Harley RoudaFiling

Amendment | Filed on 04 May 2021

This congressional financial disclosure from Harley Rouda (filing amendment) contains 172 stock trades. It was filed on 4 May 2021. Reported tickers include DFIVX, FXP, VOOG, DFSVX, JSOSX, and 36 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 172 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 851 days after the trade date. Only 0% of transactions met the disclosure requirement.

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STOCK Act Compliance Violation

This filing contains 172 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

851

Days Late (Max)

Compliance Rate

172/172

Non-Compliant

About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.

Politician Name

Harley Rouda

Filing Type

Amendment

Filed Date

04 May 2021

View Original Filing (PDF)

Transactions

172 transactions


Armchair Investments LLC ... VADDX	P	13 Dec 2019	$1,001 - $15,000	-
Armchair Investments LLC ... RNSIX	P	6 Nov 2019	$1,001 - $15,000	-
Armchair Investments LLC ... MYFRX	P	6 Nov 2019	$1,001 - $15,000	-
Armchair Investments LLC ... ANGIX	P	6 Nov 2019	$1,001 - $15,000	-
Armchair Investments LLC ... JSOSX	P	6 Nov 2019	$1,001 - $15,000	-
Armchair Investments LLC ... FDRXX	S (partial)	6 Nov 2019	$15,001 - $50,000	-
Armchair Investments LLC ... PPSIX	P	6 Nov 2019	$1,001 - $15,000	-
Corient Capital Partners ... VOOG	S	5 Nov 2019	$1,001 - $15,000	-
Corient Capital Partners ... MYFRX	P	5 Nov 2019	$1,001 - $15,000	-
Corient Capital Partners ... VOOV	S	5 Nov 2019	$1,001 - $15,000	-
Corient Capital Partners ... ANGIX	P	5 Nov 2019	$1,001 - $15,000	-
Corient Capital Partners ... JSOSX	P	5 Nov 2019	$1,001 - $15,000	-
Armchair Investments LLC ... FDRXX	S (partial)	5 Nov 2019	$100,001 - $250,000	-
Armchair Investments LLC ... FDRXX	P	5 Nov 2019	$50,001 - $100,000	-
Armchair Investments LLC ... DFIEX	S (partial)	5 Nov 2019	$15,001 - $50,000	-
Armchair Investments LLC ... VOOV	S (partial)	5 Nov 2019	$50,001 - $100,000	-
Armchair Investments LLC ... MDY	S (partial)	5 Nov 2019	$15,001 - $50,000	-
Corient Capital Partners ... MDY	S	5 Nov 2019	$1,001 - $15,000	-
Armchair Investments LLC ... FDRXX	P	5 Nov 2019	$100,001 - $250,000	-
Corient Capital Partners ... RNSIX	P	5 Nov 2019	$1,001 - $15,000	-
Corient Capital Partners ... MMHIX	P	5 Nov 2019	$1,001 - $15,000	-
Corient Capital Partners ... PPSIX	P	5 Nov 2019	$1,001 - $15,000	-
Armchair Investments LLC ... VOOG	S (partial)	5 Nov 2019	$50,001 - $100,000	-
Corient IRA ⇒ PIMCO INCOM... PONPX	P	4 Nov 2019	$15,001 - $50,000	-
