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Kevin Hern Filing

Annual Report | Filed on 15 Aug 2022

STOCK Act Compliance Violation

This filing contains 11 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

585
Days Late (Max)
0%
Compliance Rate
11/11
Non-Compliant
About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.
Politician Name
Kevin Hern
Filing Type
Annual Report
Filed Date
15 Aug 2022
View Original Filing (PDF)

Transactions

36 transactions
NUVEEN LARGE CAP CORE FD CL A [MF]
Unknown12 Nov 2021NoneOwner: Gabrielle Ashtyn Hern Roth IRA; Dependent Child; Corp...
NUVEEN LARGE CAP CORE FUND CL I [MF]
Unknown12 Nov 2021NoneOwner: Kaden Everett Hern Trust; Dependent Child; Corp Actio...
NUVEEN LARGE CAP CORE FD CL A [MF]
Unknown12 Nov 2021NoneOwner: Kaden Hern Roth IRA; Dependent Child; Corp Action - M...
NUVEEN LARGE CAP CORE FUND CL I [MF]
Unknown12 Nov 2021NoneOwner: Kelby Austin Hern Trust; Dependent Child; Corp Action...
NUVEEN LARGE CAP CORE FD CL A [MF]
Unknown12 Nov 2021NoneOwner: Kelby Hern Roth IRA; Dependent Child; Corp Action - M...
Citigroup Global Mkts MTN 09/02/2026 [CS...
Unknown27 Aug 2021$250,001 - $500,000Owner: Hern Family Foundation; Joint; Citigroup Autocall Med...
OGN
Unknown03 Jun 2021$1,001 - $15,000Owner: Hern Family Revocable Trust > Brokerage Investment Ac...
DVN
Unknown07 Jan 2021$100,001 - $250,000Owner: Hern Family Foundation; Joint; Jan 7 2021 received sh...
WPX
Unknown07 Jan 2021NoneOwner: Hern Family Foundation; Joint; Jan 7 2021 WPX shares ...
WPX
Unknown07 Jan 2021NoneOwner: Hern Family Revocable Trust; Joint; Jan 7 2021 WPX sh...
DVN
Unknown07 Jan 2021$1,000,001 - $5,000,000Owner: Hern Family Revocable Trust > Brokerage Investment Ac...
NUVEEN DIVIDEND GROWTH CLASS A [MF]
UnknownUnknown$15,001 - $50,000Owner: Gabrielle Ashtyn Hern Roth IRA; Dependent Child; Corp...
FIRST TR EXCHANGE TRADED FD IV LOW DURAT...
UnknownUnknownNoneOwner: Gabrielle Ashtyn Hern Trust; Dependent Child; sell cl...
FTSM
UnknownUnknownNoneOwner: Gabrielle Ashtyn Hern Trust; Dependent Child; sell cl...
GS Absolute Return Tracker Fund [MF]
UnknownUnknownNoneOwner: Gabrielle Ashtyn Hern Trust; Dependent Child; sell cl...
RTX
UnknownUnknown$100,001 - $250,000Owner: Hern Family Foundation; Joint; merger with United Tec...
AMERICAN AMCAP FUND F2 [MF]
UnknownUnknown$50,001 - $100,000Owner: Hern Family Revocable Trust; Joint; cap gains distrib...
FS KKR Capital Corp II [PS]
UnknownUnknownNoneOwner: Hern Family Revocable Trust; Joint; Sell close
INLAND REAL ESTATE INCOME TR INC COM [RE...
UnknownUnknown$100,001 - $250,000Owner: Hern Family Revocable Trust; Joint; Dividend Reinvest...
NORTHSTAR HEALTHCARE INCOME IN COM [PS]
UnknownUnknown$100,001 - $250,000Owner: Hern Family Revocable Trust; Joint; Liquidation by fu...
HLT
UnknownUnknown$100,001 - $250,000Owner: Hern Family Revocable Trust > Brokerage Investment Ac...
JNL/Mellon US Stock Mkt Index Fund [MF]
UnknownUnknown$500,001 - $1,000,000Owner: Hern Family Revocable Trust > Jackson National EA; Jo...
JNL/S&P® Dividend Income & Growth [MF]
UnknownUnknownNoneOwner: Hern Family Revocable Trust > Jackson National EA; Jo...
McDonald's Restaurants [OL]
UnknownUnknownNoneOwner: Hern Family Revocable Trust > KTAK Corp; Joint; Sale ...
JNL/Mellon US Stock Mkt Index Fund [MF]
UnknownUnknown$250,001 - $500,000Owner: Jackson National EA; Joint; exchanged/transferred fro...
JNL/S&P® Dividend Income & Growth [MF]
UnknownUnknownNoneOwner: Jackson National EA; Joint; exchanged/transferred to ...
FIDELITY SELECT INDUSTRIALS PORT [MF]
UnknownUnknownNoneOwner: Kaden Everett Hern Trust; Dependent Child; sell close
GLENMEDE SECURED OPTIONS PORTFOLIO I [MF...
UnknownUnknownNoneOwner: Kaden Everett Hern Trust; Dependent Child; sell close
NUVEEN DIVIDEND GROWTH CLASS I [MF]
UnknownUnknown$15,001 - $50,000Owner: Kaden Everett Hern Trust; Dependent Child; Corp Actio...
OAKMARK GLOBAL SELECT ADVISOR CL [MF]
UnknownUnknownNoneOwner: Kaden Everett Hern Trust; Dependent Child; sell close
NUVEEN DIVIDEND GROWTH CLASS A [MF]
UnknownUnknown$15,001 - $50,000Owner: Kaden Hern Roth IRA; Dependent Child; Corp Action - M...
FIDELITY SELECT INDUSTRIALS PORT [MF]
UnknownUnknownNoneOwner: Kelby Austin Hern Trust; Dependent Child; sell close
GLENMEDE SECURED OPTIONS PORTFOLIO I [MF...
UnknownUnknownNoneOwner: Kelby Austin Hern Trust; Dependent Child; sell close
NUVEEN DIVIDEND GROWTH CLASS I [MF]
UnknownUnknown$15,001 - $50,000Owner: Kelby Austin Hern Trust; Dependent Child; Corp Action...
OAKMARK GLOBAL SELECT ADVISOR CL [MF]
UnknownUnknownNoneOwner: Kelby Austin Hern Trust; Dependent Child; sell close
NUVEEN DIVIDEND GROWTH CLASS A [MF]
UnknownUnknown$15,001 - $50,000Owner: Kelby Hern Roth IRA; Dependent Child; Corp Action - M...
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