Harley RoudaFiling

Transactions filing | Filed on 13 Aug 2020

This congressional financial disclosure from Harley Rouda (transactions filing) contains 4 stock trades. It was filed on 13 August 2020. Reported tickers include UTGN and RCKY. Under the STOCK Act, members of Congress must disclose securities transactions within 45 days.

This filing contains 4 transactions disclosed beyond the 45-day STOCK Act deadline, with the latest filed 512 days after the trade date. Only 0% of transactions met the disclosure requirement.

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STOCK Act Compliance Violation

This filing contains 4 transaction(s) that were filed more than 45 days after the transaction date, violating the STOCK Act requirement for timely disclosure.

512

Days Late (Max)

Compliance Rate

4/4

Non-Compliant

About the STOCK Act: The Stop Trading on Congressional Knowledge Act requires members of Congress to disclose stock trades within 45 days of the transaction date. Late filings may result in fines and reduce transparency in congressional trading activities.

Politician Name

Harley Rouda

Filing Type

Transactions filing

Filed Date

13 Aug 2020

View Original Filing (PDF)

Transactions

4 transactions


Parcel 17 STE LLC	P	22 Nov 2019	$500,001 - $1,000,000	-
Rocky Brands, Inc. (RCKY) RCKY	S	10 Sept 2019	$100,001 - $250,000	-
Rocky Brands, Inc. (RCKY) RCKY	S	5 Apr 2019	$100,001 - $250,000	-
UTG, Inc. (UTGN) UTGN	S	20 Mar 2019	$1,001 - $15,000	-