Susie LeeFiling

Transactions filing | Filed on 24 Oct 2020

This congressional financial disclosure from Susie Lee (transactions filing) filed on October 24, 2020 contains 14 stock trades including MAT, DFS, SCHW, DNB, ENR and 9 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 1 transaction disclosed beyond the 45-day STOCK Act deadline, with the latest filed 53 days after the trade date. Only 93% of transactions met the disclosure requirement.

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STOCK Act Compliance Violation

This filing contains 1 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

53
Days Late (Max)
93%
Compliance Rate
1/14
Non-Compliant
About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.
Politician Name
Susie Lee
Filing Type
Transactions filing
Filed Date
24 Oct 2020
View Original Filing (PDF)

Transactions

14 transactions
DFS
P28 Sept 2020$1,001 - $15,000Joint. SUBHOLDING OF: DSL Living Trust > Bank of New York Brokerage Account...
SCHW
S28 Sept 2020$1,001 - $15,000Joint. SUBHOLDING OF: DSL Living Trust > Bank of New York Brokerage Account...
LPLA
P28 Sept 2020$1,001 - $15,000Joint. SUBHOLDING OF: DSL Living Trust > Bank of New York Brokerage Account...
ALLY
P28 Sept 2020$1,001 - $15,000Joint. SUBHOLDING OF: DSL Living Trust > Bank of New York Brokerage Account...
MAT
P18 Sept 2020$1,001 - $15,000Joint. SUBHOLDING OF: DSL Living Trust > Bank of New York Brokerage Account...
DNB
P18 Sept 2020$1,001 - $15,000Joint. SUBHOLDING OF: DSL Living Trust > Bank of New York Brokerage Account...
ENR
S18 Sept 2020$1,001 - $15,000Joint. SUBHOLDING OF: DSL Living Trust > Bank of New York Brokerage Account...
GFL
P18 Sept 2020$1,001 - $15,000Joint. Filing ID #20017502. SUBHOLDING OF: DSL Living Trust > Bank of New Y...
RHI
S18 Sept 2020$1,001 - $15,000Joint. SUBHOLDING OF: DSL Living Trust > Bank of New York Brokerage Account...
HOLX
P18 Sept 2020$1,001 - $15,000Joint. SUBHOLDING OF: DSL Living Trust > Bank of New York Brokerage Account...
HASI
P18 Sept 2020$1,001 - $15,000Joint. SUBHOLDING OF: DSL Living Trust > Bank of New York Brokerage Account...
RSG
S (partial)18 Sept 2020$1,001 - $15,000Joint. SUBHOLDING OF: DSL Living Trust > Bank of New York Brokerage Account...
TOL
S18 Sept 2020$1,001 - $15,000Joint. SUBHOLDING OF: DSL Living Trust > Bank of New York Brokerage Account...
RXT
P1 Sept 2020$1,001 - $15,000Joint. SUBHOLDING OF: DSL Living Trust > Bank of New York Brokerage Account...
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