Sheldon WhitehouseFiling

Periodic Transaction Report | Filed on 11 Aug 2016

This congressional financial disclosure from Sheldon Whitehouse (periodic transaction report) contains 9 stock trades. It was filed on 11 August 2016. Reported tickers include ACE, ETN, DD, MDT, DHR, and 3 more. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 9 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 575 days after the trade date. Only 0% of transactions met the disclosure requirement.

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STOCK Act Compliance Violation

This filing contains 9 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

575
Days Late (Max)
0%
Compliance Rate
9/9
Non-Compliant
About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.
Politician Name
Sheldon Whitehouse
Filing Type
Periodic Transaction Report
Filed Date
11 Aug 2016
View Original Filing

Transactions

9 transactions
MDT
Exchange27 Jan 2015$1,001 - $15,000Child; Covidien PLC exchanged for Medtronics PLC
ACE
Sale (Full)23 Jan 2015$15,001 - $50,000Self; --
DHR
Sale (Partial)23 Jan 2015$15,001 - $50,000Self; --
GILD
Purchase23 Jan 2015$15,001 - $50,000Self; --
ETN
Sale (Full)14 Jan 2015$1,001 - $15,000Child; --
DD
Sale (Full)14 Jan 2015$1,001 - $15,000Joint; --
KLXI
Sale (Full)14 Jan 2015$1,001 - $15,000Self; KLXI IS A SPINOFF OF BEAV
ETN
Sale (Full)14 Jan 2015$15,001 - $50,000Joint; --
AIG
Sale (Full)14 Jan 2015$1,001 - $15,000Self; --
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