Armchair Investments LLC ... VADDX	S (partial)	4 Nov 2019	$15,001 - $50,000	-
Corient Capital Partners ... DFXVX	S	4 Nov 2019	$1,001 - $15,000	-
Armchair Investments LLC ... DSCGX	S (partial)	4 Nov 2019	$15,001 - $50,000	-
Corient Brokerage Account... FDRXX	P	4 Nov 2019	$15,001 - $50,000	-
Corient IRA ⇒ DFA EMERGIN... DFCEX	P	4 Nov 2019	$1,001 - $15,000	-
Armchair Investments LLC ... DFSVX	S (partial)	4 Nov 2019	$15,001 - $50,000	-
Corient IRA ⇒ NUVEEN WINS... NVLIX	P	4 Nov 2019	$1,001 - $15,000	-
Corient Capital Partners ... DSCGX	S	4 Nov 2019	$1,001 - $15,000	-
Corient Capital Partners ... DFIEX	S	4 Nov 2019	$1,001 - $15,000	-
Corient IRA ⇒ Fidelity Go... FDRXX	S (partial)	4 Nov 2019	$100,001 - $250,000	-
Corient Capital Partners ... VADDX	S	4 Nov 2019	$1,001 - $15,000	-
Armchair Investments LLC ... FDRXX	P	4 Nov 2019	$100,001 - $250,000	-
Corient IRA ⇒ RIVERNORTH/... RNSIX	P	4 Nov 2019	$15,001 - $50,000	-
Corient IRA ⇒ LORD ABBETT... LLDYX	P	4 Nov 2019	$15,001 - $50,000	-
Corient IRA ⇒ AMG MANAGER... ADLIX	P	4 Nov 2019	$1,001 - $15,000	-
Corient IRA ⇒ DFA INTERNA... DFIEX	P	4 Nov 2019	$15,001 - $50,000	-
Corient IRA ⇒ DFA US CORE... DFEOX	P	4 Nov 2019	$15,001 - $50,000	-
Corient IRA ⇒ ARISTOTLE V... ARSQX	P	4 Nov 2019	$1,001 - $15,000	-
Corient IRA ⇒ AAM/BAHL & ... AFNIX	P	4 Nov 2019	$15,001 - $50,000	-
Corient Brokerage Account... ANGIX	P	1 Nov 2019	$1,001 - $15,000	-
Corient Brokerage Account... FDRXX	S (partial)	1 Nov 2019	$1,001 - $15,000	-
Corient Brokerage Account... RNSIX	P	1 Nov 2019	$1,001 - $15,000	-
Corient IRA ⇒ Fidelity Go... FDRXX	P	1 Nov 2019	$100,001 - $250,000	-
Corient IRA ⇒ ANGEL OAK M... ANGIX	S (partial)	1 Nov 2019	$1,001 - $15,000	-
Corient Brokerage Account... FDRXX	P	1 Nov 2019	$1,001 - $15,000	-
Corient IRA ⇒ VANGUARD S&... VOOG	S	31 Oct 2019	$15,001 - $50,000	-
Corient Brokerage Account... VOOG	S	31 Oct 2019	$1,001 - $15,000	-
Corient IRA ⇒ VANGUARD AD... VOOV	S	31 Oct 2019	$15,001 - $50,000	-
Corient Brokerage Account... DSCGX	S	31 Oct 2019	$1,001 - $15,000	-
Corient Brokerage Account... VOOV	S	31 Oct 2019	$1,001 - $15,000	-
Corient Brokerage Account... ATOIX	S	31 Oct 2019	$1,001 - $15,000	-
Corient IRA ⇒ SPDR S&P MI... MDY	S	31 Oct 2019	$1,001 - $15,000	-
Corient IRA ⇒ PIONEER MUL... MYFRX	S (partial)	31 Oct 2019	$1,001 - $15,000	-
Corient Brokerage Account... JSOSX	P	31 Oct 2019	$1,001 - $15,000	-
Corient Brokerage Account... DFIEX	S	31 Oct 2019	$1,001 - $15,000	-
Corient IRA ⇒ DFA INTERNA... DISMX	S	31 Oct 2019	$1,001 - $15,000	-
Armchair Investments LLC ... FDRXX	S (partial)	31 Oct 2019	$1,001 - $15,000	-
Corient Brokerage Account... MMHIX	P	31 Oct 2019	$1,001 - $15,000	-
