)	15 Oct 2014	$1,001 - $15,000	-
Alibaba Group Holding Lim... BABA	P	7 Oct 2014	$1,001 - $15,000	-
IRA-Stocks: Ford Motor Co... F	S (partial)	7 Oct 2014	$1,001 - $15,000	-
AT&T Inc. (T) T	P	30 Sept 2014	$1,001 - $15,000	-
BP p.l.c. (BP) BP	P	30 Sept 2014	$1,001 - $15,000	-
IRA-Stocks: Great Plains ... GXP	S	9 Sept 2014	$1,001 - $15,000	-
Cons Staples Sel Sect SPD...	P	9 Sept 2014	$1,001 - $15,000	-
IRA-Funds: Energy Sel Sec...	P	9 Sept 2014	$1,001 - $15,000	-
PowerShares KBW High Divi...	P	9 Sept 2014	$1,001 - $15,000	-
Aberdeen Asia-Pac PR Inc ...	S	9 Sept 2014	$1,001 - $15,000	-
Vanguard Index Fds S&P 50...	P	9 Sept 2014	$1,001 - $15,000	-
Ishares S&P Smll-Cap 600 ...	S	5 Feb 2014	$1,001 - $15,000	-
IRA-Funds: Vanguard Index...	S	3 Feb 2014	$1,001 - $15,000	-
QUALCOMM Incorporated (QC... QCOM	S	17 Jan 2014	$1,001 - $15,000	-
Mallinckrodt plc Ordinary... MNK	S	17 Jan 2014	$1,001 - $15,000	-
Covidien plc. Ordinary Sh... COV	S	17 Jan 2014	$1,001 - $15,000	-