Kevin HernFiling
Annual Report | Filed on 15 Aug 2022
This congressional financial disclosure from Kevin Hern (annual report) filed on August 15, 2022 contains 36 stock trades including FTSM, DVN, RTX, WPX, HLT and 1 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.
This filing contains 11 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 585 days after the trade date. Only 0% of transactions met the disclosure requirement.
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STOCK Act Compliance Violation
This filing contains 11 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.
585
Days Late (Max)
0%
Compliance Rate
11/11
Non-Compliant
About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.
Politician Name
Kevin HernFiling Type
Annual Report
Filed Date
15 Aug 2022
Transactions
36 transactions
NUVEEN LARGE CAP CORE FD ... | Unknown | 12 Nov 2021 | None | Owner: Gabrielle Ashtyn Hern Roth IRA; Dependent Child; Corp Action - Merge... |
NUVEEN LARGE CAP CORE FUN... | Unknown | 12 Nov 2021 | None | Owner: Kaden Everett Hern Trust; Dependent Child; Corp Action - Merged with... |
NUVEEN LARGE CAP CORE FD ... | Unknown | 12 Nov 2021 | None | Owner: Kaden Hern Roth IRA; Dependent Child; Corp Action - Merged with Nuve... |
NUVEEN LARGE CAP CORE FUN... | Unknown | 12 Nov 2021 | None | Owner: Kelby Austin Hern Trust; Dependent Child; Corp Action - Merged with ... |
NUVEEN LARGE CAP CORE FD ... | Unknown | 12 Nov 2021 | None | Owner: Kelby Hern Roth IRA; Dependent Child; Corp Action - Merged with Nuve... |
Citigroup Global Mkts MTN... | Unknown | 27 Aug 2021 | $250,001 - $500,000 | Owner: Hern Family Foundation; Joint; Citigroup Autocall Medium Term Note i... |
OGN | Unknown | 03 Jun 2021 | $1,001 - $15,000 | Owner: Hern Family Revocable Trust > Brokerage Investment Account; Joint; C... |
DVN | Unknown | 07 Jan 2021 | $100,001 - $250,000 | Owner: Hern Family Foundation; Joint; Jan 7 2021 received shares by merger ... |
WPX | Unknown | 07 Jan 2021 | None | Owner: Hern Family Foundation; Joint; Jan 7 2021 WPX shares exchanged to De... |
WPX | Unknown | 07 Jan 2021 | None | Owner: Hern Family Revocable Trust; Joint; Jan 7 2021 WPX shares exchanged ... |
DVN | Unknown | 07 Jan 2021 | $1,000,001 - $5,000,000 | Owner: Hern Family Revocable Trust > Brokerage Investment Account; Joint; J... |
NUVEEN DIVIDEND GROWTH CL... | Unknown | Unknown | $15,001 - $50,000 | Owner: Gabrielle Ashtyn Hern Roth IRA; Dependent Child; Corp Action - Merge... |
FIRST TR EXCHANGE TRADED ... | Unknown | Unknown | None | Owner: Gabrielle Ashtyn Hern Trust; Dependent Child; sell close |
FTSM | Unknown | Unknown | None | Owner: Gabrielle Ashtyn Hern Trust; Dependent Child; sell close |
GS Absolute Return Tracke... | Unknown | Unknown | None | Owner: Gabrielle Ashtyn Hern Trust; Dependent Child; sell close |
RTX | Unknown | Unknown | $100,001 - $250,000 | Owner: Hern Family Foundation; Joint; merger with United Technologies |
AMERICAN AMCAP FUND F2 [M... | Unknown | Unknown | $50,001 - $100,000 | Owner: Hern Family Revocable Trust; Joint; cap gains distribution from mutu... |
FS KKR Capital Corp II [P... | Unknown | Unknown | None | Owner: Hern Family Revocable Trust; Joint; Sell close |
INLAND REAL ESTATE INCOME... | Unknown | Unknown | $100,001 - $250,000 | Owner: Hern Family Revocable Trust; Joint; Dividend Reinvestment |
NORTHSTAR HEALTHCARE INCO... | Unknown | Unknown | $100,001 - $250,000 | Owner: Hern Family Revocable Trust; Joint; Liquidation by fund company |
HLT | Unknown | Unknown | $100,001 - $250,000 | Owner: Hern Family Revocable Trust > Brokerage Investment Account; Joint; B... |
JNL/Mellon US Stock Mkt I... | Unknown | Unknown | $500,001 - $1,000,000 | Owner: Hern Family Revocable Trust > Jackson National EA; Joint; exchanged/... |
JNL/S&P® Dividend Income ... | Unknown | Unknown | None | Owner: Hern Family Revocable Trust > Jackson National EA; Joint; exchanged/... |
McDonald's Restaurants [O... | Unknown | Unknown | None | Owner: Hern Family Revocable Trust > KTAK Corp; Joint; Sale of 5 McDonalds ... |
JNL/Mellon US Stock Mkt I... | Unknown | Unknown | $250,001 - $500,000 | Owner: Jackson National EA; Joint; exchanged/transferred from JNL/S&P Divid... |
JNL/S&P® Dividend Income ... | Unknown | Unknown | None | Owner: Jackson National EA; Joint; exchanged/transferred to JNL/Mellon US S... |
FIDELITY SELECT INDUSTRIA... | Unknown | Unknown | None | Owner: Kaden Everett Hern Trust; Dependent Child; sell close |
GLENMEDE SECURED OPTIONS ... | Unknown | Unknown | None | Owner: Kaden Everett Hern Trust; Dependent Child; sell close |
NUVEEN DIVIDEND GROWTH CL... | Unknown | Unknown | $15,001 - $50,000 | Owner: Kaden Everett Hern Trust; Dependent Child; Corp Action - Merger from... |
OAKMARK GLOBAL SELECT ADV... | Unknown | Unknown | None | Owner: Kaden Everett Hern Trust; Dependent Child; sell close |
NUVEEN DIVIDEND GROWTH CL... | Unknown | Unknown | $15,001 - $50,000 | Owner: Kaden Hern Roth IRA; Dependent Child; Corp Action - Merger from Nuve... |
FIDELITY SELECT INDUSTRIA... | Unknown | Unknown | None | Owner: Kelby Austin Hern Trust; Dependent Child; sell close |
GLENMEDE SECURED OPTIONS ... | Unknown | Unknown | None | Owner: Kelby Austin Hern Trust; Dependent Child; sell close |
NUVEEN DIVIDEND GROWTH CL... | Unknown | Unknown | $15,001 - $50,000 | Owner: Kelby Austin Hern Trust; Dependent Child; Corp Action - Merger from ... |
OAKMARK GLOBAL SELECT ADV... | Unknown | Unknown | None | Owner: Kelby Austin Hern Trust; Dependent Child; sell close |
NUVEEN DIVIDEND GROWTH CL... | Unknown | Unknown | $15,001 - $50,000 | Owner: Kelby Hern Roth IRA; Dependent Child; Corp Action - Merger from Nuve... |