Corient Brokerage Account... TSTIX	S	31 Oct 2019	$1,001 - $15,000	-
Corient IRA ⇒ DFA U.S. SM... DSCGX	S	31 Oct 2019	$1,001 - $15,000	-
Corient Brokerage Account... LLDYX	S	31 Oct 2019	$1,001 - $15,000	-
Corient IRA ⇒ DFA US MICR... DFSCX	S	31 Oct 2019	$1,001 - $15,000	-
Corient Brokerage Account... MTBIX	P	31 Oct 2019	$15,001 - $50,000	-
Corient IRA ⇒ DFA US SMAL... DFXVX	S	31 Oct 2019	$1,001 - $15,000	-
Corient IRA ⇒ PRINCIPAL S... PPSIX	S (partial)	31 Oct 2019	$1,001 - $15,000	-
Corient IRA ⇒ JPMORGAN ST... JSOSX	S (partial)	31 Oct 2019	$1,001 - $15,000	-
Corient Brokerage Account... MDY	S	31 Oct 2019	$1,001 - $15,000	-
Corient IRA ⇒ DFA EMERGIN... DEMSX	S	31 Oct 2019	$1,001 - $15,000	-
Corient IRA ⇒ DFA Interna... DILRX	S	31 Oct 2019	$1,001 - $15,000	-
Corient IRA ⇒ DFA INTERNA... DFIVX	S	31 Oct 2019	$15,001 - $50,000	-
Corient Brokerage Account... RSDYX	S	31 Oct 2019	$1,001 - $15,000	-
Corient Brokerage Account... DISVX	S	31 Oct 2019	$1,001 - $15,000	-
Corient IRA ⇒ DFA EMERGIN... DFEMX	S	31 Oct 2019	$1,001 - $15,000	-
Corient IRA ⇒ DIMENSIONAL... DFEVX	S	31 Oct 2019	$1,001 - $15,000	-
Corient Brokerage Account... SIGVX	S	31 Oct 2019	$1,001 - $15,000	-
Corient Brokerage Account... PPSIX	P	31 Oct 2019	$1,001 - $15,000	-
Corient Brokerage Account... FMUSX	S	31 Oct 2019	$1,001 - $15,000	-
Corient Brokerage Account... VADDX	S	31 Oct 2019	$1,001 - $15,000	-
Corient Brokerage Account... DFSVX	S	31 Oct 2019	$1,001 - $15,000	-
Corient IRA ⇒ INVESCO EQU... VADDX	S	31 Oct 2019	$15,001 - $50,000	-
Corient Brokerage Account... MYFRX	P	31 Oct 2019	$1,001 - $15,000	-
Wells Fargo IRA ⇒ PROSHAR... FXP	P	11 Oct 2019	$250,001 - $500,000	-
Armchair Investments LLC ... FDRXX	P	1 Oct 2019	$1,001 - $15,000	-
Armchair Investments LLC ... FDRXX	S (partial)	26 Sept 2019	$50,001 - $100,000	-
Armchair Investments LLC ... VOOV	P	26 Sept 2019	$15,001 - $50,000	-
Armchair Investments LLC ... MDY	P	26 Sept 2019	$15,001 - $50,000	-
Armchair Investments LLC ... VOOG	P	26 Sept 2019	$15,001 - $50,000	-
Armchair Investments LLC ... JSOSX	P	25 Sept 2019	$50,001 - $100,000	-
Armchair Investments LLC ... DFSVX	P	25 Sept 2019	$15,001 - $50,000	-
Armchair Investments LLC ... FDRXX	S (partial)	25 Sept 2019	$50,001 - $100,000	-
Armchair Investments LLC ... RNSIX	P	25 Sept 2019	$50,001 - $100,000	-
Armchair Investments LLC ... DFIEX	P	25 Sept 2019	$15,001 - $50,000	-
Armchair Investments LLC ... ANGIX	P	25 Sept 2019	$50,001 - $100,000	-
Armchair Investments LLC ...	P	25 Sept 2019	$15,001 - $50,000	-
Armchair Investments LLC ... DSCGX	P	25 Sept 2019	$1,001 - $15,000	-
