Susie LeeFiling
Transactions filing | Filed on 30 Sept 2019
This congressional financial disclosure from Susie Lee (transactions filing) filed on September 30, 2019 contains 33 stock trades including BFAM, AWK, NDAQ, IAA, COO and 25 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.
This filing contains 21 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 54 days after the trade date. Only 36% of transactions met the disclosure requirement.
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STOCK Act Compliance Violation
This filing contains 21 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.
54
Days Late (Max)
36%
Compliance Rate
21/33
Non-Compliant
About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.
Politician Name
Susie LeeFiling Type
Transactions filing
Filed Date
30 Sept 2019
Transactions
33 transactions
COO | P | 30 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
NDAQ | S (partial) | 29 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
CDK | P | 29 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
CRL | P | 29 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
FLT | P | 29 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
OKE | S (partial) | 29 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
CBRE | S (partial) | 29 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
OKE | S (partial) | 28 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
LKQ | P | 28 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
ELAN | P | 28 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
ERI | P | 21 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
ARMK | S (partial) | 19 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
BFAM | P | 14 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
AWK | P | 14 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
COLD | P | 14 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
PLNT | P | 14 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
CDK | P | 14 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
DPZ | P | 14 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
MGP | S | 14 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
CNC | S | 14 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
VRSK | P | 14 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
STZ | P | 8 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
IAA | S (partial) | 7 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
LSXMK | P | 7 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
AVTR | P | 7 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
COT | S | 7 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
PLNT | P | 7 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
KAR | S | 7 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
WH | P | 7 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
STAY | S | 7 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
USFD | P | 7 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
BLL | P | 7 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |
RHP | P | 7 Aug 2019 | $1,001 - $15,000 | Joint. SUBHoLDINg oF: DSL Living Trust > Bank of New York Brokerage account... |