Armchair Investments LLC ... VADDX	P	25 Sept 2019	$15,001 - $50,000	-
Armchair Investments LLC ... FDRXX	S (partial)	25 Sept 2019	$100,001 - $250,000	-
Armchair Investments LLC ... FDRXX	S	25 Sept 2019	$15,001 - $50,000	-
Armchair Investments LLC ... MYFRX	P	25 Sept 2019	$15,001 - $50,000	-
Armchair Investments LLC ... PPSIX	P	25 Sept 2019	$15,001 - $50,000	-
Armchair Investments LLC ... FDRXX	S (partial)	24 Sept 2019	$15,001 - $50,000	-
Armchair Investments LLC ... FDRXX	P	24 Sept 2019	$100,001 - $250,000	-
Armchair Investments LLC ... FDRXX	P	24 Sept 2019	$100,001 - $250,000	-
Armchair Investments LLC ... FDRXX	S (partial)	20 Sept 2019	$15,001 - $50,000	-
Armchair Investments LLC ... FDRXX	P	20 Sept 2019	$15,001 - $50,000	-
Armchair Investments LLC ... FDRXX	P	16 Sept 2019	$250,001 - $500,000	-
Rocky Brands, Inc. (RCKY)... RCKY	S	10 Sept 2019	$100,001 - $250,000	-
Wells Fargo Brokerage ⇒ P... FXP	S (partial)	3 Sept 2019	$250,001 - $500,000	-
Wells Fargo IRA ⇒ PROSHAR... FXP	S (partial)	5 Aug 2019	$250,001 - $500,000	-
Wells Fargo IRA (2) ⇒ PRO... FXP	P	2 Jul 2019	$1,001 - $15,000	-
Wells Fargo Brokerage ⇒ P... FXP	P	2 Jul 2019	$15,001 - $50,000	-
Corient Capital Partners ...	P	27 Jun 2019	$1,000,001 - $5,000,000	-
Armchair Investments LLC ... DFIEX	P	27 Jun 2019	$1,001 - $15,000	-
Wells Fargo Brokerage ⇒ P... FXP	S (partial)	25 Jun 2019	$500,001 - $1,000,000	-
Wells Fargo Brokerage ⇒ P... FXP	P	21 Jun 2019	$500,001 - $1,000,000	-
Wells Fargo Brokerage ⇒ P... UCO	S	21 Jun 2019	$50,001 - $100,000	-
Wells Fargo Brokerage ⇒ P... FXP	P	20 Jun 2019	$500,001 - $1,000,000	-
Wells Fargo Brokerage ⇒ P... UCO	S (partial)	20 Jun 2019	$500,001 - $1,000,000	-
Wells Fargo IRA (2) ⇒ PRO... FXP	P	19 Jun 2019	$15,001 - $50,000	-
Wells Fargo Brokerage ⇒ P... UCO	P	5 Jun 2019	$250,001 - $500,000	-
Wells Fargo Brokerage ⇒ P... UCO	P	31 May 2019	$250,001 - $500,000	-
Wells Fargo IRA (2) ⇒ PRO... FXP	S	13 May 2019	$15,001 - $50,000	-
Wells Fargo Brokerage ⇒ P... FXP	S (partial)	13 May 2019	$500,001 - $1,000,000	-
Wells Fargo Brokerage ⇒ P... FXP	S (partial)	10 May 2019	$250,001 - $500,000	-
Corient IRA ⇒ DFA INTERNA... DFIVX	S (partial)	7 May 2019	$1,001 - $15,000	-
Corient IRA ⇒ DFA Interna... DILRX	P	7 May 2019	$1,001 - $15,000	-
Corient IRA ⇒ DFA INTERNA... DISMX	P	7 May 2019	$1,001 - $15,000	-
Corient IRA ⇒ DFA INTERNA... DISVX	S (partial)	7 May 2019	$1,001 - $15,000	-
Wells Fargo Brokerage ⇒ P... FXP	S (partial)	1 May 2019	$100,001 - $250,000	-
Wells Fargo Brokerage ⇒ P... FXP	P	5 Apr 2019	$100,001 - $250,000	-
Wells Fargo Brokerage ⇒ R... RCKY	S	5 Apr 2019	$100,001 - $250,000	-
Wells Fargo IRA ⇒ PROSHAR... FXP	P	5 Apr 2019	$15,001 - $50,000	-
Wells Fargo IRA (2) ⇒ PRO... UCO	S	5 Apr 2019	$15,001 - $50,000	-
Wells Fargo IRA (2) ⇒ PRO... FXP	P	5 Apr 2019	$15,001 - $50,000	-
Corient Capital Partners ... VOOG	P	22 Mar 2019	$1,001 - $15,000	-
Corient Capital Partners ... MDY	P	22 Mar 2019	$1,001 - $15,000	-
Corient Capital Partners ... VOOV	P	22 Mar 2019	$1,001 - $15,000	-
Corient Capital Partners ... DFSVX	P	21 Mar 2019	$1,001 - $15,000	-
Corient Capital Partners ... DSCGX	P	21 Mar 2019	$1,001 - $15,000	-
Corient Capital Partners ... VADDX	P	21 Mar 2019	$1,001 - $15,000	-
Corient Capital Partners ... DFIEX	P	21 Mar 2019	$1,001 - $15,000	-
Corient Capital Partners ... UTGN	S	20 Mar 2019	$1,001 - $15,000	-
Wells Fargo Brokerage ⇒ P... FXP	P	19 Mar 2019	$50,001 - $100,000	-
Corient Capital Partners ... RCKY	S	5 Mar 2019	$250,001 - $500,000	-
Wells Fargo IRA ⇒ PROSHAR... FXP	P	1 Mar 2019	$100,001 - $250,000	-
Wells Fargo IRA ⇒ Rocky B... RCKY	S	28 Feb 2019	$100,001 - $250,000	-
Corient Brokerage Account... VOOV	P	22 Feb 2019	$1,001 - $15,000	-
Corient Brokerage Account... MDY	P	22 Feb 2019	$1,001 - $15,000	-
Corient Brokerage Account... VOOG	P	22 Feb 2019	$1,001 - $15,000	-
Wells Fargo Brokerage ⇒ P... FXP	P	22 Feb 2019	$50,001 - $100,000	-
Corient Brokerage Account... DSCGX	P	21 Feb 2019	$1,001 - $15,000	-
Corient Brokerage Account... DFIEX	P	21 Feb 2019	$1,001 - $15,000	-
Corient Brokerage Account... DFSVX	P	21 Feb 2019	$1,001 - $15,000	-
Corient Brokerage Account... VADDX	P	21 Feb 2019	$1,001 - $15,000	-
Wells Fargo Brokerage ⇒ P... FXP	P	12 Feb 2019	$250,001 - $500,000	-
Corient Capital Partners ... RCKY	P	11 Feb 2019	$50,001 - $100,000	-
Wells Fargo Brokerage ⇒ P... FXP	P	25 Jan 2019	$50,001 - $100,000	-
Corient IRA ⇒ PIONEER MUL... MYFRX	S (partial)	24 Jan 2019	$1,001 - $15,000	-
Armchair Investments LLC ... PPSIX	P	24 Jan 2019	$100,001 - $250,000	-
Armchair Investments LLC ... MYFRX	S (partial)	24 Jan 2019	$50,001 - $100,000	-
Armchair Investments LLC ... ANGIX	S (partial)	24 Jan 2019	$50,001 - $100,000	-
Corient IRA ⇒ ANGEL OAK M... ANGIX	S (partial)	24 Jan 2019	$1,001 - $15,000	-
Corient IRA ⇒ PRINCIPAL S... PPSIX	P	24 Jan 2019	$1,001 - $15,000	-
Wells Fargo Brokerage ⇒ P... FXP	P	9 Jan 2019	$250,001 - $500,000	-
Wells Fargo IRA ⇒ PROSHAR... UCO	S	4 Jan 2019	$250,001 - $500,000	-
Wells Fargo Brokerage ⇒ P... FXP	P	4 Jan 2019	$1,000,001 - $5,000,000	-
Wells Fargo Brokerage ⇒ P... UCO	S	4 Jan 2019	$1,000,001 - $5,000,000	-
Wells Fargo IRA ⇒ PROSHAR... FXP	P	4 Jan 2019	$250,001 - $500,000	-